Hedge Fund Database

CURTIS ADVISORY GROUP, LLC

Adviser information for CURTIS ADVISORY GROUP, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 441 $418.2M
Non-Discretionary 3 $525,446
Total 444 $418.7M

Clients

Type Number RAUM
Individuals 60 $15.4M
HNW Individuals 57 $305.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $1.4M
Charitable organizations <5 $77.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $19.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)INDEPENDENT PERFORMANCE REPORTING AND INVESTMENT OVERSIGHT
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-81082
SEC ERA File Number 801-81082
SEC CIK Numbers 1664656
SEC CRD Numbers 151695
Legal Entity Identifier None

Principal Office

735 STATE STREET
SUITE 214
SANTA BARBARA
CA
United States
Monday - Friday, 8AM -5PM
Tel: 805-963-6181, Fax: 805-963-6181

Websites

www.curtisadvisory.com www.curtisadvisorygroup.com www.facebook.com/curtis-advisory-group-llc-175905392449316/ www.linkedin.com/company/curtis-advisory-group/

Chief Compliance Officer

JOSHUA HAYES
735 STATE ST.
SUITE 214
SANTA BARBARA
CA
United States
Tel: 805-963-6181
Fax: 805-963-6181
(Full email address available in API data)

Regulatory Contact

RYAN CURTIS
PRINCIPAL
735 STATE ST.
SUITE 214
SANTA BARBARA
CA
United States
Tel: 805-963-6181
Fax: 805-963-6181
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CURTIS, RYAN, EARL Individual – MANAGING MEMBER/PRINCIPAL 08/2009 50-75%
HAYES, JOSHUA, D Individual – MEMBER/CCO 01/2021 25-50%

No. Employees, Historic

10502020202120222023202420252 on 3/6/20202 on 3/9/20202 on 6/4/20202 on 6/8/20202 on 3/8/20212 on 3/22/20222 on 3/7/20233 on 6/14/20233 on 7/13/20233 on 3/6/2024

RAUM, Historic

500M250M0202020212022202320242025216434142 on 3/6/2020216434142 on 3/9/2020216434142 on 6/4/2020216434142 on 6/8/2020250240802 on 3/8/2021370991358 on 3/22/2022322297334 on 3/7/2023322297334 on 6/14/2023395857556 on 7/13/2023418691638 on 3/6/2024

No. Clients, Historic

200100020202021202220232024202590 on 3/6/202090 on 3/9/202090 on 6/4/202090 on 6/8/202099 on 3/8/2021106 on 3/22/2022112 on 3/7/2023112 on 6/14/2023124 on 7/13/2023126 on 3/6/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 2M 10K 0
AMAZON COM INC COM 8M 39K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 734K 11K 0
APPLE INC COM 3M 13K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K 0
COSTCO WHSL CORP NEW COM 2M 2K 0
CUBESMART COM 226K 5K 0
DBX ETF TR XTRACK MSCI EAFE 1M 29K 0
DBX ETF TR XTRACK MSCI EMRG 315K 13K 0
ETF SER SOLUTIONS AAM LW DUR PFD 3M 135K 0
ETFS GOLD TR PHYSCL GOLD SHS 210K 9K 0
EXTRA SPACE STORAGE INC COM 257K 2K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 470K 10K 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 553K 12K 0
GLOBAL X FDS S&P 500 COVERED 474K 12K 0
GLOBAL X FDS NASDAQ 100 COVER 210K 12K 0
GLOBAL X FDS 1-3 MONTH T-BILL 10M 96K 0
GLOBAL X FDS ARTIFICIAL ETF 5M 142K 0
HOME DEPOT INC COM 706K 2K 0
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 7M 71K 0
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 1M 20K 0
INVESCO QQQ TR UNIT SER 1 10M 20K 0
ISHARES TR RUS 2000 GRW ETF 302K 1K 0
ISHARES TR CORE S&P SCP ETF 306K 3K 0
ISHARES TR S&P 500 VAL ETF 357K 2K 0
ISHARES TR S&P 500 GRWT ETF 2M 20K 0
ISHARES TR RUS 1000 GRW ETF 17M 47K 0
ISHARES TR RUS 2000 VAL ETF 438K 3K 0
ISHARES TR ISHS 1-5YR INVS 303K 6K 0
ISHARES TR CALIF MUN BD ETF 1M 22K 0
ISHARES TR HDG MSCI EAFE 211K 6K 0
ISHARES TR MSCI USA QLT FCT 1M 8K 0
ISHARES TR 0-5YR HI YL CP 6M 134K 0
ISHARES TR CORE DIV GRWTH 259K 5K 0
ISHARES TR MSCI USA MIN VOL 3M 32K 0
ISHARES TR ESG ADVNCD HY BD 262K 6K 0
ISHARES TR ESG AW MSCI EAFE 707K 9K 0
ISHARES TR ESG AWARE MSCI 656K 17K 0
ISHARES TR ESG AWR US AGRGT 422K 9K 0
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 5M 94K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 12M 204K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 37K 0
JANUS DETROIT STR TR HENDRSON AAA CL 2M 40K 0
JPMORGAN CHASE & CO. COM 303K 2K 0
LOCKHEED MARTIN CORP COM 444K 950 0
MICROSOFT CORP COM 2M 4K 0
NUSHARES ETF TR NUVEEN ESG LRGCP 1M 14K 0
NUSHARES ETF TR NUVEEN ESG SMLCP 253K 6K 0
NUSHARES ETF TR NUVEEN ESG LRGVL 1M 26K 0
NVIDIA CORPORATION COM 5M 40K 0
PACER FDS TR TRENDP US LAR CP 2M 37K 0
PIMCO ETF TR 0-5 HIGH YIELD 747K 8K 0
PUBLIC STORAGE OPER CO COM 210K 730 0
QUALCOMM INC COM 976K 5K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 556K 8K 0
SCHWAB STRATEGIC TR US AGGREGATE B 4M 97K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 8M 101K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 448K 6K 0
SCHWAB STRATEGIC TR INTL EQTY ETF 4M 95K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 295K 5K 0
SCHWAB STRATEGIC TR US SML CAP ETF 431K 9K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 29M 287K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 5M 68K 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 402K 15K 0
SELECT SECTOR SPDR TR TECHNOLOGY 324K 1K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 235K 2K 0
SELECT SECTOR SPDR TR COMMUNICATION 235K 3K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 6M 15K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 585K 16K 0
SPDR S&P 500 ETF TR TR UNIT 39M 72K 0
SPDR SER TR PORTFOLIO S&P500 6M 98K 0
SPDR SER TR NUVEEN BLOOMBERG 455K 18K 0
SPDR SER TR BLOOMBERG INVT 227K 7K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 5M 123K 0
TESLA INC COM 293K 1K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 698K 14K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 584K 1K 0
VANGUARD INDEX FDS VALUE ETF 708K 4K 0
VANGUARD INDEX FDS SM CP VAL ETF 2M 9K 0
VANGUARD INDEX FDS GROWTH ETF 1M 3K 0
VANGUARD INDEX FDS SML CP GRW ETF 2M 7K 0
VANGUARD INDEX FDS EXTEND MKT ETF 3M 18K 0
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 2M 30K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 6M 59K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 5M 61K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 6M 81K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 342K 2K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 585K 12K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 909K 8K 0
VANGUARD WORLD FD INF TECH ETF 13M 23K 0
VANGUARD WORLD FD UTILITIES ETF 207K 1K 0
VISA INC COM CL A 669K 3K 0