BOONE WEALTH ADVISORS, LLC
Adviser information for BOONE WEALTH ADVISORS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 556 | $232.6M |
| Non-Discretionary | 0 | $0 |
| Total | 556 | $232.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 127 | $23.0M |
| HNW Individuals | 178 | $203.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $287,469 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 118.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BOONE WEALTH ADVISOR, LLC'S WRAP PROGRAM | BOONE WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-81073 |
|---|---|
| SEC ERA File Number | 801-81073 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116682 |
| Legal Entity Identifier | None |
Principal Office
500 108TH AVE NESUITE 1840
BELLEVUE
WA
United States
Monday - Friday, 8AM - 4:30PM
Tel: 425-462-6406, Fax: 425-462-8744
Chief Compliance Officer
SHAWN NELSON
CEO, WEALTH ADVISOR, PARTNER
500 108TH AVE NE
SUITE 1840
BELLEVUE
WA
United States
Tel:
425-462-6406
S****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOONE, MICHAEL, WILLARD | Individual | – | FOUNDER | 05/1999 | > 75% |
| NELSON, SHAWN, MILTON | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 09/2014 | 10-25% |
| MONROE, STERLING, THOMAS | Individual | – | MEMBER | 03/2022 | < 5% |