FLEXPATH STRATEGIES
FLEXPATH STRATEGIES LLC Legal Name
Adviser information for FLEXPATH STRATEGIES last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 955 | $54.2B |
| Non-Discretionary | 0 | $0 |
| Total | 955 | $54.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 200 | $52.1B |
| Pension and profit sharing plans | 755 | $2.2B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-80914 |
|---|---|
| SEC ERA File Number | 801-80914 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174306 |
| Legal Entity Identifier | None |
Principal Office
120 VANTIS SUITE 480ALISO VIEJO
CA
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: 949-460-9898, Fax: 949-460-9893
Websites
Chief Compliance Officer
MONIQUE SCHULMAN
CHIEF COMPLIANCE OFFICER
120 VANTIS SUITE 480
ALISO VIEJO
CA
United States
Tel:
603-216-8894
M***************@************M
(Full email address available in API data)
Regulatory Contact
JAMI CHAPMAN
COO
120 VANTIS
SUITE 480
ALISO VIEJO
CA
United States
Tel:
949-460-9898
J***********@*********************M
(Full email address available in API data)
Industry Affiliates
| GREAT GRAY TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DELLAVEDOVA, NICHOLAS, DOMINIC | Individual | – | PRESIDENT | 12/2014 | 10-25% |
| GIOVINAZZO, VINCENT, JOSEPH | Individual | – | CEO | 12/2014 | 25-50% |
| CHAPMAN, JAMI, ANN | Individual | – | CHIEF OPERATING OFFICER | 12/2014 | < 5% |
| ELVANDER, JEFFREY, SCOTT | Individual | – | SVP, CHIEF INVESTMENT OFFICER | 12/2014 | < 5% |
| MDCP PATRIOT SPV BLOCKER LLC | Domestic Entity | – | OWNER | 05/2023 | 10-25% |
| MP III FP LEVERED HOLDINGS LLC | Domestic Entity | – | OWNER | 05/2023 | 5-10% |
| OTHER INVESTOR FLEXPATH BLOCKER LLC | Domestic Entity | – | OWNER | 05/2023 | 5-10% |
| SCHULMAN, MONIQUE, (NMN) | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |