HELM CAPITAL MANAGEMENT
HELM CAPITAL MANAGEMENT LLC Legal Name
Adviser information for HELM CAPITAL MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 149 | $200.0M |
| Non-Discretionary | 0 | $0 |
| Total | 149 | $200.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4 | $22.5M |
| HNW Individuals | 145 | $177.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-81063 |
|---|---|
| SEC ERA File Number | 801-81063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123174 |
| Legal Entity Identifier | None |
Principal Office
1904 THIRD AVENUE, SUITE 325SEATTLE
WA
United States
Monday - Friday, 9 AM - 5 PM PST
Tel: 206-654-6200, Fax: None
Websites
Chief Compliance Officer
EDWARD MALAKOFF
CCO, PRINCIPAL
1904 THIRD AVENUE, SUITE 325
SEATTLE
WA
United States
Tel:
(206) 654-6200
E*@************************M
(Full email address available in API data)
Regulatory Contact
EDWARD MALAKOFF
PRINCIPAL
1904 3RD AVE STE 325
SEATTLE
WA
United States
Tel:
(206) 654-6200
E*@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALAKOFF, EDWARD, SOLOMON | Individual | – | CCO, PRINCIPAL | 11/2002 | > 75% |