BICKLING FINANCIAL SERVICES, INC.
Adviser information for BICKLING FINANCIAL SERVICES, INC. last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,024 | $612.8M |
| Non-Discretionary | 1,416 | $122.2M |
| Total | 3,440 | $735.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 607 | $140.1M |
| HNW Individuals | 247 | $463.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 30 | $113.0M |
| Charitable organizations | 5 | $10.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-81187 |
|---|---|
| SEC ERA File Number | 801-81187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128544 |
| Legal Entity Identifier | None |
Principal Office
35 BEDFORD STREETSUITE 15
LEXINGTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 781-862-9792, Fax: 781-674-2545
Chief Compliance Officer
SPENCER BETTS
INVESTMENT ADVISER REPRESENTATIVE
35 BEDFORD STREET
SUITE 11
LEXINGTON
MA
United States
Tel:
(781) 862-9792
Fax:
(781) 674-2545
S************@***********M
(Full email address available in API data)
Regulatory Contact
DOROTHY BICKLING
OWNER / INVESTMENT ADVISER REPRESENTATIVE
35 BEDFORD STREET
SUITE 15
LEXINGTON
MA
United States
Tel:
781-862-9792
Fax:
781-674-2545
D***************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BICKLING, DOROTHY, INEZ | Individual | – | PRESIDENT | 02/1984 | < 5% |
| BETTS, SPENCER, NORMAN | Individual | – | OWNER, CHIEF COMPLIANCE OFFICER | 12/2021 | 50-75% |
| BETTS, ANDREW, HARRISON | Individual | – | OWNER AND CHIEF FINANCIAL OFFICER | 12/2021 | 50-75% |