Hedge Fund Database

GAINPLAN LLC

Adviser information for GAINPLAN LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,527 $332.1M
Non-Discretionary 19 $49.0M
Total 1,546 $381.1M

Clients

Type Number RAUM
Individuals 329 $66.0M
HNW Individuals 189 $263.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 19 $47.5M
Charitable organizations <5 $2.7M
State or municipal gov entities 0 $0
Other investment advisers <5 $908,563
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-81166
SEC ERA File Number 801-81166
SEC CIK Numbers 1697857
SEC CRD Numbers 174427
Legal Entity Identifier None

Principal Office

800 W. LONG LAKE ROAD
SUITE 100
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 248.385.3737, Fax: 248.385.3752

Websites

www.facebook.com/jeff.ivory.79 www.linkedin.com/in/thaddeusschlaud/ www.facebook.com/profile.php?id=2321138 www.gainplanners.com/ www.facebook.com/gainplanners www.linkedin.com/company/gainplan-llc www.linkedin.com/in/jeffivory/

Chief Compliance Officer

WAYNE A, BELL-WARREN
INVESTMENT ADVISER REPRESENTATIVE
800 W. LONG LAKE ROAD
SUITE 100
BLOOMFIELD HILLS
MI
United States
Tel: 248.385.3737
Fax: 248.385.3752
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
IVORY, JEFFREY, WILSON Individual – MANAGING MEMBER 04/2015 > 75%
BELL-WARREN, WAYNE, ANTHONY Individual – CHIEF COMPLIANCE OFFICER 04/2015 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 12/9/20199 on 3/23/20209 on 3/31/20209 on 5/11/20209 on 5/11/20209 on 7/7/20209 on 11/12/20209 on 3/22/20219 on 3/22/20219 on 3/22/20219 on 3/9/20229 on 10/11/202210 on 3/8/202310 on 3/14/202311 on 2/27/2024

RAUM, Historic

400M200M02019202020212022202320242025230258542 on 12/9/2019251477934 on 3/23/2020251477934 on 3/31/2020251477934 on 5/11/2020251477934 on 5/11/2020251477934 on 7/7/2020251477934 on 11/12/2020316177928 on 3/22/2021316177928 on 3/22/2021316177928 on 3/22/2021361155505 on 3/9/2022361155505 on 10/11/2022319391425 on 3/8/2023319391425 on 3/14/2023381096699 on 2/27/2024

No. Clients, Historic

60030002019202020212022202320242025329 on 12/9/2019324 on 3/23/2020324 on 3/31/2020324 on 5/11/2020324 on 5/11/2020324 on 7/7/2020324 on 11/12/2020452 on 3/22/2021452 on 3/22/2021452 on 3/22/2021505 on 3/9/2022505 on 10/11/2022525 on 3/8/2023525 on 3/14/2023537 on 2/27/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 548K 3K –
ALPHABET INC CAP STK CL A 667K 4K –
AMPLIFY ETF TR AMPLIFY ALTERNAT 47K 14K –
AMPLIFY ETF TR BLOCKCHAIN LDR 891K 25K –
APPLE INC COM 291K 1K –
ARCADIUM LITHIUM PLC COM SHS 38K 11K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 816K 2K –
BROADCOM INC COM 2M 1K –
CHARGEPOINT HOLDINGS INC COM CL A 16K 11K –
DIREXION SHS ETF TR DRX S&P500BULL 2M 17K –
EXCHANGE TRADED CONCEPTS TRU BITWISE CRYPTO 1M 83K –
FUELCELL ENERGY INC COM 6K 10K –
GAMESTOP CORP NEW CL A 372K 15K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 1M 26K –
INDIE SEMICONDUCTOR INC CLASS A COM 93K 15K –
ISHARES INC MSCI GBL GOLD MN 2M 72K –
ISHARES TR CORE MSCI INTL 3M 44K –
ISHARES TR CORE S&P MCP ETF 2M 40K –
ISHARES TR MSCI EMG MKT ETF 294K 7K –
ISHARES TR RUS 1000 GRW ETF 20M 54K –
ISHARES TR RUS 1000 VAL ETF 23M 130K –
ISHARES TR SELECT DIVID ETF 347K 3K –
META PLATFORMS INC CL A 282K 559 –
MICROSOFT CORP COM 447K 1K –
NEOS ETF TRUST NEOS ENH INC 1-3 3M 68K –
NEOS ETF TRUST NEOS S&P 500 HI 1M 20K –
NIO INC SPON ADS 54K 13K –
NVIDIA CORPORATION COM 711K 6K –
OCUGEN INC COM 37K 24K –
ORACLE CORP COM 2M 13K –
PACER FDS TR US CASH COWS 100 936K 17K –
PLUG POWER INC COM NEW 39K 17K –
PROSHARES TR S&P 500 HIGH INC 453K 10K –
S&P GLOBAL INC COM 351K 786 –
SCHWAB STRATEGIC TR US BRD MKT ETF 506K 8K –
SCHWAB STRATEGIC TR US LRG CAP ETF 896K 14K –
SCHWAB STRATEGIC TR US MID-CAP ETF 242K 3K –
SCHWAB STRATEGIC TR US SML CAP ETF 215K 5K –
SELECT SECTOR SPDR TR ENERGY 295K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 296K 2K –
SOFI TECHNOLOGIES INC COM 68K 10K –
SOLID POWER INC CLASS A COM 17K 10K –
SOUNDHOUND AI INC CLASS A COM 66K 17K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 5M 136K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 3M 83K –
SPDR S&P 500 ETF TR TR UNIT 90M 166K –
SPDR SER TR PRTFLO S&P500 GW 228K 3K –
SPDR SER TR S&P OILGAS EXP 1M 9K –
STANDARD LITHIUM LTD COM 28K 22K –
STEM INC COM 16K 15K –
TESLA INC COM 993K 5K –
TILRAY BRANDS INC COM 40K 24K –
URANIUM ENERGY CORP COM 98K 16K –
VANECK ETF TRUST DIGI TRANSFRM 1M 85K –
VANECK ETF TRUST GOLD MINERS ETF 2M 49K –
VANGUARD INDEX FDS LARGE CAP ETF 7M 28K –
VANGUARD INDEX FDS MID CAP ETF 4M 16K –
VANGUARD INDEX FDS S&P 500 ETF SHS 14M 27K –
VANGUARD INDEX FDS SMALL CP ETF 2M 11K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 55K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 2M 20K –