GALTERE INC.
Adviser information for GALTERE INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virgin Islands, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | PERCENTAGE OF ASSETS UNDER MANAGEMENT THROUGH 09/30/2024 |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-82172 |
|---|---|
| SEC ERA File Number | 801-82172 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175107 |
| Legal Entity Identifier | 549300EE1BROHQHR2225 |
Principal Office
25887 COUNTY RD 12PRESTON
MN
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 212-598-1837, Fax: 212-656-1537
Websites
Chief Compliance Officer
PROVENZANO, JENNIFER, ANN
CHIEF OPERATING OFFICER
619 RUDWICK PLACE
EAST MEADOW
NY
United States
Tel:
212-598-1837
J*********@**********M
(Full email address available in API data)
Regulatory Contact
RENEE HAUGERUD
DIRECTOR/CIO
25887 COUNTY RD 12
PRESTON
MN
United States
Tel:
507-765-9833
R******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAUGERUD, RENEE, LYNN | Individual | – | DIRECTOR | 10/1997 | > 75% |
| PROVENZANO, JENNIFER, ANN | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 04/2014 | < 5% |