AMIDON & PETERSEN FINANCIALS, LLC
Adviser information for AMIDON & PETERSEN FINANCIALS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 291 | $37.8M |
| Non-Discretionary | 0 | $0 |
| Total | 291 | $37.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 96 | $15.7M |
| HNW Individuals | 20 | $21.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $257,819 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTHIRD PARTY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-81020 |
|---|---|
| SEC ERA File Number | 801-81020 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143079 |
| Legal Entity Identifier | None |
Principal Office
20 MADELEINE LANENIVERVILLE
NY
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (518) 852-3815, Fax: (775) 766-4407
Chief Compliance Officer
DOUG PETERSEN
MANAGING MEMBER
20 MADELEINE LANE
PO BOX 63
NIVERVILLE
NY
United States
Tel:
(518) 852-3815
Fax:
(775) 766-4407
D***@***************M
(Full email address available in API data)
Regulatory Contact
DIANE B. PETERSEN
OFFICE MANAGER
20 MADELEINE LANE
PO BOX 63
NIVERVILLE
NY
United States
Tel:
518-852-3815
Fax:
775-766-4407
D****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETERSEN, DOUGLAS, SKILTON | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 01/2007 | 50-75% |
| Petersen, Diane, B | Individual | – | LLC MEMBER/OWNER | 05/2014 | 25-50% |