TITLEIST CAPITAL, LLC
Adviser information for TITLEIST CAPITAL, LLC last updated from Form ADV on April 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-80959 |
|---|---|
| SEC ERA File Number | 801-80959 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126136 |
| Legal Entity Identifier | None |
Principal Office
777 E. SONTERRA BLVD.SUITE 330
SAN ANTONIO
TX
United States
Monday - Friday, 8A.M. TO 5P.M.
Tel: 210.826.2424, Fax: 210.579.7177
Websites
twitter.com/askchrisrawson
www.linkedin.com/in/srdjan-blum-certified-financial-planner%25e2%2584%25a2-crpc%25c2%25ae-1a13b010/
www.linkedin.com/in/adrianavalenciacrpc
www.facebook.com/mosaicfinancialadvisers/
www.linkedin.com/company/mosaic-financial-advisers
www.facebook.com/paragonprivatewealthgroup
tamgmt.com
www.linkedin.com/company/titleist-asset-management-ltd-/
www.facebook.com/ttitleistassetmanagement
twitter.com/titleistasset
www.keystonewealthmgmt.com
www.blumandwhite.com
www.visionbasedplanning.com
www.paragonpwg.com
www.mosaicfinancialadvisers.com
www.linkedin.com/in/christopherrawson/
www.youtube.com/channel/uc2ev6w2yqpz-ddjz0ukocaq
www.linkedin.com/in/ppwg/
www.youtube.com/channel/uca6kdiwstvsn_-tap43-m4g
Chief Compliance Officer
ENRIQUE ARAIZA
CCO/ AML OFFICER
777 E. SONTERRA BLVD.
SUITE 330
SAN ANTONIO
TX
United States
Tel:
210-942-1888
Fax:
210-579-7177
E******@*********M
(Full email address available in API data)
Regulatory Contact
JOE-BEN O'BANION
MANAGING PARTNER
777 E. SONTERRA BLVD.
SUITE 330
SAN ANTONIO
TX
United States
Tel:
210-592-2452
Fax:
210-579-7177
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| SHOREBIRD CAPITAL, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIELDS, BYRON LUCIEN | Individual | – | MANAGING MEMBER | 01/2003 | 50-75% |
| O'BANION, JOE-BEN | Individual | – | MANAGING MEMBER | 01/2003 | 25-50% |
| KING, RUSSELL CLARK | Individual | – | MEMBER | 03/2012 | 5-10% |
| ARAIZA, ENRIQUE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| KALB, NEIL HOWARD | Individual | – | MEMBER | 07/2011 | < 5% |