HIGHMORE GROUP
HIGHMORE GROUP ADVISORS, LLC Legal Name
Adviser information for HIGHMORE GROUP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $1.4B |
| Non-Discretionary | 2 | $1.4B |
| Total | 23 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $62.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $205.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.4B |
| Insurance companies | <5 | $17.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
1180 AVENUE OF THE AMERICAS8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 212-255-2221, Fax: 646-467-6737
Chief Compliance Officer
JOSEPH JULIAN
MANAGING DIRECTOR
11845 WEST OLYMPIC BOULEVARD
SUITE 1100W
LOS ANGELES
CA
United States
Tel:
212-255-2221
Fax:
646-467-6737
J************@***********M
(Full email address available in API data)
Regulatory Contact
BRIAN ALTENBURG
PARTNER
1180 AVENUE OF THE AMERICAS
8TH FLOOR
NEW YORK
NY
United States
Tel:
212-255-2221
Fax:
646-467-6737
B**************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AREC HIGHMORE REAL ESTATE INCOME FUND, LP | Real Estate Fund | $52.9M | $0.2M | 10 |
| HIGHMORE CREDIT HORIZONS FUND, LP | Hedge Fund | $10.0M | $1.0M | 2 |
| HIGHMORE CREDIT OPPORTUNITIES FUND, LP | Hedge Fund | $7.7M | $1.0M | 2 |
| HIGHMORE OZ FUND I, LP | Real Estate Fund | $24.5M | $0.2M | 39 |
| HIGHMORE OZ FUND II, LP | POOLED INVESTMENT FUND | $12.2M | $0.2M | 13 |
| HIGHMORE TRADE FINANCE FUND, LP | TRADE FINANCE | $18.8M | $0.2M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIGHMORE GROUP HOLDINGS LP | Domestic Entity | – | MANAGING MEMBER | 10/2014 | > 75% |
| HIGHMORE GROUP GP LLC | Domestic Entity | HIGHMORE GROUP HOLDINGS LP | GENERAL PARTNER | 10/2014 | |
| ALTENBURG, BRIAN, MICHAEL | Individual | HIGHMORE GROUP GP LLC | LIMITED PARTNER | 10/2014 | 25-50% |
| JOGIA, DIPAK, PRAFULCHANDRA | Individual | HIGHMORE GROUP HOLDINGS LP | LIMITED PARTNER | 10/2014 | 25-50% |
| JOGIA, DIPAK, PRAFULCHANDRA | Individual | – | PARTNER | 10/2014 | < 5% |
| ALTENBURG, BRIAN, MICHAEL | Individual | – | PARTNER | 10/2014 | < 5% |
| JULIAN, JOSEPH, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |