Hedge Fund Database

NATIONAL WEALTH MANAGEMENT GROUP, LLC

Adviser information for NATIONAL WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 17
Licensed Agents of an Insurance Company 18
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,241 $295.3M
Non-Discretionary 1 $1.5M
Total 2,242 $296.9M

Clients

Type Number RAUM
Individuals 1,070 $182.5M
HNW Individuals 99 $106.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $549,101
State or municipal gov entities 0 $0
Other investment advisers <5 $121,541
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $6.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 18
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsHOURLY CONSULTING
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 34.2M
Portfolio Manager to Program Sponsor
NATIONAL WEALTH MANAGEMENT GROUP WRAP FEE PROGRAM NATIONAL WEALTH MANAGEMENT GROUP, LLC

Identifiers

SEC RIA File Number 801-80983
SEC ERA File Number 801-80983
SEC CIK Numbers 1977723
SEC CRD Numbers 174883
Legal Entity Identifier None

Principal Office

11260 CHESTER ROAD
SUITE 250
CINCINNATI
OH
United States
Monday - Friday, 9-5 (APPOINTMENT ONLY)
Tel: 513-772-2592, Fax: 513-772-0419

Websites

www.nwmgllc.com www.modelwealthgroup.com www.lisa.gerardi.com www.jonesandsonsfinancial.com www.jimlewiswm.com www.alpinalpl.com www.lplguidedwealth.com/advisor/alpinafinancialconsultants www.lplguidedwealth.com/advisor/jonesandsonsfinancial www.lplguidedwealth.com/advisor/modelwealthgroup www.nwmgadvisors.com www.nwmgllc.com

Chief Compliance Officer

BENJAMIN JONES
MANAGING DIRECTOR
11260 CHESTER ROAD
SUITE 250
CINCINNATI
OH
United States
Tel: 513-438-0095
Fax: 513-438-0096
(Full email address available in API data)

Regulatory Contact

VIVIENNE SCHLEU
MANAGING PARTNER / SENIOR COMPLIANCE OFFICER
4171 WEST HILLSBORO BLVD
SUITE 4
COCONUT CREEK
FL
United States
Tel: 954-623-7611
Fax: 844-846-0098
(Full email address available in API data)

Industry Affiliates

ALPINA TAX AND ACCOUNTING SERVICES, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MATHEWS, GARY, EDWARD Individual – MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER/ MEMBER 02/2015 50-75%
SCHLEU, VIVIENNE, KARIN Individual – MANAGING DIRECTOR / CHIEF FINANCIAL OFFICER / MEMBER 02/2015 25-50%
JONES, BENJAMIN, JAMES Individual – MANAGING DIRECTOR AND SENIOR COMPLIANCE OFFICER 01/2018 5-10%

No. Employees, Historic

20100201920202021202220232024202520 on 10/16/201920 on 3/22/202020 on 6/26/202020 on 8/16/202020 on 9/18/202020 on 1/7/202120 on 1/9/202120 on 3/25/202120 on 5/27/202120 on 9/17/202120 on 1/5/202220 on 2/16/202220 on 2/19/202220 on 9/25/202220 on 11/3/202219 on 3/5/202319 on 3/29/2024

RAUM, Historic

300M150M02019202020212022202320242025145118385 on 10/16/2019175934164 on 3/22/2020175934164 on 6/26/2020175934164 on 8/16/2020175934164 on 9/18/2020175934164 on 1/7/2021175934164 on 1/9/2021228141198 on 3/25/2021228141198 on 5/27/2021228141198 on 9/17/2021228141198 on 1/5/2022236000187 on 2/16/2022236000187 on 2/19/2022236000187 on 9/25/2022236000187 on 11/3/2022234085999 on 3/5/2023296852355 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251210 on 10/16/20191261 on 3/22/20201261 on 6/26/20201261 on 8/16/20201261 on 9/18/20201261 on 1/7/20211261 on 1/9/20211852 on 3/25/20211852 on 5/27/20211852 on 9/17/20211852 on 1/5/20221172 on 2/16/20221172 on 2/19/20221172 on 9/25/20221172 on 11/3/20221156 on 3/5/20231178 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 206K 1K –
ALPHABET INC CAP STK CL A 1M 7K –
ALPHABET INC CAP STK CL C 230K 1K –
AMAZON COM INC COM 3M 18K –
AMPHENOL CORP NEW CL A 1M 19K –
AON PLC SHS CL A 421K 1K –
APPLE INC COM 2M 8K –
APPLIED MATLS INC COM 1M 5K –
ARCH CAP GROUP LTD ORD 297K 3K –
ARES MANAGEMENT CORPORATION CL A COM STK 686K 5K –
ARISTA NETWORKS INC COM 2M 5K –
ASSURANT INC COM 360K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 8K –
BOEING CO COM 212K 1K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 302K 9K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 509K 15K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 429K 13K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 5M 194K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 236K 11K –
CAVA GROUP INC COM 342K 4K –
CENTENE CORP DEL COM 268K 4K –
CINTAS CORP COM 513K 733 –
COSTCO WHSL CORP NEW COM 975K 1K –
CROWDSTRIKE HLDGS INC CL A 710K 2K –
CVS HEALTH CORP COM 318K 5K –
DIAMONDBACK ENERGY INC COM 472K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 550K 17K –
EATON VANCE TAX-MANAGED BUY- COM 164K 12K –
ELI LILLY & CO COM 950K 1K –
EMBRAER S.A. SPONSORED ADS 311K 12K –
ENBRIDGE INC COM 507K 14K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 311K 10K –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 312K 13K –
FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 337K 7K –
FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 286K 9K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 244K 4K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 388K 8K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 396K 5K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 248K 5K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 315K 4K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 287K 1K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 342K 14K –
FIRST TR MID CAP CORE ALPHAD COM SHS 434K 4K –
GE AEROSPACE COM NEW 1M 7K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 295K 3K –
GOLUB CAP BDC INC COM 286K 18K –
HOME DEPOT INC COM 441K 1K –
HOWMET AEROSPACE INC COM 645K 8K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 4M 21K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 392K 2K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 542K 5K –
INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 2M 22K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 313K 4K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES INC CORE MSCI EMKT 696K 13K –
ISHARES TR MSCI EAFE MIN VL 328K 5K –
ISHARES TR US TREAS BD ETF 671K 30K –
ISHARES TR RUS TP200 GR ETF 657K 3K –
ISHARES TR CORE MSCI INTL 2M 32K –
ISHARES TR CORE DIV GRWTH 357K 6K –
ISHARES TR ESG MSCI USA ETF 740K 16K –
ISHARES TR ISHARES SEMICDTR 578K 2K –
ISHARES TR CORE S&P MCP ETF 2M 26K –
ISHARES TR S&P MC 400VL ETF 1M 9K –
ISHARES TR CORE S&P SCP ETF 918K 9K –
ISHARES TR SP SMCP600VL ETF 310K 3K –
ISHARES TR S&P 500 VAL ETF 1M 6K –
ISHARES TR CORE S&P500 ETF 5M 10K –
ISHARES TR MODERT ALLOC ETF 417K 10K –
ISHARES TR CONSER ALLOC ETF 237K 6K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 476K 9K –
MATINAS BIOPHARMA HLDGS INC COM 6K 38K –
MCKESSON CORP COM 295K 505 –
META PLATFORMS INC CL A 3M 5K –
MICROSOFT CORP COM 2M 4K –
NOVARTIS AG SPONSORED ADR 307K 3K –
NOVO-NORDISK A S ADR 320K 2K –
NVIDIA CORPORATION COM 5M 40K –
NXP SEMICONDUCTORS N V COM 741K 3K –
OCCIDENTAL PETE CORP COM 267K 4K –
PACER FDS TR PACER US SMALL 2M 46K –
PACER FDS TR US CASH COWS 100 2M 39K –
PALO ALTO NETWORKS INC COM 426K 1K –
PENN ENTERTAINMENT INC COM 333K 17K –
PLUG POWER INC COM NEW 147K 63K –
POWERSHARES ACTIVELY MANAGED ULTRA SHRT DUR 981K 20K –
PROCTER AND GAMBLE CO COM 2M 10K –
PROSHARES TR SHORT S&P 500 NE 164K 14K –
PROSHARES TR S&P 500 DV ARIST 553K 6K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 256K 5K –
SCHWAB STRATEGIC TR SHT TM US TRES 4M 91K –
SCHWAB STRATEGIC TR US MID-CAP ETF 838K 11K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 292K 4K –
SELECT SECTOR SPDR TR COMMUNICATION 256K 3K –
SELECT SECTOR SPDR TR ENERGY 423K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 469K 2K –
SHOPIFY INC CL A 217K 3K –
SPDR GOLD TR GOLD SHS 472K 2K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 240K 6K –
SPDR S&P 500 ETF TR TR UNIT 324K 596 –
SPDR SER TR PRTFLO S&P500 GW 211K 3K –
SPDR SER TR BLOOMBERG 1-3 MO 2M 27K –
SPDR SER TR PORTFOLIO S&P400 935K 18K –
SPDR SER TR PORTFOLIO S&P500 2M 35K –
SPDR SER TR PORTFOLIO CRPORT 443K 15K –
SPDR SER TR PORTFOLIO S&P600 240K 6K –
SYNOPSYS INC COM 980K 2K –
T ROWE PRICE ETF INC PRICE BLUE CHIP 8M 200K –
T ROWE PRICE ETF INC CAP APPRECIATION 6M 194K –
TAYLOR DEVICES INC COM 528K 12K –
TELLURIAN INC NEW COM 7K 10K –
TERADYNE INC COM 521K 4K –
TESLA INC COM 505K 3K –
THE TRADE DESK INC COM CL A 737K 8K –
UNITED STS OIL FD LP UNITS 928K 12K –
VANECK ETF TRUST OIL SERVICES ETF 251K 793 –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 31K –
VANGUARD BD INDEX FDS SHORT TRM BOND 267K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1M 30K –
VANGUARD INDEX FDS S&P 500 ETF SHS 557K 1K –
VANGUARD INDEX FDS VALUE ETF 303K 2K –
VANGUARD INDEX FDS MID CAP ETF 286K 1K –
VANGUARD INDEX FDS GROWTH ETF 553K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 229K 5K –
VANGUARD WORLD FD MEGA GRWTH IND 357K 1K –
VANGUARD WORLD FD UTILITIES ETF 627K 4K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VERISK ANALYTICS INC COM 422K 2K –