Hedge Fund Database

TROXELL FINANCIAL

CRUMLY AND ASSOCIATES, INCORPORATED Legal Name

Adviser information for TROXELL FINANCIAL last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,210 $530.8M
Non-Discretionary 161 $310.1M
Total 1,371 $840.9M

Clients

Type Number RAUM
Individuals 353 $107.4M
HNW Individuals 128 $308.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 50 $300.0M
Charitable organizations 5 $3.0M
State or municipal gov entities <5 $1.3M
Other investment advisers <5 $2.7M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 29 $117.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 182
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-81175
SEC ERA File Number 801-81175
SEC CIK Numbers 1759578
SEC CRD Numbers 168998
Legal Entity Identifier None

Principal Office

214 SOUTH GRAND AVENUE WEST
SPRINGFIELD
IL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (217) 321-3210, Fax: (217) 303-5422

Websites

www.troxellfinancial.com twitter.com/troxellfin www.facebook.com/troxellfinancial/ www.youtube.com/channel/uc0i5of5-seeyx8h41eqn7pq www.egwadvisors.com/ www.linkedin.com/company/troxell-financial/

Chief Compliance Officer

KEVIN W. CRUMLY
CHAIRMAN OF THE BOARD
214 SOUTH GRAND AVENUE WEST
SPRINGFIELD
IL
United States
Tel: (217) 321-3210
Fax: (217) 303-5422
(Full email address available in API data)

Regulatory Contact

BRIDGET K. JOHNSON
DIRECTOR OF COMPLIANCE AND OPERATIONS
SOUTH GRAND AVENUE WEST
SPRINGFIELD
IL
United States
Tel: (217) 321-3210
Fax: (217) 303-5422
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CRUMLY, DAVID, ANDREW Individual – SECRETARY AND TREASURER 01/2022 5-10%
CRUMLY, KEVIN, WAYNE Individual – CHAIRMAN OF THE BOARD AND CHIEF COMPLIANCE OFFICER 01/2011 50-75%
NORRIS, SCOTT, MICHAEL Individual – CHIEF EXECUTIVE OFFICER AND WEALTH MANAGER 01/2018 10-25%
CRUMLY, ERIN, MICHELLE Individual – PRESIDENT AND WEALTH MANAGER 01/2022 5-10%
GREEN, TODD, CHARLES Individual – SHAREHOLDER 06/2022 10-25%

No. Employees, Historic

10502020202120222023202420258 on 3/3/20208 on 6/30/20208 on 3/30/20218 on 5/7/20217 on 3/30/20227 on 7/7/20227 on 3/29/20237 on 8/16/20237 on 9/18/20239 on 3/25/2024

RAUM, Historic

900M450M0202020212022202320242025205974425 on 3/3/2020205974425 on 6/30/2020263858688 on 3/30/2021263858688 on 5/7/2021531905987 on 3/30/2022531905987 on 7/7/2022665915443 on 3/29/2023665915443 on 8/16/2023665915443 on 9/18/2023840908605 on 3/25/2024

No. Clients, Historic

6003000202020212022202320242025314 on 3/3/2020314 on 6/30/2020348 on 3/30/2021348 on 5/7/2021430 on 3/30/2022430 on 7/7/2022493 on 3/29/2023493 on 8/16/2023493 on 9/18/2023565 on 3/25/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIRBNB INC COM CL A 586K 4K 0
ALEXANDRIA REAL ESTATE EQ IN COM 556K 5K 0
ALPHABET INC CAP STK CL A 1M 6K 0
AMAZON COM INC COM 1M 7K 0
AMERICAN EXPRESS CO COM 511K 2K 0
AMGEN INC COM 272K 872 0
APPLE INC COM 4M 19K 0
APPLIED DIGITAL CORP COM NEW 110K 18K 0
ASTRAZENECA PLC SPONSORED ADR 507K 7K 0
AUTONATION INC COM 236K 1K 0
AVERY DENNISON CORP COM 486K 2K 0
BALL CORP COM 518K 9K 0
BANK AMERICA CORP COM 897K 23K 0
BLACKROCK INC COM 667K 847 0
BOEING CO COM 1M 8K 0
BOSTON SCIENTIFIC CORP COM 711K 9K 0
BP PLC SPONSORED ADR 648K 18K 0
BROADCOM INC COM 2M 1K 0
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 3M 108K 0
CHEVRON CORP NEW COM 563K 4K 0
CISCO SYS INC COM 362K 8K 0
CITIZENS FINL GROUP INC COM 217K 6K 0
CLEVELAND-CLIFFS INC NEW COM 1M 71K 0
COCA COLA CO COM 530K 8K 0
COMCAST CORP NEW CL A 600K 15K 0
CONAGRA BRANDS INC COM 367K 13K 0
CROWDSTRIKE HLDGS INC CL A 352K 919 0
CUMMINS INC COM 636K 2K 0
DBX ETF TR XTRACKERS RUSSEL 11M 220K 0
DBX ETF TR XTRACKERS FTSE 1M 42K 0
DBX ETF TR XTRACKERS SHRT 8M 180K 0
DBX ETF TR XTRACK MUN INFRA 1M 41K 0
DISNEY WALT CO COM 410K 4K 0
EAST WEST BANCORP INC COM 871K 12K 0
EATON CORP PLC SHS 367K 1K 0
ELI LILLY & CO COM 616K 680 0
ENTERPRISE PRODS PARTNERS L COM 447K 15K 0
EOG RES INC COM 544K 4K 0
ETF SER SOLUTIONS DISTILLATE US 17M 339K 0
ETF SER SOLUTIONS DISTILLATE SMLMD 12M 340K 0
ETF SER SOLUTIONS DISTILLATE INTNL 9M 404K 0
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 558K 8K 0
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 6M 122K 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I 12M 72K 0
FIDELITY COVINGTON TRUST MSCI CONSM DIS 342K 4K 0
FIDELITY COVINGTON TRUST MSCI INDL INDX 273K 4K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 3M 66K 0
FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 5M 99K 0
FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 8M 139K 0
FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 10M 545K 0
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 2M 38K 0
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 2M 36K 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 2M 76K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 19M 340K 0
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 1M 21K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 7M 199K 0
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 3M 121K 0
FIRST TR MORNINGSTAR DIVID L SHS 1M 37K 0
FIRST TR NAS100 EQ WEIGHTED SHS 17M 134K 0
FIRST TR VALUE LINE DIVID IN SHS 7M 171K 0
FIRST TRUST LRGCP GWT ALPHAD COM SHS 328K 3K 0
FISERV INC COM 715K 5K 0
FREEPORT-MCMORAN INC CL B 599K 12K 0
GROUP 1 AUTOMOTIVE INC COM 467K 2K 0
HONEYWELL INTL INC COM 320K 1K 0
HSBC HLDGS PLC SPON ADR NEW 695K 16K 0
INTERNATIONAL FLAVORS&FRAGRA COM 456K 5K 0
INVESCO QQQ TR UNIT SER 1 686K 1K 0
ISHARES GOLD TR ISHARES NEW 288K 7K 0
ISHARES SILVER TR ISHARES 208K 8K 0
ISHARES TR CORE S&P TTL STK 233K 2K 0
ISHARES TR US HOME CONS ETF 256K 3K 0
ISHARES TR US OIL GS EX ETF 589K 6K 0
ISHARES TR NATIONAL MUN ETF 1M 11K 0
ISHARES TR JPMORGAN USD EMG 1M 17K 0
ISHARES TR HDG MSCI EAFE 19M 521K 0
ISHARES TR RUS TP200 GR ETF 9M 43K 0
ISHARES TR IBONDS DEC 26 2M 68K 0
ISHARES TR IBONDS DEC 27 2M 77K 0
ISHARES TR IBONDS DEC 28 2M 78K 0
ISHARES TR IBONDS DEC 2029 2M 79K 0
ISHARES TR CORE DIV GRWTH 16M 273K 0
ISHARES TR MSCI INDIA SM CP 5M 64K 0
ISHARES TR MSCI INTL QUALTY 7M 169K 0
ISHARES TR CORE S&P MCP ETF 3M 55K 0
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 13M 228K 0
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 1M 21K 0
JANUS DETROIT STR TR HENDRSON AAA CL 7M 136K 0
JPMORGAN CHASE & CO. COM 1M 6K 0
KLA CORP COM NEW 674K 818 0
KRAFT HEINZ CO COM 473K 15K 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 75K 27K 0
MARVELL TECHNOLOGY INC COM 566K 8K 0
MCDONALDS CORP COM 224K 877 0
MEDTRONIC PLC SHS 492K 6K 0
MERCK & CO INC COM 944K 8K 0
METLIFE INC COM 504K 7K 0
MICROSOFT CORP COM 2M 4K 0
NETFLIX INC COM 1M 2K 0
NISOURCE INC COM 556K 19K 0
NVIDIA CORPORATION COM 486K 4K 0
NXP SEMICONDUCTORS N V COM 600K 2K 0
OLIN CORP COM PAR $1 274K 6K 0
PEPSICO INC COM 442K 3K 0
PFIZER INC COM 308K 11K 0
PGIM ETF TR PGIM ULTRA SH BD 2M 35K 0
PIMCO ACCESS INCOME FUND SHS BENFIN INT 628K 40K 0
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 166K 13K 0
PIMCO ETF TR SHTRM MUN BD ACT 2M 44K 0
PITNEY BOWES INC COM 152K 30K 0
PNC FINL SVCS GROUP INC COM 470K 3K 0
PROLOGIS INC. COM 1M 9K 0
PURPLE INNOVATION INC COM 69K 67K 0
QUALCOMM INC COM 308K 2K 0
SALESFORCE INC COM 574K 2K 0
SCHLUMBERGER LTD COM STK 733K 16K 0
SCHWAB CHARLES CORP COM 678K 9K 0
SELECT SECTOR SPDR TR ENERGY 6M 61K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 46K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 14K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 2M 6K 0
SPDR S&P 500 ETF TR TR UNIT 314K 578 0
SPDR SER TR PORTFOLI S&P1500 468K 7K 0
SPDR SER TR RUSSELL YIELD 2M 16K 0
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 280K 5K 0
T-MOBILE US INC COM 626K 4K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 945K 5K 0
TELEDYNE TECHNOLOGIES INC COM 253K 652 0
TEMA ETF TRUST OBESITY & CARDIO 5M 138K 0
TJX COS INC NEW COM 287K 3K 0
TOTALENERGIES SE SPONSORED ADS 877K 13K 0
TRACTOR SUPPLY CO COM 303K 1K 0
UNITEDHEALTH GROUP INC COM 316K 620 0
VANGUARD INDEX FDS S&P 500 ETF SHS 6M 12K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 8M 81K 0
VISA INC COM CL A 542K 2K 0
WALMART INC COM 986K 15K 0