BEEKMAN INVESTMENT ADVISORS
BEEKMAN INVESTMENT ADVISORS, LLC Legal Name
Adviser information for BEEKMAN INVESTMENT ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.0B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-81180 |
|---|---|
| SEC ERA File Number | 801-81180 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163519 |
| Legal Entity Identifier | None |
Principal Office
530 FIFTH AVENUE23RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 646-502-3300, Fax: 646-502-3333
Chief Compliance Officer
VINCENT AIELLO
CHIEF FINANCIAL OFFICER
530 FIFTH AVENUE
23RD FLOOR
NEW YORK
NY
United States
Tel:
646-502-3312
Fax:
646-502-3333
V******@******************M
(Full email address available in API data)
Regulatory Contact
JOHN TROIANO
CHIEF EXECUTIVE OFFICER
530 FIFTH AVENUE
23RD FLOOR
NEW YORK
NY
United States
Tel:
646-502-3301
J*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BEEKMAN INVESTMENT PARTNERS AIV III - BAF, LP | ALTERNATIVE INVESTMENT VEHICLE | $67.0M | $0.0M | 73 |
| BEEKMAN INVESTMENT PARTNERS AIV III - ELITE ISI, LP | ALTERNATIVE INVESTMENT VEHICLE | $32.0M | $0.0M | 73 |
| BEEKMAN INVESTMENT PARTNERS AIV III - OWM, L.P. | ALTERNATIVE INVESTMENT VEHICLE | $9.4M | $0.0M | 73 |
| BEEKMAN INVESTMENT PARTNERS II, LP | Private Equity Fund | $34.6M | $1.0M | 58 |
| BEEKMAN INVESTMENT PARTNERS III, LP | Private Equity Fund | $233.6M | $5.0M | 73 |
| BEEKMAN INVESTMENT PARTNERS IV-A, LP | Private Equity Fund | $267.9M | $5.0M | 50 |
| BEEKMAN INVESTMENT PARTNERS IV-B, LP | Private Equity Fund | $160.8M | $5.0M | 15 |
| TBG FOOD INVESTORS, LP | Private Equity Fund | $34.6M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAROLDA, ANDREW VINCENT | Individual | – | MANAGING DIRECTOR | 02/2005 | 5-10% |
| TROIANO, JOHN GABRIELE | Individual | – | CEO AND MANAGING PARTNER | 02/2005 | > 75% |
| BROWN, ANDY, MARTIN | Individual | – | MANAGING DIRECTOR | 03/2011 | < 5% |
| Aiello, Vincent | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |