Hedge Fund Database

SANCTUARY WEALTH MANAGEMENT, LLC

Adviser information for SANCTUARY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Idaho, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 553 $229.0M
Non-Discretionary 0 $0
Total 553 $229.0M

Clients

Type Number RAUM
Individuals 384 $50.0M
HNW Individuals 169 $179.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-81013
SEC ERA File Number 801-81013
SEC CIK Numbers 1728436
SEC CRD Numbers 148779
Legal Entity Identifier None

Principal Office

275 SOUTH 5TH AVENUE
SUITE 151
POCATELLO
ID
United States
Monday - Friday, MON-THURS, 8-5, FRIDAYS 8-3
Tel: 208-233-0080, Fax: 208-233-0088

Websites

www.sanctuarywealth.net www.esoprollover.com

Chief Compliance Officer

BRETT ROBISON
MANAGING MEMBER, CHIEF COMPLIANCE OFFICER
275 SOUTH 5TH AVENUE
SUITE 151
POCATELLO
ID
United States
Tel: 208-233-0080
Fax: 208-233-0088
(Full email address available in API data)

Regulatory Contact

ANN ZEMANN
CONSULTANT
951 CRESTRIDGE RD.
OMAHA
NE
United States
Tel: 402-502-2881
(Full email address available in API data)

Industry Affiliates

FIDUCIARY SERVICES LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROBISON, BRETT, DAVID Individual – CHIEF COMPLIANCE OFFICER 05/2004 < 5%
ESPLIN, GENE, CLAY Individual – MANAGING MEMBER 05/2004 < 5%
WASHINGTON FINANCIAL LLC Domestic Entity – MEMBER 11/2006 25-50%
PINTAIL MANAGEMENT LLC Domestic Entity – MEMBER 11/2006 25-50%
CENTERPOINT CAPITAL ADVISORS LLC Domestic Entity – MEMBER 04/2010 10-25%
ROBISON, BRETT, DAVID Individual ROBISON FAMILY ESTATE TRUST TRUSTEE 01/2014 > 75%
ESPLIN, GENE, CLAY Individual ESPLIN FAMILY ESTATE TRUST CO-TRUSTEE 01/2014 50-75%
PHILLIPS, JOEL, DANIEL Individual CENTERPOINT CAPITAL ADVISORS LLC MEMBER 04/2009 50-75%
PHILLIPS, HEIDI, LE Individual CENTERPOINT CAPITAL ADVISORS LLC MEMBER 04/2009 50-75%
ESPLIN, SAMANTHA Individual ESPLIN FAMILY ESTATE TRUST CO-TRUSTEE 01/2014 50-75%
ESPLIN FAMILY ESTATE TRUST Domestic Entity PINTAIL MANAGEMENT LLC 1% OWNER 100% HAS VOTING RIGHTS 10/2014
ESPLIN FAMILY FORTRESS TRUST Domestic Entity PINTAIL MANAGEMENT LLC 99% OWNER, NO VOTING RIGHTS 10/2014 > 75%
ROBISON FAMILY FORTRESS TRUST Domestic Entity WASHINGTON FINANCIAL LLC 99% OWNER, NO VOTING RIGHTS 10/2014 > 75%
ROBISON FAMILY ESTATE TRUST Domestic Entity WASHINGTON FINANCIAL LLC 1 % OWNER, 100% VOTING RIGHT 10/2014
ESPLIN FAMILY ESTATE TRUST Domestic Entity ESPLIN FAMILY FORTRESS TRUST CONTROLS THE ESPLIN FAMILY FORTRESS TRUST (A GRANTOR TRUST) 10/2014 > 75%
ROBISON FAMILY ESTATE TRUST Domestic Entity ROBISON FAMILY FORTRESS TRUST CONTROLS THE ROBISON FAMILY FORTRESS TRUST(A GRANTOR TRUST) 10/2014 > 75%
PHILLIPS, JOEL, DANIEL Individual – MANAGING MEMBER 09/2010 < 5%

No. Employees, Historic

2010020192020202120222023202420259 on 6/13/20199 on 9/18/201910 on 3/25/202010 on 6/17/20208 on 3/13/202110 on 3/15/202210 on 3/28/202210 on 3/28/202210 on 3/31/202310 on 10/12/202310 on 11/28/202311 on 3/27/2024

RAUM, Historic

300M150M02019202020212022202320242025156203481 on 6/13/2019156203481 on 9/18/2019168703486 on 3/25/2020168703486 on 6/17/2020172141503 on 3/13/2021220244549 on 3/15/2022220244549 on 3/28/2022220244549 on 3/28/2022203492661 on 3/31/2023203492661 on 10/12/2023203492661 on 11/28/2023228988940 on 3/27/2024

No. Clients, Historic

70035002019202020212022202320242025307 on 6/13/2019307 on 9/18/2019302 on 3/25/2020302 on 6/17/2020304 on 3/13/2021634 on 3/15/2022634 on 3/28/2022634 on 3/28/2022648 on 3/31/2023648 on 10/12/2023648 on 11/28/2023553 on 3/27/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE S&P MCP ETF 183K 3K –
ISHARES TR CORE S&P SCP ETF 50K 473 –
ISHARES TR CORE S&P500 ETF 33K 60 –
ISHARES TR RUSSELL 2000 ETF 90K 443 –
ISHARES TR RUS 2000 VAL ETF 28K 185 –
ISHARES TR CORE S&P US VLU 83K 942 –
ISHARES TR CORE S&P US GWT 138K 1K –
SPDR S&P 500 ETF TR TR UNIT 56K 102 –
ADOBE INC COM 2K 4 –
AUTODESK INC COM 2K 8 –
AMAZON COM INC COM 70K 362 –
BOEING CO COM 82K 453 –
EVERSOURCE ENERGY COM 41K 719 –
REALTY INCOME CORP COM 1K 19 –
INVESCO QQQ TR UNIT SER 1 3M 6K –
ABBOTT LABS COM 3K 28 –
ADVANCED MICRO DEVICES INC COM 2K 15 –
ALTRIA GROUP INC COM 28K 614 –
GSK PLC SPONSORED ADR 21K 556 –
INTEL CORP COM 2K 63 –
ORACLE CORP COM 180K 1K –
QUALCOMM INC COM 35K 175 –
DISNEY WALT CO COM 20K 206 –
JOHNSON & JOHNSON COM 57K 393 –
MEDTRONIC PLC SHS 9K 119 –
PFIZER INC COM 12K 414 –
LOWES COS INC COM 39K 178 –
ISHARES TR MSCI EAFE ETF 5K 70 –
MICROSOFT CORP COM 198K 443 –
UNITED PARCEL SERVICE INC CL B 6K 42 –
PRUDENTIAL FINL INC COM 29K 250 –
CISCO SYS INC COM 4K 80 –
INTERNATIONAL BUSINESS MACHS COM 114K 657 –
COCA COLA CO COM 64K 1K –
VERIZON COMMUNICATIONS INC COM 21K 499 –
SPDR SER TR PRTFLO S&P500 GW 26K 322 –
SPDR SER TR PORTFOLI S&P1500 447K 7K –
ISHARES TR U.S. TECH ETF 23K 156 –
SELECT SECTOR SPDR TR ENERGY 2K 25 –
SELECT SECTOR SPDR TR FINANCIAL 2K 42 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 138K 754 –
DEERE & CO COM 11K 29 –
STARBUCKS CORP COM 5K 68 –
WALMART INC COM 18K 270 –
APPLIED MATLS INC COM 12K 49 –
UNION PAC CORP COM 66K 290 –
COSTCO WHSL CORP NEW COM 3K 4 –
ELI LILLY & CO COM 5K 6 –
SCHLUMBERGER LTD COM STK 8K 175 –
MICRON TECHNOLOGY INC COM 31K 236 –
PROCTER AND GAMBLE CO COM 295K 2K –
KILROY RLTY CORP COM 935 30 –
GENERAL ELECTRIC CO COM NEW 149K 936 –
GILEAD SCIENCES INC COM 27K 390 –
HOME DEPOT INC COM 51K 147 –
MCDONALDS CORP COM 10K 41 –
NIKE INC CL B 4K 54 –
JPMORGAN CHASE & CO COM 4K 20 –
TJX COS INC NEW COM 4K 34 –
MONDELEZ INTL INC CL A 20K 300 –
WELLS FARGO CO NEW COM 28K 477 –
ISHARES TR 1 3 YR TREAS BD 16M 191K –
ISHARES TR 7-10 YR TRSY BD 6K 66 –
ISHARES TR 20 YR TR BD ETF 154K 2K –
FORD MTR CO DEL COM 81K 6K –
UNITEDHEALTH GROUP INC COM 6K 11 –
SOUTHWEST AIRLS CO COM 9K 300 –
ACCENTURE PLC IRELAND SHS CLASS A 2K 7 –
RTX CORPORATION COM 4K 40 –
MARSH & MCLENNAN COS INC COM 2K 11 –
VANGUARD INDEX FDS TOTAL STK MKT 16M 58K –
NEXTERA ENERGY INC COM 101K 1K –
CONOCOPHILLIPS COM 63K 550 –
APPLE INC COM 1M 5K –
BLACKROCK MUNIYIELD FD INC COM 18K 2K –
SPDR SER TR PRTFLO S&P500 VL 25K 509 –
CATERPILLAR INC COM 1K 4 –
VANGUARD WORLD FD CONSUM STP ETF 940K 5K –
INTERNATIONAL PAPER CO COM 26K 600 –
ON SEMICONDUCTOR CORP COM 2M 23K –
BRITISH AMERN TOB PLC SPONSORED ADR 21K 665 –
VANECK ETF TRUST SEMICONDUCTR ETF 45K 173 –
SOUTHERN CO COM 37K 477 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 22K 503 –
ALIGN TECHNOLOGY INC COM 483 2 –
GLACIER BANCORP INC NEW COM 69K 2K –
WESTERN DIGITAL CORP. COM 1K 19 –
VALERO ENERGY CORP COM 24K 150 –
NETFLIX INC COM 7K 10 –
CADENCE DESIGN SYSTEM INC COM 5K 15 –
GOLD FIELDS LTD SPONSORED ADR 23K 2K –
HANCOCK JOHN PFD INCOME FD SH BEN INT 12K 697 –
NVIDIA CORPORATION COM 941K 8K –
VERTEX PHARMACEUTICALS INC COM 30K 63 –
BHP GROUP LTD SPONSORED ADS 31K 547 –
MSA SAFETY INC COM 2K 8 –
NUCOR CORP COM 15K 93 –
MANULIFE FINL CORP COM 40K 2K –
AXON ENTERPRISE INC COM 3M 9K –
SOUTHERN COPPER CORP COM 49K 454 –
NOVO-NORDISK A S ADR 2K 15 –
CINCINNATI FINL CORP COM 9K 80 –
SPDR GOLD TR GOLD SHS 6K 30 –
RIO TINTO PLC SPONSORED ADR 22K 338 –
VANGUARD INDEX FDS VALUE ETF 3M 17K –
VANGUARD WORLD FD HEALTH CAR ETF 1M 6K –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 21K –
VANGUARD INDEX FDS SMALL CP ETF 522K 2K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
HANCOCK JOHN PFD INCOME FD I COM 18K 1K –
AMERIPRISE FINL INC COM 3K 8 –
COHEN & STEERS REIT & PFD & COM 20K 1K –
VANGUARD WORLD FD UTILITIES ETF 2K 16 –
THERMO FISHER SCIENTIFIC INC COM 3K 6 –
ISHARES TR EAFE GRWTH ETF 614 6 –
SALESFORCE INC COM 3K 13 –
VANGUARD WORLD FD COMM SRVC ETF 1K 9 –
VANGUARD WORLD FD INF TECH ETF 4M 7K –
VANGUARD WORLD FD CONSUM DIS ETF 2M 8K –
HESS CORP COM 3K 20 –
MASTERCARD INCORPORATED CL A 16K 36 –
BLACKSTONE MTG TR INC COM CL A 35K 2K –
GARTNER INC COM 2K 4 –
MEDICAL PPTYS TRUST INC COM 1K 250 –
AMPIO PHARMACEUTICALS INC COM 2 14 –
ARES CAPITAL CORP COM 126K 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 17K 295 –
ISHARES TR SHORT TREAS BD 2K 16 –
ISHARES TR IBOXX HI YD ETF 232K 3K –
ISHARES TR USD INV GRDE ETF 5K 102 –
VANGUARD BD INDEX FDS SHORT TRM BOND 13K 171 –
DELTA AIR LINES INC DEL COM NEW 102K 2K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 8M 115K –
WOODSIDE ENERGY GROUP LTD SPONSORED ADR 4K 197 –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 133K 4K –
BLACKSTONE INC COM 619 5 –
ISHARES TR MBS ETF 141K 2K –
ISHARES TR PFD AND INCM SEC 39K 1K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 11K 90 –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 23K –
ISHARES TR NATIONAL MUN ETF 8K 77 –
ISHARES TR MORTGE REL ETF 18K 820 –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 6K 50 –
BLACKROCK CR ALLOCATION INCO COM 3K 281 –
MERCADOLIBRE INC COM 12K 7 –
SPDR SER TR BLOOMBERG 1-3 MO 15M 168K –
MSCI INC COM 964 2 –
VISA INC COM CL A 6K 21 –
PHILIP MORRIS INTL INC COM 270K 3K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 156K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 175K 3K –
FRANCO NEV CORP COM 56K 475 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 155K 1K –
ISHARES TR GRWT ALLOCAT ETF 11K 195 –
FS KKR CAP CORP COM 344K 17K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 108K 1K –
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 74K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 327K 3K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 63K 817 –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 4K 83 –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 3K 51 –
MAIN STR CAP CORP COM 2K 49 –
LYONDELLBASELL INDUSTRIES N SHS - A - 10K 105 –
TESLA INC COM 47K 238 –
NXP SEMICONDUCTORS N V COM 2K 7 –
ALPS ETF TR ALERIAN MLP 36K 760 –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
TURTLE BEACH CORP COM NEW 4K 245 –
AMERICAN ASSETS TR INC COM 1K 48 –
VANGUARD STAR FDS VG TL INTL STK F 2M 30K –
INVESCO EXCH TRADED FD TR II SR LN ETF 2K 102 –
PIMCO ETF TR 0-5 HIGH YIELD 10K 111 –
ISHARES TR FLTG RATE NT ETF 68K 1K –
ISHARES TR US TREAS BD ETF 4K 194 –
PIMCO ETF TR ACTIVE BD ETF 16K 178 –
META PLATFORMS INC CL A 43K 86 –
BLACKROCK TCP CAPITAL CORP COM 187K 17K –
ZOOM VIDEO COMMUNICATIONS IN CL A 6K 100 –
CLEARBRIDGE MLP AND MIDSTRM COM 529 13 –
SERVICENOW INC COM 3K 4 –
PALO ALTO NETWORKS INC COM 58K 171 –
WORKDAY INC CL A 1K 5 –
ISHARES INC CORE MSCI EMKT 55K 1K –
ISHARES TR CORE MSCI EAFE 186K 3K –
SPDR SER TR PORTFLI HIGH YLD 3K 128 –
ABBVIE INC COM 49K 287 –
ZOETIS INC CL A 2K 12 –
VANECK ETF TRUST BDC INCOME ETF 25K 1K –
ALTC ACQUISITION CORP COM CL A 263 31 –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 7K 140 –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 1K 23 –
GLOBAL X FDS GLOBX SUPDV US 863 50 –
ISHARES TR MSCI USA QLT FCT 120K 701 –
GLOBAL MED REIT INC COM NEW 1K 112 –
ISHARES U S ETF TR BLACKROCK SH DUR 11K 215 –
INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 115K 3K –
SPDR SER TR PORTFOLIO S&P600 10K 246 –
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 23K 954 –
FIDELITY COVINGTON TRUST MSCI FINLS IDX 69K 1K –
ALPHABET INC CAP STK CL C 25K 134 –
CITY OFFICE REIT INC COM 1K 208 –
ISHARES TR CORE DIV GRWTH 157K 3K –
BIOVIE INC CL A NEW 1 3 –
PAYCOM SOFTWARE INC COM 572 4 –
VICTORY PORTFOLIOS II VCSHS US EQ INCM 42K 717 –
ARK ETF TR INNOVATION ETF 573K 13K –
ARK ETF TR GENOMIC REV ETF 517 22 –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 11K 238 –
EXCHANGE TRADED CONCEPTS TRU EMQQ EM INTERN 471K 14K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 5K 206 –
COMMUNITY HEALTHCARE TR INC COM 982 42 –
TELADOC HEALTH INC COM 127 13 –
WESTROCK CO COM 7K 131 –
KRAFT HEINZ CO COM 24K 760 –
J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 49K 452 –
INNOVATIVE INDL PPTYS INC COM 1K 10 –
J P MORGAN EXCHANGE TRADED F DIVERSFED RTRN 173K 2K –
INGERSOLL RAND INC COM 4K 42 –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 6M 117K –
VICI PPTYS INC COM 974 34 –
DIREXION SHS ETF TR AUSPCE CMD STG 9K 313 –
PGIM ETF TR PGIM ULTRA SH BD 21M 422K –
NIO INC SPON ADS 2K 500 –
LINDE PLC SHS 48K 109 –
MODERNA INC COM 1K 9 –
DOW INC COM 27K 502 –
PHILLIPS EDISON & CO INC COMMON STOCK 100K 3K –
CROWDSTRIKE HLDGS INC CL A 13K 35 –
BIONTECH SE SPONSORED ADS 723 9 –
BNY MELLON ETF TRUST US MDCP CORE EQT 22K 232 –
FIRST TR EXCHNG TRADED FD VI FT VEST FD OF BU 159K 6K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 1M 28K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 67K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 102K 4K –
AIRBNB INC COM CL A 3K 19 –
FIRST TR EXCHNG TRADED FD VI VEST FUND OF DEP 313K 13K –
COINBASE GLOBAL INC COM CL A 23K 105 –
DIMENSIONAL ETF TRUST US EQUITY ETF 108K 2K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 55K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 433K 7K –
DIMENSIONAL ETF TRUST US TARGETED VLU 1M 22K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 147K 6K –
TRUMP MEDIA & TECHNOLOGY GRO COM 10K 300 –
SYLVAMO CORP COMMON STOCK 4K 54 –
KYNDRYL HLDGS INC COMMON STOCK 947 36 –
HALEON PLC SPON ADS 6K 695 –
RUMBLE INC COM CL A 45K 8K –
GRINDR INC COM 73 6 –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 1M 42K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 27K 350 –
PEAKSTONE REALTY TRUST COMMON SHARES 11 1 –
CAVA GROUP INC COM 464 5 –
DIMENSIONAL ETF TRUST GLOBAL CORE PLUS 2M 44K –
ARK 21SHARES BITCOIN ETF SHS BEN INT 60 1 –
FRANKLIN TEMPLETON DIGITAL H BITCOIN ETF SHS 21 1 –
GE VERNOVA LLC COM 40K 234 –
ON SEMICONDUCTOR CORP COM 11 1K –