MILLENNIUM ADVISORY SERVICES, INC.
Adviser information for MILLENNIUM ADVISORY SERVICES, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,749 | $707.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2,749 | $707.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,566 | $534.3M |
| HNW Individuals | 183 | $173.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-80969 |
|---|---|
| SEC ERA File Number | 801-80969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116057 |
| Legal Entity Identifier | None |
Principal Office
5340 TWIN HICKORY ROADGLEN ALLEN
VA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 804-346-1040, Fax: 804-346-1044
Chief Compliance Officer
STEVEN COOPER
DIRECTOR OF OPERATIONS
5340 TWIN HICKORY ROAD
GLEN ALLEN
VA
United States
Tel:
804-346-1040
Fax:
804-346-1044
S******@********M
(Full email address available in API data)
Regulatory Contact
MARIANE LEE
COMPLIANCE
150 N. RIVERSIDE PLAZA
17TH FLOOR
CHICAGO
IL
United States
Tel:
914-343-6705
M**********@*******************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL RETIREMENT PARTNERS LLC | Other investment adviser, including financial planners |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HUB INVESTMENT ADVISORS, INC | Other investment adviser, including financial planners |
| RPA FINANCIAL, LLC | Other investment adviser, including financial planners |
| TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | Other investment adviser, including financial planners |
| TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUNT, PAUL, BERNARD | Individual | – | PRESIDENT | 09/2021 | < 5% |
| COOPER, STEVEN, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONS | 01/2020 | < 5% |
| HUB INTERNATIONAL LIMITED | Domestic Entity | – | SOLE SHAREHOLDER | 09/2021 | > 75% |
| HOCKEY INTERMEDIATE INC | Domestic Entity | HUB INTERNATIONAL LIMITED | SHAREHOLDER | 09/2021 | > 75% |
| HOCKEY INVESTMENTS L.P. | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | MANAGING PARTNER | 09/2021 | 50-75% |
| HOCKEY PARENT INC | Domestic Entity | HOCKEY INVESTMENTS L.P. | SHAREHOLDER | 09/2021 | > 75% |
| HOCKEY PARENT HOLDINGS L.P. | Domestic Entity | HOCKEY PARENT INC | SHAREHOLDER | 09/2021 | > 75% |
| HOCKEY PARENT HOLDINGS GP, LLC | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | GENERAL PARTNER | 09/2021 | |
| HOCKEY INVESTMENTS L.P. | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | LIMITED PARTNER | 09/2021 | 50-75% |