KATZ FAMILY FINANCIAL ADVISORS, LLC
Adviser information for KATZ FAMILY FINANCIAL ADVISORS, LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 310 | $81.0M |
Total | 310 | $81.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 42 | $6.4M |
HNW Individuals | 54 | $74.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
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Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 81.0M |
Portfolio Manager to Program | Sponsor |
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KATZ FAMILY FINANCIAL ADVISORS PROGRAM | KATZ FAMILY FINANCIAL ADVISORS, LLC |
Identifiers
SEC RIA File Number | 801-81034 |
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SEC ERA File Number | 801-81034 |
SEC CIK Numbers | None |
SEC CRD Numbers | 133600 |
Legal Entity Identifier | None |
Principal Office
3307 DUKE STREETALEXANDRIA
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 301-961-6030, Fax: 301-542-0033
Websites
Chief Compliance Officer
MARK KATZ
CHIEF FINANCIAL OFFICER/MANAGING MEMBER
3307 DUKE STREET
ALEXANDRIA
VA
United States
Tel:
703-822-5121
Fax:
301-542-0033
M***@**********************M
(Full email address available in API data)
Regulatory Contact
ALYSON KATZ
ADMINISTRATOR
3307 DUKE STREET
ALEXANDRIA
VA
United States
Tel:
703-822-5121
A**@**********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KATZ, MARK, EDWARD | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2005 | > 75% |