TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
TWEDDELL GOLDBERG LLC Legal Name
Adviser information for TWEDDELL GOLDBERG INVESTMENT MANAGEMENT last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 102 | $77.2M |
| Non-Discretionary | 219 | $44.2M |
| Total | 321 | $121.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 84 | $24.8M |
| HNW Individuals | 49 | $93.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $3.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-81194 |
|---|---|
| SEC ERA File Number | 801-81194 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141634 |
| Legal Entity Identifier | None |
Principal Office
20320 MIDLAND DRIVESONORA
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 209-536-9734, Fax: None
Chief Compliance Officer
JEROLD TWEDDELL
MEMBER/CHIEF COMPLIANCE OFFICER
20320 MIDLAND DRIVE
SONORA
CA
United States
Tel:
209-536-9734
J****@**************M
(Full email address available in API data)
Regulatory Contact
STEVE GOLDBERG
MEMBER
9005 WOODLAND DRIVE
SILVER SPRING
MD
United States
Tel:
301-650-6567
S********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TWEDDELL, JEROLD, (N) | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 08/2006 | 50-75% |
| GOLDBERG, STEVEN, TOBIAS | Individual | – | MEMBER | 08/2006 | 50-75% |