COPPER HARBOR INVESTMENT ADVISORS, LLC
Adviser information for COPPER HARBOR INVESTMENT ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 218 | $574.0M |
| Non-Discretionary | 2 | $1.0M |
| Total | 220 | $575.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $18.0M |
| HNW Individuals | 148 | $526.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $20.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $11.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-81035 |
|---|---|
| SEC ERA File Number | 801-81035 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169978 |
| Legal Entity Identifier | None |
Principal Office
250 NORTH METRO DRIVESUITE A
APPLETON
WI
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (920)441-0267, Fax: (920)944-6545
Websites
Chief Compliance Officer
STEVE HOOYMAN
PRESIDENT, MEMBER
250 NORTH METRO DRIVE, SUITE A
APPLETON
WI
United States
Tel:
(920)441-0267
S************@**************S
(Full email address available in API data)
Regulatory Contact
JESSE L. NELSON
PARTNER, MEMBER
250 NORTH METRO DRIVE, SUITE A
APPLETON
WI
United States
Tel:
(920)441-0300
J***********@**************S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Nelson, Jesse, Lincoln | Individual | – | PARTNER, MEMBER | 07/2019 | 10-25% |
| HOOYMAN, STEVEN, NICHOLAS | Individual | – | PRESIDENT, MEMBER, CCO | 12/2013 | 25-50% |
| SITTER, AMY, JOHANNA | Individual | – | PARTNER, MEMBER | 05/2016 | 10-25% |
| Garrido Mateos, Ramon | Individual | – | PARTNER, MEMBER | 07/2019 | 10-25% |
| MOORE, ROBERT, JOSEPH | Individual | – | PARTNER, MEMBER | 09/2023 | 10-25% |