CRESCENT CAP ADVISORS, LLC
Adviser information for CRESCENT CAP ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.8B |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-81168 |
|---|---|
| SEC ERA File Number | 801-81168 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175430 |
| Legal Entity Identifier | None |
Principal Office
11100 SANTA MONICA BLVD.SUITE 2000
LOS ANGELES
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 310-235-5900, Fax: None
Websites
Chief Compliance Officer
ERIK G. BARRIOS
299 PARK AVENUE
33RD FLOOR
NEW YORK
NY
United States
Tel:
212-364-0200
E***********@**************M
(Full email address available in API data)
Regulatory Contact
GEORGE P. HAWLEY
GENERAL COUNSEL
11100 SANTA MONICA BLVD
SUITE 2000
LOS ANGELES
CA
United States
Tel:
310-235-5900
G************@**************M
(Full email address available in API data)
Industry Affiliates
| ADVISORS ASSET MANAGEMENT, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BENTALLGREENOAK (CANADA) LIMITED PARTNERSHIP | Sponsor or syndicator of limited partnerships |
| BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | Other investment adviser, including financial plannersReal estate broker or dealerSponsor or syndicator of limited partnerships |
| BENTALLGREENOAK REAL ESTATE US LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BENTALLGREENOAK STRATEGIC CAPITAL PARTNERS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BGO US REAL ESTATE LP | Other investment adviser, including financial planners |
| CDL FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CDL FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CPCP GENERAL PARTNER LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT CAP NT ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CRESCENT CAPITAL GROUP HIGH INCOME B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT CAPITAL GROUP HIGH INCOME LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT CAPITAL GROUP LP | Other investment adviser, including financial planners |
| CRESCENT CAPITAL GROUP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CRESCENT CREDIT EUROPE LLP | Other investment adviser, including financial planners |
| CRESCENT CREDIT OPPORTUNITIES GP, S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT CREDIT OPPORTUNITIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT CREDIT SOLUTIONS VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT DIRECT LENDING MANAGEMENT, LLC | Other investment adviser, including financial planners |
| CRESCENT DIRECT LENDING SBIC, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT DIRECT LENDING, LEVERED, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT DIRECT LENDING, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT EUROPEAN SPECIALTY LENDING II LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT EUROPEAN SPECIALTY LENDING III LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT EUROPEAN SPECIALTY LENDING LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT EUROPEAN SPECIALTY LOAN S.A.R.L. | Other investment adviser, including financial planners |
| CRESCENT GLOBAL CLO MANAGEMENT, LLC, MANAGEMENT SERIES | Other investment adviser, including financial planners |
| CRESCENT MEZZANINE VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT MEZZANINE VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT PRIVATE CREDIT PARTNERS MANAGEMENT, LLC | Other investment adviser, including financial planners |
| CRESCENT SBIC MANAGEMENT, LLC | Other investment adviser, including financial planners |
| CRESCENT SENIOR SECURED LOAN MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT SPECIAL SITUATIONS LP | Sponsor, GP, manager of pooled investment vehicles |
| CRESCENT SYNDICATED CREDIT SOLUTIONS LLC | Sponsor, GP, manager of pooled investment vehicles |
| INFRARED CAPITAL PARTNERS (US) LLC | Other investment adviser, including financial planners |
| INFRARED CAPITAL PARTNERS LIMITED | Other investment adviser, including financial planners |
| MFS FUND DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MFS INSTITUTIONAL ADVISORS INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MFS INVESTMENT MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SLC MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SLGI ASSET MANAGEMENT INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SUN LIFE CAPITAL MANAGEMENT (CANADA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TCW/CRESCENT MEZZANINE MANAGEMENT V, LLC | Other investment adviser, including financial planners |
| TCW/CRESCENT MEZZANINE V, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRESCENT CAPITAL GROUP LP | Domestic Entity | – | MEMBER / MANAGING MEMBER | 02/2015 | > 75% |
| HAWLEY, GEORGE, PUSEY | Individual | – | GENERAL COUNSEL | 07/2012 | < 5% |
| CRESCENT CAPITAL GP LLC | Domestic Entity | CRESCENT CAPITAL GROUP HOLDINGS LP | GENERAL PARTNER | 05/2010 | |
| CRESCENT CAPITAL GROUP HOLDINGS LP | Domestic Entity | CRESCENT CAPITAL GROUP LP | LIMITED PARTNER | 12/2011 | 25-50% |
| CHAPUS, JEAN-MARC | Individual | CRESCENT CAPITAL GP LLC | MEMBER | 05/2010 | 25-50% |
| ATTANASIO, MARK, LOUIS | Individual | CRESCENT CAPITAL GP LLC | MEMBER | 05/2010 | 25-50% |
| CHAPUS, JEAN-MARC | Individual | CRESCENT CAPITAL GROUP HOLDINGS LP | MEMBER | 12/2011 | 25-50% |
| ATTANASIO, MARK, LOUIS | Individual | CRESCENT CAPITAL GROUP HOLDINGS LP | MEMBER | 12/2011 | 25-50% |
| BREAUX, JASON, ALEXANDER | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2015 | < 5% |
| LOMBARD, GERHARD, PIETER | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| CRESCENT CAPITAL GROUP GP LLC | Domestic Entity | CRESCENT CAPITAL GROUP LP | GENERAL PARTNER | 01/2021 | |
| SUN LIFE (U.S.) HOLDCO 2020 INC. | Domestic Entity | CRESCENT CAPITAL GROUP LP | MEMBER | 01/2021 | 50-75% |
| SUN LIFE (U.S.) HOLDCO 2020 INC. | Domestic Entity | CRESCENT CAPITAL GROUP GP LLC | MEMBER | 01/2021 | 50-75% |
| SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | Domestic Entity | SUN LIFE (U.S.) HOLDCO 2020 INC. | OWNER | 01/2021 | > 75% |
| SUN LIFE 2007-1 FINANCING CORP. | Foreign Entity | SUN LIFE ASSURANCE COMPANY OF CANADA - U.S. OPERATIONS HOLDINGS, INC. | OWNER | 11/2016 | > 75% |
| SUN LIFE GLOBAL INVESTMENTS INC. | Foreign Entity | SUN LIFE 2007-1 FINANCING CORP. | OWNER | 12/2004 | > 75% |
| SUN LIFE FINANCIAL INC. | Foreign Entity | SUN LIFE GLOBAL INVESTMENTS INC. | OWNER | 12/2004 | > 75% |
| BARRIOS, ERIK, GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |