SPIVAK ASSET MANAGEMENT, LLC

Adviser information for SPIVAK ASSET MANAGEMENT, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Connecticut, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	65	$357.8M
Non-Discretionary	0	$0
Total	65	$357.8M

Clients

Type	Number	RAUM
Individuals	14	$8.5M
HNW Individuals	51	$349.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	65
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-81096
SEC ERA File Number	801-81096
SEC CIK Numbers	None
SEC CRD Numbers	125714
Legal Entity Identifier	None

Principal Office

172 WEST MAIN STREET
AVON
CT
United States

Monday - Friday, 9 AM TO 5 PM

Tel: 860-676-9756, Fax: 860-676-2107

Websites

www.jayspivak.com

Chief Compliance Officer

JAY SPIVAK

MANAGING MEMBER

172 WEST MAIN STREET

AVON

United States

Tel: 8606769756

Fax: 8606762107

J*********@*************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners