SPRINGS CAPITAL (HONG KONG) LIMITED
Adviser information for SPRINGS CAPITAL (HONG KONG) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $4.6B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $13.1M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $693.7M |
| Pension and profit sharing plans | <5 | $71.8M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $142.6M |
| Sovereign wealth funds and foreign official institutions | 7 | $3.5B |
| Corporations or other businesses | <5 | $213.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 95 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ROOM 4209, GLOUCESTER TOWER, THE LANDMARK15 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 852-22591601/22591619, Fax: 852-25257981
Chief Compliance Officer
ANTHONY KAM
HEAD OF COMPLIANCE
ROOM 4209, GLOUCESTER TOWER, THE LANDMARK
15 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Tel:
852-22591619
Fax:
852-25257981
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| DANSQ LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SHANGHAI SHAN SHUI NIAN INVESTMENT MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SPRINGS CAPITAL (BEIJING) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPRINGS CAPITAL (SHANGHAI) LIMITED | Other investment adviser, including financial planners |
| SPRINGS CAPITAL JINLI (SHANGHAI) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SPRINGS CAPITAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SPRINGS CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRINGS CHINA OPPORTUNITIES MASTER FUND | Hedge Fund | $534.3M | $0.3M | 123 |
| SPRINGS OPPORTUNITIES FUND LP | Hedge Fund | $154.8M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPRINGS CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2010 | > 75% |
| TIAN, JING | Individual | – | DIRECTOR | 11/2010 | < 5% |
| ZHAO, JUN | Individual | – | DIRECTOR | 05/2023 | < 5% |
| ZHAO, JUN | Individual | SPRINGS CAPITAL LIMITED | SHAREHOLDER | 06/2007 | > 75% |
| Li, Chao | Individual | – | NON-EXECUTIVE DIRECTOR | 09/2021 | < 5% |
| KAM, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |