ADG WEALTH MANAGEMENT GROUP, LLC
Adviser information for ADG WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 974 | $221.6M |
| Non-Discretionary | 244 | $57.5M |
| Total | 1,218 | $279.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 410 | $84.6M |
| HNW Individuals | 149 | $192.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesNEGOTIABLE FEES, SOLICITOR FEES, SUB ADVISORY FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 232,631 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADVISOR MANAGED PORTFOLIOS (AMP) / WRAPPED | TRIAD ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-81006 |
|---|---|
| SEC ERA File Number | 801-81006 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132341 |
| Legal Entity Identifier | None |
Principal Office
433 METAIRIE ROAD, SUITE 500METAIRIE
LA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 504-267-9880, Fax: 504-267-9881
Websites
Chief Compliance Officer
STEPHANIE KELLY
CCO
433 METAIRIE ROAD
STE 500
METAIRIE
LA
United States
Tel:
504-267-9880
Fax:
504-267-9881
S*****@************M
(Full email address available in API data)
Regulatory Contact
ERICA CRONIAN
DIRECTOR OF OPERATIONS
433 METAIRIE ROAD, SUITE 500
METAIRIE
LA
United States
Tel:
(504) 267-9880
Fax:
504 267-9881
E*******@************M
(Full email address available in API data)
Industry Affiliates
| WEALTHHARBOR CAPITAL GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANNA, NICHOLAS, ALOYSIUS | Individual | – | MEMBER | 01/2012 | 25-50% |
| ADAMS, PIERRE, LEMOINE | Individual | – | MEMBER | 01/2012 | 25-50% |
| DALTON, JOHN, HANSEN | Individual | – | MEMBER | 01/2013 | 25-50% |
| KELLY, STEPHANIE, Barousse | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |