SACKS & ASSOCIATES, LLC
Adviser information for SACKS & ASSOCIATES, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 274 | $143.7M |
| Non-Discretionary | 83 | $33.0M |
| Total | 357 | $176.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 301 | $76.2M |
| HNW Individuals | 56 | $100.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SACKS & ASSOCIATES, LLC WRAP FEE PROGRAM | SACKS & ASSOCIATES, LLC |
Identifiers
| SEC RIA File Number | 801-80934 |
|---|---|
| SEC ERA File Number | 801-80934 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174909 |
| Legal Entity Identifier | None |
Principal Office
1160 ROUTE 22 EASTBRIDGEWATER
NJ
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 908-864-4950, Fax: 908-393-5814
Chief Compliance Officer
NEIL SACKS
MEMBER
1160 ROUTE 22 EAST
BRIDGEWATER
NJ
United States
Tel:
908-864-4957
Fax:
908-393-5814
N*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SACKS, NEIL, JAY | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 10/2008 | > 75% |