Hedge Fund Database

FINANCIAL GUIDANCE GROUP, INC.

Adviser information for FINANCIAL GUIDANCE GROUP, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 631 $186.0M
Non-Discretionary 0 $0
Total 631 $186.0M

Clients

Type Number RAUM
Individuals 202 $57.9M
HNW Individuals 54 $126.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $2.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-80958
SEC ERA File Number 801-80958
SEC CIK Numbers 1929349
SEC CRD Numbers 108799
Legal Entity Identifier None

Principal Office

788 SAMANTHA DRIVE
PALM HARBOR
FL
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 727-787-7526, Fax: 727-789-2643

Websites

www.instagram.com/fgg.inc twitter.com/fgginc www.fgginc.com www.linkedin.com/company/financial-guidance-group-inc-/ www.facebook.com/fgginc

Chief Compliance Officer

CHRISTOPH VON DEM BUSSCHE
CHIEF EXECUTIVE OFFICER/CHIEF OPERATING OFFICER
788 SAMANTHA DRIVE
PALM HARBOR
FL
United States
Tel: 727-787-7526
Fax: 727-789-2643
(Full email address available in API data)

Regulatory Contact

CARL VON DEM BUSSCHE, SR.
FOUNDER AND CHAIRMAN
788 SAMANTHA DRIVE
PALM HARBOR
FL
United States
Tel: 727-787-7526
Fax: 727-789-2643
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VON DEM BUSSCHE (SR), CARL, FREDERICK Individual – FOUNDER AND CHAIRMAN 11/1996 < 5%
VON DEM BUSSCHE, CHRISTOPH, SIMPSON Individual – CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 10/2013 50-75%
VON DEM BUSSCHE, CARL, FREDERICK Individual – PRESIDENT 06/2016 50-75%

No. Employees, Historic

105020192020202120222023202420255 on 4/17/20195 on 3/20/20205 on 6/22/20206 on 3/31/20216 on 4/6/20216 on 3/31/20226 on 4/6/20226 on 7/13/20226 on 3/30/20236 on 3/29/2024

RAUM, Historic

200M100M02019202020212022202320242025103975258 on 4/17/2019122073354 on 3/20/2020122073354 on 6/22/2020141736906 on 3/31/2021141736906 on 4/6/2021177145741 on 3/31/2022177145741 on 4/6/2022177145741 on 7/13/2022164315322 on 3/30/2023185973890 on 3/29/2024

No. Clients, Historic

30015002019202020212022202320242025171 on 4/17/2019188 on 3/20/2020188 on 6/22/2020224 on 3/31/2021224 on 4/6/2021233 on 3/31/2022233 on 4/6/2022233 on 7/13/2022244 on 3/30/2023261 on 3/29/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHA TAU MEDICAL LTD ORDINARY SHARES 56K 22K –
AMAZON COM INC COM 858K 4K –
APPLE INC COM 1M 7K –
ARK ETF TR NEXT GNRTN INTER 3M 39K –
BANK AMERICA CORP COM 218K 5K –
BENTLEY SYS INC COM CL B 508K 10K –
BONDBLOXX ETF TRUST BLOOMBERG ONE YR 2M 38K –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 483K 10K –
BONDBLOXX ETF TRUST BLOOMBERG TWO YR 1M 25K –
ETF SER SOLUTIONS APTUS COLLRD INV 3M 91K –
ETF SER SOLUTIONS APTUS DEFINED 2M 70K –
ETF SER SOLUTIONS APTUS ENHANCED 759K 33K –
ETF SER SOLUTIONS OPUS SML CP VL 1M 43K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 66K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 53K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 5M 206K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 324K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 387K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 9M 265K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 4M 91K –
FIRST TR EXCHNG TRADED FD VI VEST BUFFERED 1M 49K –
FIRST TR EXCHNG TRADED FD VI VEST BUFFERED 926K 40K –
GLOBAL PMTS INC COM 454K 5K –
GLOBAL X FDS ARTIFICIAL ETF 741K 21K –
GRANITESHARES GOLD TR SHS BEN INT 1M 64K –
HCA HEALTHCARE INC COM 276K 861 –
INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 218K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 14K –
INVESCO QQQ TR UNIT SER 1 12M 25K –
ISHARES TR CORE S&P MCP ETF 394K 7K –
ISHARES TR MSCI EAFE ETF 467K 6K –
ISHARES TR RUS 1000 GRW ETF 488K 1K –
ISHARES TR RUS 1000 VAL ETF 621K 4K –
ISHARES TR RUS 2000 GRW ETF 331K 1K –
ISHARES TR RUS 2000 VAL ETF 973K 6K –
ISHARES TR RUS MDCP VAL ETF 1M 10K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 11M 201K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 318K 6K –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 445K 4K –
PACER FDS TR US CASH COWS 100 6M 118K –
PIMCO ETF TR ENHAN SHRT MA AC 2M 18K –
PNC FINL SVCS GROUP INC COM 322K 2K –
RBB FD INC US TREAS 3 MNTH 493K 10K –
RBB FD INC US TREASY 2 YR 271K 6K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 17M 217K –
SELECT SECTOR SPDR TR ENERGY 6M 68K –
SPDR DOW JONES INDL AVERAGE UT SER 1 550K 1K –
SPDR GOLD TR GOLD SHS 2M 9K –
SPDR INDEX SHS FDS MSCI EAFE STRTGC 9M 126K –
SPDR S&P 500 ETF TR TR UNIT 11M 19K –
SPDR SER TR MSCI USA STRTGIC 530K 4K –
SPDR SER TR PORTFOLIO S&P500 937K 15K –
SPDR SER TR S&P 400 MDCP VAL 2M 33K –
SPDR SER TR S&P 600 SMCP VAL 4M 47K –
SPDR SER TR S&P KENSHO NEW 3M 72K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 263K 5K –
VANGUARD INDEX FDS MCAP VL IDXVIP 4M 24K –
VANGUARD INDEX FDS S&P 500 ETF SHS 222K 444 –
VANGUARD INDEX FDS TOTAL STK MKT 494K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 23K –
VANGUARD MUN BD FDS TAX EXEMPT BD 4M 89K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 586K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 328K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 4M 20K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 226K 5K –
VANGUARD WORLD FD INF TECH ETF 716K 1K –
WASTE MGMT INC DEL COM 233K 1K –
WORLD GOLD TR SPDR GLD MINIS 3M 76K –