CONVOY INVESTMENTS, LLC
Adviser information for CONVOY INVESTMENTS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $186.6M |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $186.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 18 | $149.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $13.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $22.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MANAGEMENT FOR FAMILY OFFICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-81014 |
|---|---|
| SEC ERA File Number | 801-81014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174969 |
| Legal Entity Identifier | None |
Principal Office
102 FAIRHILL DR.WILMINGTON
DE
United States
Monday - Friday, 9AM - 6 PM
Tel: 302-319-3659, Fax: 270-817-0032
Chief Compliance Officer
WENQUAN WU
CO-CHIEF INVESTMENT OFFICER
102 FAIRHILL DR.
WILMINGTON
DE
United States
Tel:
917-789-2208
R*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONVOY FUNDS, LP | Hedge Fund | $12.2M | $0.0M | 13 |
| CONVOY PLUS FUND, LP | Hedge Fund | $1.1M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WANG, HOWARD | Individual | – | MEMBER, CO-CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | 12/2023 | 50-75% |
| WU, WENQUAN | Individual | – | MEMBER, CO-CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 12/2023 | 25-50% |