JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Adviser information for JOHN HANCOCK INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 403 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 209 |
| Registered State Investment Advisers | 194 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28,802 | $189.6B |
| Non-Discretionary | 0 | $0 |
| Total | 28,802 | $189.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28,672 | $4.1B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 130 | $185.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $210,068 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 4.1B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AMERIPRISE ACTIVE PORTFOLIOS | AMERIPRISE FINANCIAL SERVICES, LLC |
Principal Office
200 BERKELEY ST.BOSTON
MA
United States
Monday - Friday, 8:30 A.M. UNTIL 5:00 P.M.
Tel: 617-663-3000, Fax: None
Websites
twitter.com/matthew_miskin & https://www.linkedin.com/in/matthew-miskin/
www.johnhancock.com
www.jhinvestments.com
www.facebook.com/johnhancockinvestmentmanagement/
www.linkedin.com/company/john-hancock-investment-management/
twitter.com/jh_investments
www.linkedin.com/in/andrew-g-arnott/
www.youtube.com/c/johnhancockinvestmentmanagement
twitter.com/emilyrroland & https://www.linkedin.com/in/emily-roland/
Chief Compliance Officer
TREVOR SWANBERG
CHIEF COMPLIANCE OFFICER
200 BERKELEY ST.
BOSTON
MA
United States
Tel:
617-663-3000
T********@***********M
(Full email address available in API data)
Regulatory Contact
JIM INTERRANTE
ASSISTANT CCO
200 BERKELEY ST.
BOSTON
MA
United States
Tel:
617-663-2957
J**********@***********M
(Full email address available in API data)
Industry Affiliates
| JOHN HANCOCK DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | Commodity pool operator or commodity trading advisorInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | Other investment adviser, including financial planners |
| JOHN HANCOCK TRUST COMPANY | Trust company |
| JOHN HANCOCK VARIABLE TRUST ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANULIFE FINANCIAL CORPORATION | Foreign Entity | JOHN HANCOCK FINANCIAL CORPORATION | SHAREHOLDER | 09/1999 | > 75% |
| JOHN HANCOCK FINANCIAL CORPORATION | Domestic Entity | THE MANUFACTURERS INVESTMENT CORPORATION | SHAREHOLDER | 12/2009 | > 75% |
| LONG, JEFFREY, HAROLD | Individual | – | CHIEF FINANCIAL OFFICER | 12/2007 | < 5% |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | Domestic Entity | JOHN HANCOCK SUBSIDIARIES, LLC | MEMBER | 12/2009 | > 75% |
| MANUFACTURERS LIFE INSURANCE COMPANY (CANADA) | Foreign Entity | MANULIFE HOLDINGS (ALBERTA) LIMITED | SHAREHOLDER | 12/2003 | > 75% |
| MANULIFE HOLDINGS (ALBERTA) LIMITED | Foreign Entity | JOHN HANCOCK FINANCIAL CORPORATION | SHAREHOLDER | 12/2009 | > 75% |
| THE MANUFACTURERS INVESTMENT CORPORATION | Domestic Entity | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | SHAREHOLDER | 01/2002 | > 75% |
| ARNOTT, ANDREW, GRANT | Individual | – | DIRECTOR | 10/2012 | < 5% |
| RIZZO, CHARLES, ARTHUR | Individual | – | DIRECTOR | 04/2014 | < 5% |
| JOHN HANCOCK SUBSIDIARIES LLC | Domestic Entity | – | MEMBER | 03/1992 | > 75% |
| MACDONALD, EDWARD, PAUL | Individual | – | CHIEF LEGAL COUNSEL | 10/2018 | < 5% |
| SWANBERG, TREVOR, EDMUND | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| FONTANA, PHILIP, JOSEPH | Individual | – | DIRECTOR | 11/2020 | < 5% |
| FEINBERG, KRISTIE, MARIE | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 05/2023 | < 5% |