Hedge Fund Database

MIDWEST FINANCIAL GROUP LLC

Adviser information for MIDWEST FINANCIAL GROUP LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,256 $425.1M
Non-Discretionary 59 $8.6M
Total 2,315 $433.7M

Clients

Type Number RAUM
Individuals 786 $118.5M
HNW Individuals 192 $308.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.2M
Charitable organizations <5 $5.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 600

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 433.7M
Portfolio Manager to Program Sponsor
MIDWEST FINANCIAL GROUP WRAP FEE PROGRAM MIDWEST FINANCIAL GROUP LLC

Identifiers

SEC RIA File Number 801-81177
SEC ERA File Number 801-81177
SEC CIK Numbers 1967193
SEC CRD Numbers 175288
Legal Entity Identifier None

Principal Office

7400 W 130TH STREET, SUITE 100
OVERLAND PARK
KS
United States
Monday - Friday, 8AM - 5PM
Tel: 913-696-0041, Fax: 913-696-0042

Websites

midwestfinancialkc.com msfinancialresources.com

Chief Compliance Officer

LEIGHA SHEPARD
MEMBER
7400 W 130TH STREET, SUITE 100
OVERLAND PARK
KS
United States
Tel: 913-696-0041
Fax: 913-696-0042
(Full email address available in API data)

Regulatory Contact

COLE REICHLE
MEMBER
7400 W 130TH STREET, SUITE 100
OVERLAND PARK
KS
United States
Tel: 913-696-0041
Fax: 913-696-0042
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHEPARD, LEIGHA, ANN Individual – MEMBER, MANAGER, CHIEF COMPLIANCE OFFICER 02/2015 25-50%
REICHLE, COLE, STEPHEN Individual – MEMBER, MANAGER 02/2015 25-50%
REICHLE, STEVEN, DENNIS Individual – MEMBER, MANAGER 02/2015 25-50%
RYAN, RICHARD, K Individual – MEMBER, MANAGER 02/2015 25-50%

No. Employees, Historic

105020192020202120222023202420255 on 12/4/20195 on 12/6/20195 on 3/30/20205 on 6/30/20205 on 12/3/202010 on 3/29/202110 on 12/23/202110 on 3/22/202210 on 10/25/202210 on 2/16/202310 on 11/17/20237 on 3/13/20247 on 3/13/2024

RAUM, Historic

500M250M02019202020212022202320242025200365922 on 12/4/2019200365922 on 12/6/2019232013323 on 3/30/2020232013323 on 6/30/2020232013323 on 12/3/2020320700174 on 3/29/2021320700174 on 12/23/2021361531067 on 3/22/2022361531067 on 10/25/2022366228804 on 2/16/2023366228804 on 11/17/2023433723517 on 3/13/2024433723517 on 3/13/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025476 on 12/4/2019476 on 12/6/2019677 on 3/30/2020677 on 6/30/2020677 on 12/3/2020802 on 3/29/2021802 on 12/23/20211014 on 3/22/20221014 on 10/25/2022991 on 2/16/2023991 on 11/17/2023978 on 3/13/2024978 on 3/13/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 7M 42K –
ALPHABET INC CAP STK CL A 704K 4K –
ALTRIA GROUP INC COM 248K 5K –
AMAZON COM INC COM 1M 5K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 3M 51K –
AMERICAN CENTY ETF TR US SML CP VALU 5M 52K –
AMERICAN EXPRESS CO COM 630K 3K –
APPLE INC COM 8M 39K –
APPLIED MATLS INC COM 536K 2K –
BANK AMERICA CORP COM 217K 5K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BOEING CO COM 2M 9K –
BROADCOM INC COM 293K 182 –
CALAMOS CONV & HIGH INCOME F COM SHS 117K 11K –
CANADIAN PACIFIC KANSAS CITY COM 486K 6K –
CAPITOL FED FINL INC COM 303K 55K –
CHEVRON CORP NEW COM 503K 3K –
COCA COLA CO COM 971K 15K –
CONOCOPHILLIPS COM 394K 3K –
COSTCO WHSL CORP NEW COM 298K 351 –
CSX CORP COM 773K 23K –
CVS HEALTH CORP COM 299K 5K –
DELTA AIR LINES INC DEL COM NEW 380K 8K –
DEVON ENERGY CORP NEW COM 920K 19K –
DOLLAR GEN CORP NEW COM 815K 6K –
DRAFTKINGS INC NEW COM CL A 654K 17K –
EVERGY INC COM 559K 11K –
EXXON MOBIL CORP COM 2M 14K –
FASTLY INC CL A 117K 16K –
FIFTH THIRD BANCORP COM 504K 14K –
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 2M 93K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 4M 91K –
FIRST TR EXCHANGE-TRADED FD FT VEST RIS 6M 264K –
FIRST TR EXCHANGE-TRADED FD INTL DEV STRNGTH 2M 55K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 2M 105K –
FIRST TR EXCHANGE-TRADED FD MERGER ARBITRA 1M 65K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 2M 62K –
FORD MTR CO DEL COM 167K 13K –
HERC HLDGS INC COM 245K 2K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 1M 18K –
INVESCO QQQ TR UNIT SER 1 6M 12K –
ISHARES GOLD TR ISHARES NEW 994K 23K –
ISHARES TR 20 YR TR BD ETF 2M 24K –
ISHARES TR CORE S&P SCP ETF 3M 30K –
ISHARES TR IBOXX INV CP ETF 6M 54K –
ISHARES TR ISHARES SEMICDTR 2M 6K –
ISHARES TR MSCI USA MIN VOL 757K 9K –
ISHARES TR NATIONAL MUN ETF 856K 8K –
ISHARES TR PFD AND INCM SEC 473K 15K –
ISHARES TR RUSSELL 2000 ETF 407K 2K –
ISHARES TR S&P 500 GRWT ETF 9M 95K –
JOHNSON & JOHNSON COM 395K 3K –
LATTICE SEMICONDUCTOR CORP COM 407K 7K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 2M 64K –
MASTERCARD INCORPORATED CL A 598K 1K –
MCDONALDS CORP COM 350K 1K –
MERCK & CO INC COM 232K 2K –
MICRON TECHNOLOGY INC COM 3M 20K –
MICROSOFT CORP COM 4M 10K –
NVIDIA CORPORATION COM 637K 5K –
ONE GAS INC COM 761K 12K –
ONEOK INC NEW COM 3M 36K –
PEPSICO INC COM 905K 5K –
PFIZER INC COM 378K 14K –
PHILLIPS EDISON & CO INC COMMON STOCK 286K 9K –
PIMCO ETF TR INTER MUN BD ACT 926K 18K –
PRICE T ROWE GROUP INC COM 632K 5K –
PROCTER AND GAMBLE CO COM 708K 4K –
RECURSION PHARMACEUTICALS IN CL A 90K 12K –
ROYAL CARIBBEAN GROUP COM 299K 2K –
RTX CORPORATION COM 733K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 322K 8K –
SCHWAB STRATEGIC TR US AGGREGATE B 2M 41K –
SCHWAB STRATEGIC TR US BRD MKT ETF 962K 15K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 10M 126K –
SCHWAB STRATEGIC TR US LCAP GR ETF 943K 9K –
SELECT SECTOR SPDR TR COMMUNICATION 274K 3K –
SELECT SECTOR SPDR TR ENERGY 3M 28K –
SELECT SECTOR SPDR TR SBI CONS DISCR 229K 1K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 17K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 8K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 19K –
SELECT SECTOR SPDR TR TECHNOLOGY 207K 915 –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 4M 7K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 272K 12K –
T ROWE PRICE ETF INC CAP APPRECIATION 257K 8K –
TARGET CORP COM 201K 1K –
TRACTOR SUPPLY CO COM 327K 1K –
TYSON FOODS INC CL A 520K 9K –
UNION PAC CORP COM 409K 2K –
UNITEDHEALTH GROUP INC COM 635K 1K –
US BANCORP DEL COM NEW 1M 32K –
VANECK ETF TRUST MRNGSTR WDE MOAT 5M 55K –
VANECK ETF TRUST SEMICONDUCTR ETF 734K 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 4M 26K –
VANGUARD INDEX FDS S&P 500 ETF SHS 259K 517 –
VANGUARD INDEX FDS SM CP VAL ETF 2M 11K –
VANGUARD INDEX FDS TOTAL STK MKT 858K 3K –
VANGUARD INDEX FDS VALUE ETF 441K 3K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 866K 11K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 206K 2K –
VERIZON COMMUNICATIONS INC COM 806K 20K –
VISA INC COM CL A 450K 2K –
ZOOM VIDEO COMMUNICATIONS IN CL A 279K 5K –