PILLAR FINANCIAL ADVISORS, LLC
Adviser information for PILLAR FINANCIAL ADVISORS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 701 | $293.8M |
| Non-Discretionary | 0 | $0 |
| Total | 701 | $293.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $78.7M |
| HNW Individuals | 58 | $215.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SCHWAB INSTITUTIONAL INTELLIGENT PORTFOLIOS | CHARLES SCHWAB & CO., INC. |
Identifiers
| SEC RIA File Number | 801-81053 |
|---|---|
| SEC ERA File Number | 801-81053 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121880 |
| Legal Entity Identifier | None |
Principal Office
3046 BRECKENRIDGE LANESUITE 104
LOUISVILLE
KY
United States
Monday - Friday, BY APPOINTMENT
Tel: 502-384-3890, Fax: 888-276-1420
Chief Compliance Officer
GREGORY M. CURRY
MEMBER
3046 BRECKENRIDGE LANE
SUITE 104
LOUISVILLE
KY
United States
Tel:
502-384-3890
Fax:
888-276-1420
G***@*********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURRY, GREGORY, MICHAEL | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 11/1997 | 50-75% |
| ALLISON, BEN, DICK | Individual | – | MEMBER | 01/2017 | 25-50% |