HOEY INVESTMENTS, INC.
Adviser information for HOEY INVESTMENTS, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,184 | $427.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,184 | $427.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 586 | $95.5M |
| HNW Individuals | 192 | $324.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 15 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
1000 BRANDYWINE CREEK RD.COATESVILLE
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-738-4280, Fax: 610-738-4290
Chief Compliance Officer
FRANCIS J. HOEY
PRINCIPAL, CHIEF COMPLIANCE OFFICER
1000 BRANDYWINE CREEK RD.
COATESVILLE
PA
United States
Tel:
610-738-4280
Fax:
610-738-4290
F****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOEY, FRANCIS, JAMES | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 12/2007 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 15K | 143 | – |
| ABBOTT LABS | COM | 31K | 300 | – |
| ABBVIE INC | COM | 580K | 3K | – |
| ABRDN GLOBAL DYNAMIC DIVIDEN | COM | 8K | 835 | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 27K | 960 | – |
| ADOBE INC | COM | 109K | 196 | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 25K | – |
| AFFIRM HLDGS INC | COM CL A | 274K | 9K | – |
| AIM IMMUNOTECH INC | COM | 373 | 1K | – |
| AIRBNB INC | COM CL A | 25K | 167 | – |
| ALASKA AIR GROUP INC | COM | 2K | 38 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1K | 17 | – |
| ALLOGENE THERAPEUTICS INC | COM | 699 | 300 | – |
| ALLSTATE CORP | COM | 441K | 3K | – |
| ALPHABET INC | CAP STK CL A | 3M | 15K | – |
| ALPHABET INC | CAP STK CL C | 29K | 160 | – |
| AMAZON COM INC | CALL | 6M | – | – |
| AMAZON COM INC | COM | 110M | 571K | – |
| AMERICAN EXPRESS CO | COM | 7K | 30 | – |
| AMERICAN TOWER CORP NEW | COM | 42K | 214 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 45K | 345 | – |
| AMERIPRISE FINL INC | COM | 1K | 3 | – |
| AMETEK INC | COM | 834 | 5 | – |
| AMGEN INC | COM | 2M | 8K | – |
| AMPLIFY ETF TR | AMPLIFY VIDEO GA | 124 | 2 | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 391 | 11 | – |
| ANALOG DEVICES INC | COM | 5K | 24 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 1K | 55 | – |
| APA CORPORATION | COM | 40K | 1K | – |
| APPLE INC | COM | 16M | 78K | – |
| APPLIED MATLS INC | COM | 93K | 393 | – |
| APPLOVIN CORP | COM CL A | 191K | 2K | – |
| APTIV PLC | SHS | 2K | 32 | – |
| ARCH RESOURCES INC | CL A | 10K | 63 | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 298K | 2K | – |
| ARROW ELECTRS INC | COM | 5K | 39 | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 3K | 24 | – |
| ASTERA LABS INC | CALL | 103K | – | – |
| ASTERA LABS INC | COM | 308K | 5K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 936 | 12 | – |
| AT&T INC | COM | 6K | 308 | – |
| AURORA CANNABIS INC | COM | 19 | 4 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 477K | 2K | – |
| AVANTOR INC | COM | 3K | 160 | – |
| AXALTA COATING SYS LTD | COM | 3K | 96 | – |
| BALLARD PWR SYS INC NEW | COM | 540 | 240 | – |
| BANK AMERICA CORP | COM | 6M | 153K | – |
| BATH & BODY WORKS INC | COM | 860 | 22 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BEST BUY INC | COM | 3K | 34 | – |
| BEYOND MEAT INC | COM | 115 | 17 | – |
| BHP GROUP LTD | SPONSORED ADS | 6K | 100 | – |
| BIGLARI HLDGS INC | COM STK CL B | 14K | 72 | – |
| BIOHAVEN LTD | COM | 10K | 300 | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 612K | 75K | – |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 190K | 34K | – |
| BLACKROCK HEALTH SCIENCES TR | COM | 9K | 231 | – |
| BLACKROCK INC | COM | 184K | 234 | – |
| BLACKROCK LTD DURATION INCOM | COM SHS | 2K | 171 | – |
| BLACKROCK UTILS INFRASTRUCTU | COM | 10K | 448 | – |
| BLACKSTONE INC | COM | 16K | 127 | – |
| BLOCK INC | CL A | 3K | 50 | – |
| BLOOM ENERGY CORP | COM CL A | 1K | 100 | – |
| BOEING CO | COM | 80K | 439 | – |
| BOOKING HOLDINGS INC | COM | 277K | 70 | – |
| BP PLC | SPONSORED ADR | 3K | 83 | – |
| BRANDYWINE RLTY TR | SH BEN INT NEW | 73K | 16K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 12K | 300 | – |
| BROADCOM INC | COM | 7M | 4K | – |
| BTCS INC | COM NEW | 289 | 209 | – |
| C3 AI INC | CL A | 7K | 235 | – |
| CAMECO CORP | COM | 3K | 70 | – |
| CAPITAL ONE FINL CORP | COM | 3K | 20 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 6K | 300 | – |
| CATERPILLAR INC | COM | 300K | 902 | – |
| CBRE GROUP INC | CL A | 3K | 32 | – |
| CERVOMED INC | COM | 18K | 1K | – |
| CHENIERE ENERGY INC | COM NEW | 23K | 130 | – |
| CHEVRON CORP NEW | COM | 782K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 63K | 1K | – |
| CIENA CORP | COM NEW | 3K | 65 | – |
| CISCO SYS INC | COM | 83K | 2K | – |
| CITIGROUP INC | COM NEW | 36K | 575 | – |
| CITIZENS FINL GROUP INC | COM | 2K | 50 | – |
| COCA COLA CO | COM | 27K | 432 | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 3K | 46 | – |
| COHERENT CORP | COM | 36K | 500 | – |
| COINBASE GLOBAL INC | COM CL A | 69K | 312 | – |
| COMCAST CORP NEW | CL A | 119K | 3K | – |
| COMERICA INC | COM | 1K | 21 | – |
| COMMERCIAL METALS CO | COM | 1M | 23K | – |
| CONOCOPHILLIPS | COM | 9K | 81 | – |
| CONSTELLATION BRANDS INC | CL A | 772 | 3 | – |
| CORNING INC | COM | 66K | 2K | – |
| CORTEVA INC | COM | 13K | 244 | – |
| COSTCO WHSL CORP NEW | COM | 377K | 443 | – |
| COTERRA ENERGY INC | COM | 20K | 734 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 7K | 130 | – |
| CROWDSTRIKE HLDGS INC | CALL | 1M | – | – |
| CROWDSTRIKE HLDGS INC | CL A | 9M | 24K | – |
| CUMMINS INC | COM | 35K | 126 | – |
| CVS HEALTH CORP | COM | 47K | 800 | – |
| CXAPP INC | COM CL A | 5 | 2 | – |
| DANAHER CORPORATION | COM | 327K | 1K | – |
| DEERE & CO | COM | 157K | 419 | – |
| DELL TECHNOLOGIES INC | CL C | 61K | 440 | – |
| DEVON ENERGY CORP NEW | COM | 99K | 2K | – |
| DIREXION SHS ETF TR | DAILY S&P BIOTCH | 22K | 190 | – |
| DIREXION SHS ETF TR | DIREXION 2X SHAR | 1M | 32K | – |
| DIREXION SHS ETF TR | DLY AEROSPC 3X | 13K | 500 | – |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 50K | 500 | – |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 2M | 38K | – |
| DISNEY WALT CO | COM | 107K | 1K | – |
| DOLLAR GEN CORP NEW | COM | 3K | 21 | – |
| DOLLAR TREE INC | COM | 3K | 28 | – |
| DOW INC | COM | 412K | 8K | – |
| DUN & BRADSTREET HLDGS INC | COM | 371 | 40 | – |
| DUPONT DE NEMOURS INC | COM | 652K | 8K | – |
| DYADIC INTL INC DEL | COM | 15K | 10K | – |
| EA SERIES TRUST | STRIVE US ENERGY | 10K | 325 | – |
| EASTERLY GOVT PPTYS INC | COM | 18K | 1K | – |
| EASTMAN CHEM CO | COM | 55K | 562 | – |
| EASTMAN KODAK CO | COM NEW | 754 | 140 | – |
| EATON CORP PLC | SHS | 9K | 30 | – |
| EATON VANCE RISK-MANAGED DIV | COM | 35K | 4K | – |
| EBAY INC. | COM | 215 | 4 | – |
| ELECTRONIC ARTS INC | COM | 74K | 531 | – |
| ELEVANCE HEALTH INC | COM | 4K | 7 | – |
| ELI LILLY & CO | COM | 301K | 333 | – |
| ELLINGTON FINANCIAL INC | COM | 725 | 60 | – |
| EMERSON ELEC CO | COM | 2M | 15K | – |
| ENERGIZER HLDGS INC NEW | COM | 11K | 364 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 8K | 516 | – |
| ENPHASE ENERGY INC | COM | 403K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 23K | 808 | – |
| EQT CORP | COM | 4K | 106 | – |
| EXTRA SPACE STORAGE INC | COM | 467 | 3 | – |
| EXXON MOBIL CORP | COM | 447K | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 7K | 83 | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 7K | 107 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 10K | 56 | – |
| FIDELITY NATL INFORMATION SV | COM | 4K | 57 | – |
| FIRST AMERN FINL CORP | COM | 810 | 15 | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 3K | 2 | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 2K | 15 | – |
| FISERV INC | COM | 6K | 37 | – |
| FNCB BANCORP INC | COM | 114K | 17K | – |
| FORD MTR CO DEL | COM | 10K | 784 | – |
| FORTIVE CORP | COM | 5K | 67 | – |
| FORTREA HLDGS INC | COMMON STOCK | 491 | 21 | – |
| FOX CORP | CL A COM | 2K | 52 | – |
| FREEPORT-MCMORAN INC | CL B | 45K | 920 | – |
| GAP INC | COM | 2K | 65 | – |
| GE AEROSPACE | COM NEW | 5M | 32K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 468 | 6 | – |
| GE VERNOVA INC | COM | 1M | 8K | – |
| GENERAL MTRS CO | COM | 519K | 11K | – |
| GILEAD SCIENCES INC | COM | 138 | 2 | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 335 | 1K | – |
| GLOBAL X FDS | GLOBAL X URANIUM | 20K | 688 | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 354 | 20 | – |
| GOLD FIELDS LTD | SPONSORED ADR | 100K | 7K | – |
| GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
| GRANITESHARES ETF TR | 2X LONG NVDA DAI | 1M | 15K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 31K | 583 | – |
| HALEON PLC | SPON ADS | 265 | 32 | – |
| HANCOCK JOHN INVT TR II | COM | 3K | 222 | – |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 38K | 3K | – |
| HARLEY DAVIDSON INC | COM | 671 | 20 | – |
| HCA HEALTHCARE INC | COM | 1M | 4K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 4K | 200 | – |
| HIVE DIGITAL TECHNOLOGIES LT | COM NEW | 444 | 144 | – |
| HOME DEPOT INC | COM | 172K | 499 | – |
| HONEYWELL INTL INC | COM | 726K | 3K | – |
| HP INC | COM | 7K | 200 | – |
| HSBC HLDGS PLC | SPON ADR NEW | 4K | 100 | – |
| HUMANA INC | COM | 314K | 840 | – |
| HYPERFINE INC | COM CL A | 3K | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 8K | 32 | – |
| INTEL CORP | COM | 39K | 1K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 7K | 50 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 172K | 994 | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 953 | 10 | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 4K | 300 | – |
| INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 1K | 32 | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 10K | 101 | – |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 20K | 1K | – |
| INVESCO QQQ TR | UNIT SER 1 | 20K | 41 | – |
| INVESTMENT MANAGERS SER TR I | TRADR SHRT INNOV | 168K | 6K | – |
| ISHARES BITCOIN TR | SHS | 54K | 2K | – |
| ISHARES GOLD TR | ISHARES NEW | 25K | 575 | – |
| ISHARES INC | MSCI EURZONE ETF | 5K | 109 | – |
| ISHARES SILVER TR | ISHARES | 442K | 17K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 4K | 44 | – |
| ISHARES TR | CORE S&P SCP ETF | 22K | 210 | – |
| ISHARES TR | CORE S&P500 ETF | 42K | 76 | – |
| ISHARES TR | CORE TOTAL USD | 46 | 1 | – |
| ISHARES TR | CORE US AGGBD ET | 74 | 1 | – |
| ISHARES TR | EAFE VALUE ETF | 54 | 1 | – |
| ISHARES TR | GLOBAL ENERG ETF | 42 | 1 | – |
| ISHARES TR | IBOXX HI YD ETF | 50 | 1 | – |
| ISHARES TR | MSCI EMG MKT ETF | 559K | 13K | – |
| ISHARES TR | MSCI INDIA ETF | 8K | 150 | – |
| ISHARES TR | RUS 1000 ETF | 12K | 39 | – |
| ISHARES TR | SELECT DIVID ETF | 484 | 4 | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 15K | 142 | – |
| JOHNSON & JOHNSON | COM | 297K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 26K | – |
| KINDER MORGAN INC DEL | COM | 899K | 45K | – |
| KINROSS GOLD CORP | COM | 94K | 11K | – |
| KKR & CO INC | COM | 165K | 2K | – |
| KRAFT HEINZ CO | COM | 12K | 361 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 1K | 38 | – |
| LABCORP HOLDINGS INC | COM SHS | 5K | 25 | – |
| LAM RESEARCH CORP | COM | 53K | 50 | – |
| LAS VEGAS SANDS CORP | COM | 2K | 48 | – |
| LEGGETT & PLATT INC | COM | 321 | 28 | – |
| LEMONADE INC | COM | 1K | 80 | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 21K | 3K | – |
| LIGHTWAVE LOGIC INC | COM | 10K | 3K | – |
| LINDE PLC | SHS | 1K | 3 | – |
| LIONS GATE ENTMNT CORP | CL A VTG | 19 | 2 | – |
| LIONS GATE ENTMNT CORP | CL B NON VTG | 18 | 2 | – |
| LIVEPERSON INC | COM | 6 | 10 | – |
| LOCKHEED MARTIN CORP | COM | 804K | 2K | – |
| LOWES COS INC | COM | 3M | 12K | – |
| LULULEMON ATHLETICA INC | COM | 485K | 2K | – |
| LUMEN TECHNOLOGIES INC | COM | 10 | 9 | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 1K | 700 | – |
| LYFT INC | CL A COM | 160K | 11K | – |
| MAGNA INTL INC | COM | 5K | 125 | – |
| MARRIOTT INTL INC NEW | CL A | 34K | 142 | – |
| MARVELL TECHNOLOGY INC | COM | 906K | 13K | – |
| MASTERCARD INCORPORATED | CL A | 22K | 50 | – |
| MCDONALDS CORP | COM | 272K | 1K | – |
| MCKESSON CORP | COM | 18K | 30 | – |
| MEDTRONIC PLC | SHS | 68K | 861 | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| META MATERIALS INC | COM NEW | 34 | 11 | – |
| META PLATFORMS INC | CALL | 504K | – | – |
| META PLATFORMS INC | CL A | 54M | 107K | – |
| MICRON TECHNOLOGY INC | COM | 25K | 192 | – |
| MICROSOFT CORP | COM | 64M | 144K | – |
| MICROSTRATEGY INC | CL A NEW | 158K | 115 | – |
| MONDELEZ INTL INC | CL A | 5K | 69 | – |
| MONSTER BEVERAGE CORP NEW | COM | 5K | 92 | – |
| MORGAN STANLEY | COM NEW | 2M | 20K | – |
| MORPHIC HLDG INC | COM | 34K | 1K | – |
| NETAPP INC | COM | 52K | 400 | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 145K | 2K | – |
| NIKE INC | CL B | 4K | 50 | – |
| NIKOLA CORP | COM NEW | 271 | 33 | – |
| NORFOLK SOUTHN CORP | COM | 3K | 16 | – |
| NORTHROP GRUMMAN CORP | COM | 153K | 352 | – |
| NOVO-NORDISK A S | ADR | 10K | 68 | – |
| NUVEEN REAL ASSET INCOME & G | COM | 6K | 504 | – |
| NVIDIA CORPORATION | CALL | 3M | – | – |
| NVIDIA CORPORATION | COM | 159M | 1M | – |
| ORGANON & CO | COMMON STOCK | 4K | 191 | – |
| OTIS WORLDWIDE CORP | COM | 4K | 46 | – |
| OUTSET MED INC | COM | 539 | 140 | – |
| PACER FDS TR | DATA & DIGI REVO | 6K | 134 | – |
| PACER FDS TR | DATA AND INFRAST | 1K | 44 | – |
| PACER FDS TR | GLOBL CASH ETF | 8K | 237 | – |
| PACER FDS TR | INDUSTRIAL RELET | 1K | 32 | – |
| PACER FDS TR | PACER US SMALL | 5K | 120 | – |
| PACER FDS TR | US CASH COWS 100 | 6K | 115 | – |
| PACKAGING CORP AMER | COM | 548 | 3 | – |
| PALANTIR TECHNOLOGIES INC | CALL | 507K | – | – |
| PALANTIR TECHNOLOGIES INC | CL A | 276K | 11K | – |
| PALO ALTO NETWORKS INC | COM | 10M | 29K | – |
| PAPA JOHNS INTL INC | COM | 4K | 95 | – |
| PARKER-HANNIFIN CORP | COM | 11K | 21 | – |
| PAYPAL HLDGS INC | COM | 2K | 40 | – |
| PEPSICO INC | COM | 955K | 6K | – |
| PERFICIENT INC | COM | 2K | 25 | – |
| PERMIAN RESOURCES CORP | CLASS A COM | 3K | 200 | – |
| PFIZER INC | COM | 288K | 10K | – |
| PHILIP MORRIS INTL INC | COM | 3K | 25 | – |
| PHILLIPS 66 | COM | 28K | 200 | – |
| PHUNWARE INC | COM NEW | 6 | 1 | – |
| PIMCO CORPORATE & INCOME OPP | COM | 2K | 151 | – |
| PINTEREST INC | CL A | 5K | 110 | – |
| PLUG POWER INC | COM NEW | 16K | 7K | – |
| POTLATCHDELTIC CORPORATION | COM | 25K | 622 | – |
| PPG INDS INC | COM | 50K | 400 | – |
| PPL CORP | COM | 4K | 150 | – |
| PROCTER AND GAMBLE CO | COM | 8K | 46 | – |
| PROGRESSIVE CORP | COM | 7K | 32 | – |
| PROLOGIS INC. | COM | 22K | 200 | – |
| PROSHARES TR | RUSS 2000 DIVD | 5K | 88 | – |
| PROSHARES TR | S&P 500 DV ARIST | 11K | 112 | – |
| PROSHARES TR | S&P MDCP 400 DIV | 13K | 183 | – |
| PROSHARES TR | ULTRAPRO QQQ | 148K | 2K | – |
| PROSHARES TR | ULTRAPRO SHT QQQ | 83K | 10K | – |
| PROSHARES TR | ULTRPRO S&P500 | 77K | 1K | – |
| PROSHARES TR II | ULTRA BLOOMBERG | 2K | 120 | – |
| QUALCOMM INC | COM | 320K | 2K | – |
| QUALYS INC | COM | 43K | 300 | – |
| QXO INC | COM NEW | 9K | 125 | – |
| RANGE RES CORP | COM | 17K | 500 | – |
| REALTY INCOME CORP | COM | 29K | 544 | – |
| REGIONS FINANCIAL CORP NEW | COM | 2K | 106 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 5K | 26 | – |
| RIOT PLATFORMS INC | COM | 275 | 30 | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 792 | 59 | – |
| ROCKWELL AUTOMATION INC | COM | 612K | 2K | – |
| ROKU INC | COM CL A | 959 | 16 | – |
| ROSS STORES INC | COM | 8K | 56 | – |
| RTX CORPORATION | COM | 575K | 6K | – |
| SALESFORCE INC | COM | 12K | 45 | – |
| SANA BIOTECHNOLOGY INC | COM | 11K | 2K | – |
| SANOFI | SPONSORED ADR | 28K | 572 | – |
| SCHWAB CHARLES CORP | COM | 3K | 39 | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 76K | 2K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 572K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 907K | 12K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 2K | 40 | – |
| SEALED AIR CORP NEW | COM | 3K | 73 | – |
| SELECT SECTOR SPDR TR | ENERGY | 13K | 145 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4K | 30 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 9K | 125 | – |
| SERVICENOW INC | COM | 2M | 3K | – |
| SIMON PPTY GROUP INC NEW | COM | 57K | 375 | – |
| SNDL INC | COM | 5K | 2K | – |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 449 | 11 | – |
| SOLVENTUM CORP | COM SHS | 2K | 34 | – |
| SOUTHWEST AIRLS CO | COM | 1K | 40 | – |
| SPDR GOLD TR | GOLD SHS | 69K | 320 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 737 | 21 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 394K | 724 | – |
| SPDR SER TR | PRTFLO S&P500 HI | 16K | 400 | – |
| STARBUCKS CORP | COM | 156 | 2 | – |
| STMICROELECTRONICS N V | NY REGISTRY | 590 | 15 | – |
| SUPER MICRO COMPUTER INC | CALL | 246K | – | – |
| SUPER MICRO COMPUTER INC | COM | 405K | 494 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 71K | 410 | – |
| TARGET CORP | COM | 161K | 1K | – |
| TECK RESOURCES LTD | CL B | 10K | 200 | – |
| TELEPHONE & DATA SYS INC | COM NEW | 62K | 3K | – |
| TESLA INC | COM | 720K | 4K | – |
| TEXAS INSTRS INC | COM | 19K | 100 | – |
| THERATECHNOLOGIES INC | COM NEW | 3K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 621K | 1K | – |
| TILRAY BRANDS INC | COM | 3K | 2K | – |
| TKO GROUP HOLDINGS INC | CL A | 3K | 26 | – |
| TMC THE METALS COMPANY INC | COM | 810 | 600 | – |
| TORTOISE ENERGY INFRA CORP | COM | 2K | 55 | – |
| TRAVELERS COMPANIES INC | COM | 407 | 2 | – |
| TREACE MED CONCEPTS INC | COM | 7K | 1K | – |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 3K | 96 | – |
| TWIST BIOSCIENCE CORP | COM | 5K | 100 | – |
| UBER TECHNOLOGIES INC | COM | 5M | 70K | – |
| UNDER ARMOUR INC | CL C | 412 | 63 | – |
| UNILEVER PLC | SPON ADR NEW | 3K | 52 | – |
| UNION PAC CORP | COM | 679 | 3 | – |
| UNITED PARCEL SERVICE INC | CL B | 6K | 45 | – |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 233K | 9K | – |
| UNITEDHEALTH GROUP INC | COM | 2K | 3 | – |
| UNUM GROUP | COM | 54K | 1K | – |
| V F CORP | COM | 486 | 36 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 10K | 300 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 16K | 60 | – |
| VANECK ETF TRUST | URANIUM AND NUCL | 6K | 70 | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 16K | 150 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 48 | 1 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 45K | 618 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 52K | 213 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 20K | 75 | – |
| VANGUARD INDEX FDS | VALUE ETF | 496K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 36K | 824 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 37 | 0 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 105 | 1 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 605K | 3K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2K | 33 | – |
| VERALTO CORP | COM SHS | 40K | 419 | – |
| VERIZON COMMUNICATIONS INC | COM | 147K | 4K | – |
| VERTEX PHARMACEUTICALS INC | COM | 6K | 13 | – |
| VIATRIS INC | COM | 8K | 784 | – |
| VISA INC | COM CL A | 2K | 6 | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 373 | 42 | – |
| VOYA FINANCIAL INC | COM | 1K | 20 | – |
| WABTEC | COM | 475 | 3 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 158 | 13 | – |
| WALLBOX NV | SHS CL A | 3K | 2K | – |
| WALMART INC | COM | 2M | 31K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 179 | 24 | – |
| WELLS FARGO CO NEW | COM | 9M | 144K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 41K | 1K | – |
| WHEATON PRECIOUS METALS CORP | COM | 68K | 1K | – |
| WISDOMTREE TR | ARTIFICIAL INTEL | 6K | 300 | – |
| XTI AEROSPACE INC | COM | 1 | 1 | – |
| YUM BRANDS INC | COM | 663 | 5 | – |
| ZOETIS INC | CL A | 656K | 4K | – |
| ZOMEDICA CORP | COM | 6 | 40 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 592 | 10 | – |