FINANCIAL COACH
FC ADVISORY, LLC Legal Name
Adviser information for FINANCIAL COACH last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 653 | $300.8M |
| Non-Discretionary | 0 | $0 |
| Total | 653 | $300.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 153 | $101.0M |
| HNW Individuals | 65 | $199.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
940 E. BOOT RD.SUITE 101
WEST CHESTER
PA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 484-887-0452, Fax: 484-887-0629
Websites
twitter.com/fincoachgroup
www.financialcoachgroup.com
www.facebook.com/financialcoachgroup/
www.linkedin.com/company/the-financial-coach-group
www.thenewwealthproject.com
www.facebook.com/newwealthproject/
www.instagram.com/newwealthproject/
www.linkedin.com/company/new-wealth-project
twitter.com/newwealthpro
Chief Compliance Officer
OWEN F MULHERN IV
PRESIDENT
940 EAST BOOT RD.
SUITE 101
WEST CHESTER
PA
United States
Tel:
484-887-0452
Fax:
484-887-0629
O***@**********************M
(Full email address available in API data)
Regulatory Contact
BECKY MULHERN
COMPLIANCE COORDINATOR
940 EAST BOOT RD.
SUITE 101
WEST CHESTER
PA
United States
Tel:
484-887-0452
Fax:
484-887-0629
C*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASTRONARDO, JEFFREY, NMN | Individual | – | PARTNER | 02/2014 | 25-50% |
| MULHERN, OWEN, FRANCIS | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 02/2014 | 25-50% |
| TRAYNOR, MICHAEL, BRIAN | Individual | – | PARTNER | 01/2018 | 10-25% |
| TAIT, MEGHAN, THERESA | Individual | – | PARTNER | 01/2020 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| VANGUARD WORLD FD | MEGA GRWTH IND | 33M | 104K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 22M | 371K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 21M | 127K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 15M | 40K | – |
| ISHARES TR | CORE US AGGBD ET | 12M | 122K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 11M | 140K | – |
| ISHARES TR | CORE DIV GRWTH | 10M | 177K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 10M | 40K | – |
| ISHARES TR | BROAD USD HIGH | 9M | 243K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9M | 105K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 8M | 172K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 8M | 31K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 7M | 132K | – |
| ISHARES TR | CORE MSCI TOTAL | 6M | 94K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 6M | 148K | – |
| ISHARES TR | CORE S&P MCP ETF | 4M | 74K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 4M | 88K | – |
| ISHARES TR | RUS 1000 VAL ETF | 4M | 23K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 4M | 15K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 3M | 73K | – |
| ISHARES TR | CORE TOTAL USD | 3M | 62K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 3M | 36K | – |
| ISHARES TR | CORE HIGH DV ETF | 3M | 25K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 2M | 22K | – |
| ISHARES TR | CORE INTL AGGR | 2M | 45K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 31K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 12K | – |
| APPLE INC | COM | 2M | 10K | – |
| ISHARES TR | CORE MSCI INTL | 2M | 28K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 16K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 2M | 33K | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 1M | 71K | – |
| ELI LILLY & CO | COM | 1M | 2K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 1M | 74K | – |
| ISHARES TR | CORE 1 5 YR USD | 1M | 29K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 42K | – |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 12K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 1M | 5K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 1M | 22K | – |
| CHUBB LIMITED | COM | 1M | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 23K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 971K | 19K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 952K | 12K | – |
| ISHARES TR | 0-5YR INVT GR CP | 937K | 19K | – |
| ISHARES TR | MBS ETF | 867K | 9K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 823K | 16K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 779K | 7K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 750K | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 730K | 5K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 714K | 12K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 711K | 9K | – |
| ISHARES TR | CORE S&P US GWT | 701K | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 689K | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 686K | 3K | – |
| ISHARES TR | RUS 2000 GRW ETF | 649K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 636K | 1K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 611K | 30K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 602K | 29K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 596K | 23K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 561K | 1K | – |
| ISHARES TR | TIPS BD ETF | 558K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 539K | 13K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 532K | 28K | – |
| ISHARES TR | S&P MC 400VL ETF | 521K | 5K | – |
| ISHARES TR | S&P SML 600 GWT | 519K | 4K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 511K | 7K | – |
| ISHARES TR | SELECT DIVID ETF | 489K | 4K | – |
| CSX CORP | COM | 482K | 14K | – |
| ISHARES TR | CORE S&P SCP ETF | 475K | 4K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 466K | 18K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 453K | 7K | – |
| ISHARES TR | INTRM GOV CR ETF | 451K | 4K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 444K | 4K | – |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 386K | 9K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 377K | 6K | – |
| ISHARES TR | CORE S&P TTL STK | 371K | 3K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 356K | 7K | – |
| JOHNSON & JOHNSON | COM | 354K | 2K | – |
| ISHARES TR | ISHS 5-10YR INVT | 335K | 7K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 315K | 5K | – |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 305K | 7K | – |
| ISHARES TR | RUSSELL 2000 ETF | 302K | 1K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 269K | 8K | – |
| ISHARES TR | 7-10 YR TRSY BD | 267K | 3K | – |
| MICROSOFT CORP | COM | 264K | 591 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 262K | 3K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BFR | 252K | 8K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 250K | 11K | – |
| NVIDIA CORPORATION | COM | 247K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 243K | 1K | – |
| ISHARES TR | MSCI EAFE ETF | 236K | 3K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 232K | 7K | – |
| ISHARES TR | MRGSTR MD CP GRW | 228K | 3K | – |
| SEMPRA | COM | 211K | 3K | – |