THE VARIABLE ANNUITY LIFE INSURANCE COMPANY
Adviser information for THE VARIABLE ANNUITY LIFE INSURANCE COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1800 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1409 |
| Registered State Investment Advisers | 1289 |
| Licensed Agents of an Insurance Company | 1262 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 36 | $31.7B |
| Non-Discretionary | 0 | $0 |
| Total | 36 | $31.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 36 | $31.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-8138 |
|---|---|
| SEC ERA File Number | 801-8138 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104561 |
| Legal Entity Identifier | 549300K1BVLH9IO4S405 |
Principal Office
2929 ALLEN PARKWAYHOUSTON
TX
United States
Monday - Friday, 8:00AM - 5:00PM CST
Tel: 713-522-1111, Fax: None
Chief Compliance Officer
CHRISTOPHER JOE
INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER
2919 ALLEN PARKWAY
HOUSTON
TX
United States
Tel:
832-759-8456
C**************@**********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW HACKETHAL
ADDITIONAL REGULATORY CONTACT
30 HUDSON ST, 16TH FLOOR
JERSEY CITY
NJ
United States
Tel:
201-324-6361
Fax:
201-324-6585
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN GENERAL LIFE INSURANCE COMPANY | Insurance company or agency |
| COREBRIDGE CAPITAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SUNAMERICA ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK | Insurance company or agency |
| VALIC FINANCIAL ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| VALIC TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AIG LIFE HOLDINGS, INC. | Domestic Entity | AGC LIFE INSURANCE COMPANY | SHAREHOLDER | 01/1969 | > 75% |
| COREBRIDGE FINANCIAL, INC. | Domestic Entity | AIG LIFE HOLDINGS, INC. | SHAREHOLDER | 04/2012 | > 75% |
| AGC LIFE INSURANCE COMPANY | Domestic Entity | – | 100% STOCKHOLDER | 12/2012 | > 75% |
| JOE, CHRISTOPHER, CHUCK | Individual | – | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER | 09/2017 | < 5% |
| MCGRATH, TODD, ANDREW | Individual | – | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | 06/2019 | < 5% |
| Craig, Roger, Alan | Individual | – | SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | 09/2019 | < 5% |
| FIEDLER, TERRI | Individual | – | DIRECTOR AND PRESIDENT OF GROUP RETIREMENT | 12/2022 | < 5% |
| NOVAK, JONATHAN | Individual | – | DIRECTOR AND PRESIDENT OF INSTITUTIONAL MARKETS | 03/2023 | < 5% |
| Longino, Lisa | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |
| FILIAGGI, CHRISTOPHER, P | Individual | – | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 02/2024 | < 5% |
| CROPPER, ELIZABETH, B | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER | 02/2024 | < 5% |
| PINSKY, BRYAN | Individual | – | DIRECTOR | 02/2024 | < 5% |
| SMITH, CHRISTOPHER, B | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS AND PRESIDENT | 02/2024 | < 5% |
| HESLIN, TIMOTHY, MICHAEL | Individual | – | DIRECTOR | 02/2024 | < 5% |
| DITILLO, DAVID | Individual | – | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER | 02/2024 | < 5% |