BLUE WATER ASSET MANAGEMENT
BLUE WATER ASSET MANAGEMENT, LLC Legal Name
Adviser information for BLUE WATER ASSET MANAGEMENT last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,695 | $334.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,695 | $334.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 542 | $140.5M |
| HNW Individuals | 113 | $189.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $991,787 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $37,448 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $2.1M |
| Other | <5 | $2.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-81153 |
|---|---|
| SEC ERA File Number | 801-81153 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175362 |
| Legal Entity Identifier | None |
Principal Office
4120 E. BELTLINE AVE.SUITE 100
GRAND RAPIDS
MI
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 616-447-1600, Fax: 616-447-1616
Chief Compliance Officer
JAY W. GREER
41 WASHINGTON AVE
SUITE 260
GRAND HAVEN
MI
United States
Tel:
616-844-7250
J**@***********M
(Full email address available in API data)
Regulatory Contact
NICOLLE RUMSEY
COO AND COMPLIANCE OFFICER
4120 E. BELTLINE AVE.
SUITE 100
GRAND RAPIDS
MI
United States
Tel:
616-447-1600
Fax:
616-447-1616
N******@*************************M
(Full email address available in API data)
Industry Affiliates
| BLUE WATER GROUP AGENCY LLC | Insurance company or agency |
| REDFIELD FINANCIAL GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REDFIELD, MARK, SID | Individual | – | MANAGING MEMBER | 02/2015 | > 75% |
| GREER, JAY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| RUMSEY, NICOLLE, M. | Individual | – | CHIEF OPERATING OFFICER AND COMPLIANCE OFFICER | 03/2015 | < 5% |