EUKLES ASSET MANAGEMENT, LLC
Adviser information for EUKLES ASSET MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 874 | $337.2M |
| Non-Discretionary | 0 | $0 |
| Total | 874 | $337.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 430 | $221.3M |
| HNW Individuals | 17 | $107.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $525,132 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $7.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 337.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EUKLES ASSET MANAGEMENT STRATEGIC WEALTH MANAGEMENT WRAP FEE PROGRAM | EUKLES ASSET MANAGEMENT, LLC |
Principal Office
425 WALNUT STREETSUITE 2260
CINCINNATI
OH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 513-977-4799, Fax: None
Websites
Chief Compliance Officer
BRIAN L. LYSAGHT
CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER
425 WALNUT STREET
SUITE 2260
CINCINNATI
OH
United States
Tel:
513-977-4799
B*******@***********M
(Full email address available in API data)
Regulatory Contact
PATRICK LYSAGHT
MANAGING PARTNER
425 WALNUT STREET
SUITE 2260
CINCINNATI
OH
United States
Tel:
513-977-4799
P**************@***********M
(Full email address available in API data)
Industry Affiliates
| BROKER/DEALER | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LYSAGHT, BRIAN, LAWRENCE | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 01/2011 | 25-50% |
| LYSAGHT, PATRICK, CHRISTOPHER | Individual | – | MANAGING PARTNER | 01/2020 | 25-50% |
| LYSAGHT, CASEY, JAMES | Individual | – | MANAGING PARTNER | 01/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Company | Common Stock | 23 | 3K | – |
| Accenture Plc Class A | Common Stock | 6M | 18K | – |
| Advance Auto Parts, Inc. | Common Stock | 2K | 25 | – |
| Allbirds, Inc. Class A | Common Stock | 1 | 1 | – |
| Alphabet Inc. Class C | Common Stock | 19K | 102 | – |
| Alphabet Inc. Class A | Common Stock | 33K | 180 | – |
| Amazon.com, Inc. | Common Stock | 35K | 182 | – |
| Apple Inc. | Common Stock | 12M | 55K | – |
| Asbury Automotive Group, Inc. | Common Stock | 124K | 546 | – |
| AT&T Inc. | Common Stock | 71 | 4 | – |
| Automatic Data Processing, Inc. | Common Stock | 5K | 23 | – |
| Ball Corporation | Common Stock | 4M | 68K | – |
| Berkshire Hathaway Inc. Class B | Common Stock | 79K | 194 | – |
| BlackRock Enhanced Capital and Income Fund Inc | MF Closed and MF Open | 12K | 583 | – |
| Boston Beer Company, Inc. Class A | Common Stock | 83K | 272 | – |
| Bread Financial Holdings, Inc. | Common Stock | 38K | 858 | – |
| Broadridge Financial Solutions, Inc. | Common Stock | 715K | 4K | – |
| Cadence Bank | Common Stock | 309K | 11K | – |
| Casey's General Stores, Inc. | Common Stock | 2M | 4K | – |
| Caterpillar Inc. | Common Stock | 5M | 16K | – |
| Cboe Global Markets Inc | Common Stock | 6M | 34K | – |
| CBRE Group, Inc. Class A | Common Stock | 3M | 38K | – |
| ChargePoint Holdings, Inc. Class A | Common Stock | 883 | 585 | – |
| Chemed Corporation | Common Stock | 4M | 7K | – |
| Chevron Corporation | Common Stock | 411K | 3K | – |
| Church & Dwight Co., Inc. | Common Stock | 415K | 4K | – |
| Coca-Cola Company | Common Stock | 20K | 312 | – |
| Coca-Cola Consolidated, Inc. | Common Stock | 37K | 34 | – |
| Cognizant Technology Solutions Corporation Class A | Common Stock | 2M | 30K | – |
| Coinbase Global, Inc. Class A | Common Stock | 6K | 25 | – |
| Colgate-Palmolive Company | Common Stock | 2M | 23K | – |
| Comcast Corporation Class A | Common Stock | 5K | 120 | – |
| Commerce Bancshares, Inc. | Common Stock | 499K | 9K | – |
| Consumer Discretionary Select Sector SPDR Fund | MF Closed and MF Open | 5K | 27 | – |
| Cummins Inc. | Common Stock | 3M | 11K | – |
| Deere & Company | Common Stock | 887K | 2K | – |
| Diageo plc Sponsored ADR | Common Stock | 3K | 20 | – |
| Dow, Inc. | Common Stock | 3K | 55 | – |
| Duke Energy Corporation | Common Stock | 3K | 28 | – |
| Eastman Chemical Company | Common Stock | 3M | 30K | – |
| Ekso Bionics Holdings, Inc. | Common Stock | 14 | 13 | – |
| Enbridge Inc. | Common Stock | 1K | 41 | – |
| Exxon Mobil Corporation | Common Stock | 412K | 4K | – |
| FactSet Research Systems Inc. | Common Stock | 3M | 8K | – |
| Fastenal Company | Common Stock | 788K | 13K | – |
| FedEx Corporation | Common Stock | 3M | 10K | – |
| First Financial Bancorp. | Common Stock | 23K | 1K | – |
| First Trust Capital Strength ETF | MF Closed and MF Open | 2K | 29 | – |
| First Trust NYSE Arca Biotechnology Index Fund | MF Closed and MF Open | 56K | 362 | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund | MF Closed and MF Open | 2K | 55 | – |
| First Trust Value Line Dividend Index Fund | MF Closed and MF Open | 2K | 61 | – |
| First Trust Large Cap Core AlphaDEX Fund | MF Closed and MF Open | 364K | 4K | – |
| First Trust Technology AlphaDEX Fund | MF Closed and MF Open | 3K | 23 | – |
| First Trust Large Cap Value AlphaDEX Fund | MF Closed and MF Open | 884K | 12K | – |
| Fiserv, Inc. | Common Stock | 919K | 6K | – |
| Fortrea Holdings Inc. | Common Stock | 280K | 12K | – |
| Fox Factory Holding Corp. | Common Stock | 73K | 2K | – |
| Gartner, Inc. | Common Stock | 3M | 7K | – |
| GE Aerospace | Common Stock | 4K | 23 | – |
| GE Healthcare Technologies Inc. | Common Stock | 545 | 7 | – |
| GE Vernova Inc. | Common Stock | 858 | 5 | – |
| General Dynamics Corporation | Common Stock | 16K | 55 | – |
| Gilead Sciences, Inc. | Common Stock | 990K | 14K | – |
| Goldman Sachs Group, Inc. | Common Stock | 798K | 2K | – |
| GoPro, Inc. Class A | Common Stock | 13 | 9 | – |
| Graco Inc. | Common Stock | 1M | 19K | – |
| GRAIL Inc | Common Stock | 16K | 1K | – |
| Halliburton Company | Common Stock | 358K | 11K | – |
| Healthpeak Properties, Inc. | Common Stock | 2K | 86 | – |
| Hershey Company | Common Stock | 3M | 16K | – |
| Home Depot, Inc. | Common Stock | 2M | 7K | – |
| Humacyte, Inc. | Common Stock | 5K | 1K | – |
| Illinois Tool Works Inc. | Common Stock | 5K | 20 | – |
| Illumina, Inc. | Common Stock | 706K | 7K | – |
| Independent Bank Corp. | Common Stock | 30K | 597 | – |
| Industrial Select Sector SPDR Fund | MF Closed and MF Open | 7K | 54 | – |
| Intel Corporation | Common Stock | 12K | 400 | – |
| International Business Machines Corporation | Common Stock | 2K | 10 | – |
| Invesco Aerospace & Defense ETF | MF Closed and MF Open | 14K | 136 | – |
| Invesco Ltd. | Common Stock | 3K | 200 | – |
| IPG Photonics Corporation | Common Stock | 50K | 592 | – |
| iShares 7-10 Year Treasury Bond ETF | MF Closed and MF Open | 2K | 20 | – |
| iShares Core S&P 500 ETF | MF Closed and MF Open | 32K | 59 | – |
| iShares Core U.S. Aggregate Bond ETF | MF Closed and MF Open | 17K | 171 | – |
| iShares Core S&P Mid-Cap ETF | MF Closed and MF Open | 154K | 3K | – |
| iShares Core S&P Small Cap ETF | MF Closed and MF Open | 2K | 16 | – |
| iShares Core High Dividend ETF | MF Closed and MF Open | 12K | 113 | – |
| iShares Core MSCI EAFE ETF | MF Closed and MF Open | 10K | 140 | – |
| iShares Core 1-5 Year USD Bond ETF | MF Closed and MF Open | 1M | 29K | – |
| iShares Core MSCI Emerging Markets ETF | MF Closed and MF Open | 4K | 66 | – |
| iShares High Yield Systematic Bond ETF | MF Closed and MF Open | 22K | 477 | – |
| iShares iBoxx $ Investment Grade Corporate Bond ETF | MF Closed and MF Open | 2M | 23K | – |
| iShares JP Morgan USD Emerging Markets Bond ETF | MF Closed and MF Open | 1K | 14 | – |
| iShares MBS ETF | MF Closed and MF Open | 1K | 14 | – |
| iShares Morningstar Small Cap Value ETF | MF Closed and MF Open | 7K | 117 | – |
| iShares MSCI EAFE ETF | MF Closed and MF Open | 2M | 23K | – |
| iShares Preferred & Income Securities ETF | MF Closed and MF Open | 15K | 468 | – |
| iShares Russell Mid-Cap Value ETF | MF Closed and MF Open | 3M | 21K | – |
| iShares Russell Mid-Cap Growth ETF | MF Closed and MF Open | 4M | 34K | – |
| iShares Russell Midcap ETF | MF Closed and MF Open | 13K | 166 | – |
| iShares Russell 1000 Growth ETF | MF Closed and MF Open | 9M | 25K | – |
| iShares Russell 1000 ETF | MF Closed and MF Open | 94K | 315 | – |
| iShares Russell 2000 Value ETF | MF Closed and MF Open | 1M | 8K | – |
| iShares Russell 2000 Growth ETF | MF Closed and MF Open | 2M | 6K | – |
| iShares Russell 2000 ETF | MF Closed and MF Open | 45K | 220 | – |
| iShares S&P 500 Growth ETF | MF Closed and MF Open | 14K | 148 | – |
| iShares S&P 500 Value ETF | MF Closed and MF Open | 7K | 41 | – |
| iShares TIPS Bond ETF | MF Closed and MF Open | 1K | 11 | – |
| iShares U.S. Treasury Bond ETF | MF Closed and MF Open | 1K | 57 | – |
| Jazz Pharmaceuticals Public Limited Company | Common Stock | 66K | 617 | – |
| John Bean Technologies Corporation | Common Stock | 84K | 885 | – |
| Johnson & Johnson | Common Stock | 2M | 12K | – |
| JPMorgan Ultra-Short Income ETF | MF Closed and MF Open | 14K | 280 | – |
| JPMorgan BetaBuilders Japan ETF | MF Closed and MF Open | 2K | 28 | – |
| JPMorgan BetaBuilders Canada ETF | MF Closed and MF Open | 780 | 12 | – |
| JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF | MF Closed and MF Open | 677 | 14 | – |
| JPMorgan BetaBuilders Europe ETF | MF Closed and MF Open | 765 | 13 | – |
| JPMorgan Chase & Co. | Common Stock | 2M | 9K | – |
| Kellanova | Common Stock | 2M | 26K | – |
| Kroger Co. | Common Stock | 100 | 2 | – |
| Kyndryl Holdings Incorporation | Common Stock | 53 | 2 | – |
| Labcorp Holdings Inc. | Common Stock | 4M | 18K | – |
| Landstar System, Inc. | Common Stock | 2M | 10K | – |
| LGI Homes, Inc. | Common Stock | 58K | 652 | – |
| Masimo Corporation | Common Stock | 919K | 7K | – |
| Mastercard Incorporated Class A | Common Stock | 7M | 15K | – |
| Medifast, Inc. | Common Stock | 7K | 323 | – |
| Merck & Co., Inc. | Common Stock | 6K | 45 | – |
| Mettler-Toledo International Inc. | Common Stock | 2M | 1K | – |
| Microsoft Corporation | Common Stock | 13M | 30K | – |
| Middleby Corporation | Common Stock | 94K | 764 | – |
| Mondelez International, Inc. Class A | Common Stock | 2K | 25 | – |
| Morgan Stanley | Common Stock | 73K | 753 | – |
| MSCI Inc. Class A | Common Stock | 5K | 11 | – |
| National Beverage Corp. | Common Stock | 148K | 3K | – |
| Neogen Corp | Common Stock | 8K | 523 | – |
| NetApp, Inc. | Common Stock | 13K | 100 | – |
| NIKE, Inc. Class B | Common Stock | 17K | 223 | – |
| Norfolk Southern Corporation | Common Stock | 8K | 35 | – |
| Northrop Grumman Corp. | Common Stock | 4K | 10 | – |
| Novo Nordisk A/S Sponsored ADR Class B | Common Stock | 8M | 54K | – |
| NVIDIA Corporation | Common Stock | 21M | 173K | – |
| Omega Healthcare Investors, Inc. | Common Stock | 712K | 21K | – |
| Oracle Corporation | Common Stock | 567K | 4K | – |
| Oshkosh Corp | Common Stock | 523K | 5K | – |
| Palantir Technologies Inc. Class A | Common Stock | 51 | 2 | – |
| Patrick Industries, Inc. | Common Stock | 133K | 1K | – |
| PayPal Holdings, Inc. | Common Stock | 1M | 19K | – |
| Pfizer Inc. | Common Stock | 1K | 45 | – |
| Polaris Inc. | Common Stock | 4K | 50 | – |
| T. Rowe Price Group | Common Stock | 12K | 100 | – |
| Procter & Gamble Company | Common Stock | 2M | 9K | – |
| Progressive Corporation | Common Stock | 4M | 18K | – |
| Proto Labs, Inc. | Common Stock | 29K | 933 | – |
| ResMed Inc. | Common Stock | 4M | 23K | – |
| RMR Group, Inc. Class A | Common Stock | 46 | 2 | – |
| Roblox Corp. Class A | Common Stock | 855 | 23 | – |
| Rocket Lab USA, Inc. | Common Stock | 5K | 1K | – |
| Rockwell Automation, Inc. | Common Stock | 3M | 10K | – |
| Rollins, Inc. | Common Stock | 903K | 19K | – |
| Ross Stores, Inc. | Common Stock | 2M | 16K | – |
| Rumble, Inc. Class A | Common Stock | 28K | 5K | – |
| SAP SE Sponsored ADR | Common Stock | 19K | 92 | – |
| SLB | Common Stock | 382K | 8K | – |
| Scotts Miracle-Gro Company Class A | Common Stock | 289K | 4K | – |
| Consumer Staples Select Sector SPDR Fund | MF Closed and MF Open | 11K | 142 | – |
| Energy Select Sector SPDR Fund | MF Closed and MF Open | 5K | 56 | – |
| Financial Select Sector SPDR Fund | MF Closed and MF Open | 9K | 219 | – |
| Health Care Select Sector SPDR Fund | MF Closed and MF Open | 18K | 122 | – |
| Materials Select Sector SPDR Fund | MF Closed and MF Open | 5K | 55 | – |
| Technology Select Sector SPDR Fund | MF Closed and MF Open | 71K | 315 | – |
| Communication Services Select Sector SPDR Fund | MF Closed and MF Open | 6K | 67 | – |
| Real Estate Select Sector SPDR Fund | MF Closed and MF Open | 8K | 215 | – |
| Utilities Select Sector SPDR Fund | MF Closed and MF Open | 5K | 78 | – |
| Service Properties Trust | Common Stock | 38K | 7K | – |
| ServisFirst Bancshares Inc | Common Stock | 145K | 2K | – |
| Sherwin-Williams Company | Common Stock | 4M | 13K | – |
| Skyworks Solutions, Inc. | Common Stock | 2M | 22K | – |
| A. O. Smith Corporation | Common Stock | 2M | 30K | – |
| Snap, Inc. Class A | Common Stock | 432 | 26 | – |
| SoFi Technologies Inc | Common Stock | 66 | 10 | – |
| Solventum Corporation | Common Stock | 33K | 629 | – |
| SPDR Dow Jones Industrial Average ETF Trust | MF Closed and MF Open | 9K | 22 | – |
| SPDR Portfolio Short Term Corporate Bond ETF | MF Closed and MF Open | 4M | 142K | – |
| SPDR S&P 500 ETF Trust | MF Closed and MF Open | 7K | 13 | – |
| State Street Corporation | Common Stock | 2M | 33K | – |
| Sysco Corporation | Common Stock | 3K | 45 | – |
| Tapestry, Inc. | Common Stock | 75K | 2K | – |
| Target Corporation | Common Stock | 5K | 35 | – |
| Tesla, Inc. | Common Stock | 4K | 19 | – |
| Texas Instruments Incorporated | Common Stock | 2M | 11K | – |
| TJX Companies Inc | Common Stock | 5M | 43K | – |
| Tractor Supply Company | Common Stock | 741K | 3K | – |
| Trane Technologies plc | Common Stock | 12K | 35 | – |
| Trex Company, Inc. | Common Stock | 102K | 1K | – |
| Tyson Foods, Inc. Class A | Common Stock | 2K | 35 | – |
| U.S. Bancorp | Common Stock | 1M | 37K | – |
| United Parcel Service, Inc. Class B | Common Stock | 10K | 73 | – |
| United Rentals, Inc. | Common Stock | 6M | 9K | – |
| Unity Software, Inc. | Common Stock | 163 | 10 | – |
| Vanguard Dividend Appreciation ETF | MF Closed and MF Open | 57K | 314 | – |
| Vanguard FTSE Emerging Markets ETF | MF Closed and MF Open | 959K | 22K | – |
| Vanguard FTSE Developed Markets ETF | MF Closed and MF Open | 24K | 491 | – |
| Vanguard High Dividend Yield Index ETF | MF Closed and MF Open | 2M | 21K | – |
| Vanguard Intermediate-Term Bond ETF | MF Closed and MF Open | 16K | 216 | – |
| Vanguard Intermediate-Term Corporate Bond ETF | MF Closed and MF Open | 25K | 310 | – |
| Vanguard Long-Term Bond ETF | MF Closed and MF Open | 2K | 27 | – |
| Vanguard Mid-Cap Value ETF | MF Closed and MF Open | 35K | 231 | – |
| Vanguard Mid-Cap Growth ETF | MF Closed and MF Open | 42K | 181 | – |
| Vanguard Real Estate ETF | MF Closed and MF Open | 32K | 383 | – |
| Vanguard Russell 2000 Growth ETF | MF Closed and MF Open | 11K | 57 | – |
| Vanguard Russell 2000 Value ETF | MF Closed and MF Open | 15K | 115 | – |
| Vanguard Russell 1000 Growth ETF | MF Closed and MF Open | 83K | 884 | – |
| Vanguard S&P 500 ETF | MF Closed and MF Open | 44K | 87 | – |
| Vanguard Short-Term Bond ETF | MF Closed and MF Open | 3K | 37 | – |
| Vanguard Short-Term Treasury ETF | MF Closed and MF Open | 26K | 441 | – |
| Vanguard Short-Term Corporate Bond ETF | MF Closed and MF Open | 3M | 43K | – |
| Vanguard Total Bond Market ETF | MF Closed and MF Open | 6K | 85 | – |
| Vanguard Total International Bond ETF | MF Closed and MF Open | 9K | 186 | – |
| Vanguard Value ETF | MF Closed and MF Open | 15K | 96 | – |
| Verizon Communications Inc. | Common Stock | 3K | 82 | – |
| Visa Inc. Class A | Common Stock | 46K | 176 | – |
| W. P. Carey Inc. | Common Stock | 2K | 30 | – |
| Walker & Dunlop, Inc. | Common Stock | 110K | 1K | – |
| Walt Disney Company | Common Stock | 2K | 20 | – |
| Waters Corporation | Common Stock | 5K | 18 | – |
| Wells Fargo & Company | Common Stock | 6K | 101 | – |
| WEX Inc. | Common Stock | 484K | 3K | – |
| Williams-Sonoma, Inc. | Common Stock | 2M | 5K | – |
| Winnebago Industries, Inc. | Common Stock | 139K | 3K | – |
| WisdomTree U.S. SmallCap Dividend Fund | MF Closed and MF Open | 7K | 234 | – |
| WK Kellogg Co | Common Stock | 28K | 2K | – |
| World Kinect Corporation | Common Stock | 171K | 7K | – |
| Yum! Brands, Inc. | Common Stock | 3M | 22K | – |
| Zoetis, Inc. Class A | Common Stock | 3M | 20K | – |