OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC
Adviser information for OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $156.5M |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $156.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $319,327 |
| HNW Individuals | 8 | $9.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $140.2M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-80940 |
|---|---|
| SEC ERA File Number | 801-80940 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165355 |
| Legal Entity Identifier | None |
Principal Office
2055 EAST 3900 SOUTH SUITE #100SUITE 100
SALT LAKE CITY
UT
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 307-201-6275, Fax: 307-201-6278
Chief Compliance Officer
MICHAEL JAMES THORNTON
MANAGING MEMBER
2055 EAST 3900 SOUTH SUITE #100
SALT LAKE CITY
UT
United States
Tel:
307-201-6275
Fax:
307-201-6278
M******@************M
(Full email address available in API data)
Regulatory Contact
DAVID TAYLOR HOLLEY
MANAGING MEMBER
2055 EAST 3900 SOUTH SUITE #10
SUITE 100
SALT LAKE CITY
UT
United States
Tel:
307-201-6275
Fax:
307-201-6278
D***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLLEY, DAVID, TAYLOR | Individual | – | MANAGING MEMBER | 08/2012 | 50-75% |
| THORNTON, MICHAEL, JAMES | Individual | – | MANAGING MEMBER - CCO | 08/2012 | 50-75% |