HORACE MANN INVESTORS, INC.
Adviser information for HORACE MANN INVESTORS, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 74 |
|---|---|
| Investment Advisory/Research | 63 |
| Registered Broker-Dealer Representatives | 74 |
| Registered State Investment Advisers | 74 |
| Licensed Agents of an Insurance Company | 72 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 498 | $62.1M |
| Total | 498 | $62.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 498 | $62.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | PERCENTAGE OF ASSETS UNDER THIRD PARTY INVESTMENT MANAGEMENT |
| Other Business Activities | Broker-dealer |
Principal Office
ONE HORACE MANN PLAZASPRINGFIELD
IL
United States
Monday - Friday, 8:00 AM - 4:40 PM
Tel: 217-789-2500, Fax: 217-535-7123
Chief Compliance Officer
ADAM PAGLIONE
CHIEF COMPLIANCE OFFICER
ONE HORACE MANN PLAZA
SPRINGFIELD
IL
United States
Tel:
856-393-1919
Fax:
217-535-7123
A********@****************M
(Full email address available in API data)
Regulatory Contact
MELISSA WILLOUGHBY
DIRECTOR OF OPERATIONS
ONE HORACE MANN PLAZA
SPRINGFIELD
IL
United States
Tel:
217-303-1047
M*****************@*************M
(Full email address available in API data)
Industry Affiliates
| ABM SERVICE CORPORATION | Insurance company or agency |
| BCG SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BENEFIT CONSULANTS GROUP, INC. | Pension consultant |
| EDUCATORS LIFE INSURANCE COMPANY OF AMERICA | Insurance company or agency |
| HORACE MANN EDUCATORS CORPORATION | Insurance company or agency |
| HORACE MANN EMPLOYER SERVICES CORPORATION | Insurance company or agency |
| HORACE MANN GENERAL AGENCY CORPORATION | Insurance company or agency |
| HORACE MANN INSURANCE COMPANY | Insurance company or agency |
| HORACE MANN LIFE INSURANCE COMPANY | Insurance company or agency |
| HORACE MANN LLOYDS | Insurance company or agency |
| HORACE MANN LLOYDS MANAGEMENT CORPORATION | Insurance company or agency |
| HORACE MANN MGA AND BROKERAGE OF FLORIDA, INC. | Insurance company or agency |
| HORACE MANN PROPERTY & CASUALTY INSURANCE COMPANY | Insurance company or agency |
| HORACE MANN SERVICE CORPORATION | Insurance company or agency |
| MADISON NATIONAL LIFE INSURANCE COMPANY, INC. | Insurance company or agency |
| NATIONAL TEACHER ASSOCIATES LIFE INSURANCE COMPANY | Insurance company or agency |
| NATIONAL TEACHERS ASSOCIATES OF NEW YORK, INC. | Insurance company or agency |
| NTA LIFE ENTERPRISES, LLC | Insurance company or agency |
| NTA LIFE HOLDINGS, INC. | Insurance company or agency |
| NTA LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
| NTA LIFE MANAGEMENT, INC. | Insurance company or agency |
| NTA LIFE MARKETING, INC. | Insurance company or agency |
| NTA LIFE MICRONIX, INC. | Insurance company or agency |
| TEACHERS INSURANCE COMPANY | Insurance company or agency |
| THE ABACUS GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORACE MANN EDUCATORS CORPORATION (PUBLICLY HELD COMPANY) | Domestic Entity | – | CORPORATION - PARENT COMPANY | 05/1968 | > 75% |
| JOHNSON, KIMBERLY ANN | Individual | – | CHIEF FINANCIAL OPERATIONS OFFICER | 11/2006 | < 5% |
| MICHAEL, LINEA KATE | Individual | – | SECRETARY | 04/2010 | < 5% |
| GAYLE, TROY MARSHALL | Individual | – | TREASURER | 06/2018 | < 5% |
| WECKENBROCK, MICHAEL | Individual | – | PRESIDENT, CEO & CHAIRMAN OF BOARD | 02/2020 | < 5% |
| TSAI, PHYLLIS | Individual | – | FINOP | 07/2023 | < 5% |
| PAGLIONE, ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |