PATRICK FINANCIAL GROUP LLC.
PATRICK FINANCIAL GROUP, L.L.C. Legal Name
Adviser information for PATRICK FINANCIAL GROUP LLC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,167 | $132.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1,167 | $132.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 875 | $131.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $473,939 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80932 |
|---|---|
| SEC ERA File Number | 801-80932 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124610 |
| Legal Entity Identifier | None |
Principal Office
MILLPOND PARKE OFFICE BUILDING824 WEST GRAND RIVER AVENUE
BRIGHTON
MI
United States
Monday - Friday, 9AM-5PM
Tel: 810-225-9876, Fax: 810-225-3350
Websites
Chief Compliance Officer
ANNE T. LEZOTTE
OFFICE MANAGER
824 WEST GRAND RIVER AVE.
BRIGHTON
MI
United States
Tel:
810-225-9876
Fax:
810-225-3350
A*******@************************M
(Full email address available in API data)
Regulatory Contact
JOHN B PELON
PRESIDENT
824 WEST GRAND RIVER AVE
BRIGHTON
MI
United States
Tel:
8102259876
Fax:
8102253350
J*****@************************M
(Full email address available in API data)
Industry Affiliates
| ATS ADVISORS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PELON, JOHN, BRENNER | Individual | – | PRESIDENT | 01/2022 | < 5% |
| LEZOTTE, ANNE, THERESE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| ACCOUNTING & TAX SERVICES, INC. | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
| Sullivan, James, Robert | Individual | ACCOUNTING & TAX SERVICES, INC. | CEO | 01/2022 | > 75% |