STATE FARM INVESTMENT MANAGEMENT CORP.
Adviser information for STATE FARM INVESTMENT MANAGEMENT CORP. last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $10.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $10.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $10.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
ONE STATE FARM PLAZAB-2
BLOOMINGTON
IL
United States
Monday - Friday, 8:00 - 4:15
Tel: 800-447-0740, Fax: 309-735-6200
Chief Compliance Officer
TERRENCE LUDWIG
CHIEF COMPLIANCE OFFICER AND TREASURER
ONE STATE FARM PLAZA
B-2
BLOOMINGTON
IL
United States
Tel:
309-735-0561
Fax:
309-763-9462
T****************@************M
(Full email address available in API data)
Regulatory Contact
CATHY RICHARDSON
REGULATORY ANALYST
ONE STATE FARM PLAZA
B-2
BLOOMINGTON
IL
United States
Tel:
309-766-0526
H**********************************@************M
(Full email address available in API data)
Industry Affiliates
| STATE FARM LIFE INSURANCE COMPANY | Insurance company or agency |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | Insurance company or agency |
| STATE FARM VP MANAGEMENT CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STATE FARM LIFE INSURANCE COMPANY | Domestic Entity | – | OWNER | 09/2023 | > 75% |
| MONK, JOSEPH, RILEY | Individual | – | PRESIDENT & DIRECTOR | 10/2023 | < 5% |
| LUDWIG, TERRENCE, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER & TREASURER | 02/2018 | < 5% |
| HINTZ, SCOTT, ALEXANDER | Individual | – | VICE PRESIDENT - FINANCIAL AND SECRETARY | 12/2018 | < 5% |
| MINEAU, SARAH | Individual | – | VICE PRESIDENT & DIRECTOR | 03/2021 | < 5% |
| COOK, KRISTYN | Individual | – | EXECUTIVE VICE PRESIDENT & DIRECTOR | 01/2024 | < 5% |
| Farney, Jon, Charles | Individual | – | EXECUTIVE VICE PRESIDENT & DIRECTOR | 01/2024 | < 5% |
| Montgomery, Bradley, Doyle | Individual | – | SENIOR VICE PRESIDENT & DIRECTOR | 01/2024 | < 5% |