ELSER FINANCIAL PLANNING, INC.
Adviser information for ELSER FINANCIAL PLANNING, INC. last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,278 | $842.9M |
| Non-Discretionary | 134 | $1.2B |
| Total | 1,412 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177 | $75.8M |
| HNW Individuals | 176 | $1.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $171,071 |
| Charitable organizations | <5 | $33.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 30 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80871 |
|---|---|
| SEC ERA File Number | 801-80871 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143311 |
| Legal Entity Identifier | None |
Principal Office
8900 KEYSTONE CROSSINGSUITE 450
INDIANAPOLIS
IN
United States
Monday - Friday, 8:30 - 5:00
Tel: 317-731-5615, Fax: 317-731-5673
Websites
Chief Compliance Officer
LINDA MURPHY
INVESTMENT ADVISOR REPRESENTATIVE
8900 KEYSTONE CROSSING
SUITE 450
INDIANAPOLIS
IN
United States
Tel:
317-731-5673
Fax:
317-731-5673
L****@**********M
(Full email address available in API data)
Regulatory Contact
SUSAN ELSER
PRESIDENT
8900 KEYSTONE CROSSING
SUITE 450
INDIANAPOLIS
IN
United States
Tel:
317-731-5675
Fax:
317-731-5673
S****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELSER, SUSAN, CHRISTINE | Individual | – | PRESIDENT | 01/2007 | > 75% |
| MURPHY, LINDA, D | Individual | – | CCO/MANAGING PARTNER | 12/2012 | 5-10% |
| HAMILTON, DEREK, CARTER | Individual | – | SHAREHOLDER | 01/2017 | < 5% |
| HERNDON, JONATHAN, LEE | Individual | – | SHAREHOLDER/MANAGING PARTNER | 01/2017 | 10-25% |
| Shetter, Eric, A | Individual | – | SHAREHOLDER | 02/2021 | < 5% |
| Tranovich, KATHLEEN, ELLEN | Individual | – | SHAREHOLDER/MANAGING PARTNER | 01/2023 | < 5% |