Hedge Fund Database

FAMILY ASSET MANAGEMENT, LLC

Adviser information for FAMILY ASSET MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 449 $267.4M
Non-Discretionary 18 $56.3M
Total 467 $323.7M

Clients

Type Number RAUM
Individuals 115 $35.9M
HNW Individuals 85 $219.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $53.8M
Charitable organizations 5 $14.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FAMILY LEGACY PLANNING AND DEVELOPMENT
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-83169
SEC ERA File Number 801-83169
SEC CIK Numbers 1961278
SEC CRD Numbers 129738
Legal Entity Identifier None

Principal Office

997 MORRISON DRIVE, SUITE 401
CHARLESTON
SC
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 843-723-2994, Fax: 843-724-7049

Websites

familyasset.us www.linkedin.com/company/family-asset-management-llc/about/

Chief Compliance Officer

KIMBERLY CHISM-MOORE
DIRECTOR OF CLIENT SERVICES
997 MORRISON DRIVE, SUITE 401
CHARLESTON
SC
United States
Tel: 843-723-2994
Fax: 843-724-7049
(Full email address available in API data)

Regulatory Contact

MEBANE TEAGUE
ADMINISTRATOR
997 MORRISON DRIVE, SUITE 401
CHARLESTON
SC
United States
Tel: 843-723-2994
Fax: 843-724-7049
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RUSSLER, DANIEL, TERRILL Individual – PARTNER, CHIEF INVESTMENT OFFICER 09/2003 50-75%
BARRETT, ANDREW, THOMAS Individual – PARTNER, CHIEF OPERATING OFFICER 12/2009 25-50%
CHISM-MOORE, KIMBERLY, DAWN Individual – PARTNER, CHIEF COMPLIANCE OFFICER & DIRECTOR OF CLIENT SERVICES 01/2021 5-10%
WARNOCK, ASHLEY, HARRIS Individual – PARTNER, DIRECTOR OF FAMILY COMMUNICATION AND STRATEGY 01/2021 10-25%

No. Employees, Historic

10502020202120222023202420256 on 3/30/20206 on 6/22/20208 on 3/31/20218 on 5/24/20218 on 3/30/20228 on 4/27/20228 on 3/30/20238 on 4/25/20238 on 6/30/20238 on 9/6/20236 on 3/27/2024

RAUM, Historic

400M200M0202020212022202320242025232052950 on 3/30/2020232052950 on 6/22/2020282462318 on 3/31/2021282462318 on 5/24/2021307936673 on 3/30/2022307936673 on 4/27/2022281820077 on 3/30/2023281820077 on 4/25/2023281820077 on 6/30/2023281820077 on 9/6/2023323748302 on 3/27/2024

No. Clients, Historic

3001500202020212022202320242025164 on 3/30/2020164 on 6/22/2020173 on 3/31/2021173 on 5/24/2021175 on 3/30/2022175 on 4/27/2022200 on 3/30/2023200 on 4/25/2023200 on 6/30/2023200 on 9/6/2023216 on 3/27/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 952K 5K –
ALPHABET INC CAP STK CL A 170K 935 –
AMAZON COM INC COM 986K 5K –
AMERICAN EXPRESS CO COM 245K 1K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 355K 19K –
APPLE INC COM 4M 21K –
BECTON DICKINSON & CO COM 355K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 354K 871 –
BLACKROCK ETF TRUST II AAA CLO ETF 1M 20K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 4M 76K –
BOEING CO COM 791K 4K –
BROADCOM INC COM 233K 145 –
CITIZENS FINL GROUP INC COM 255K 7K –
EXXON MOBIL CORP COM 579K 5K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 447K 7K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 585K 6K –
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 250K 2K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 870K 4K –
GLOBAL PMTS INC COM 1M 10K –
HESS CORP COM 1M 8K –
HESS MIDSTREAM LP CL A SHS 273K 8K –
HOME DEPOT INC COM 802K 2K –
INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 730K 37K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 16K 435 –
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 137K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 146K 891 –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 5M 48K –
INVESCO EXCHANGE TRADED FD T BLOOMBERG MVP MU 33K 750 –
INVESCO QQQ TR UNIT SER 1 3M 5K –
ISHARES INC MSCI WORLD ETF 2M 13K –
ISHARES INC JP MORGAN EM ETF 7K 210 –
ISHARES INC MSCI GBL MIN VOL 704K 7K –
ISHARES INC MSCI EURZONE ETF 241K 5K –
ISHARES INC CORE MSCI EMKT 465K 9K –
ISHARES INC MSCI TAIWAN ETF 217 4 –
ISHARES INC MSCI JPN ETF NEW 948K 14K –
ISHARES TR CORE S&P TTL STK 1M 13K –
ISHARES TR CHINA LG-CAP ETF 13K 500 –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR CORE US AGGBD ET 582K 6K –
ISHARES TR MSCI EMG MKT ETF 22K 525 –
ISHARES TR IBOXX INV CP ETF 4M 37K –
ISHARES TR S&P 500 GRWT ETF 7M 74K –
ISHARES TR GLOBAL ENERG ETF 166K 4K –
ISHARES TR S&P 500 VAL ETF 3M 19K –
ISHARES TR 20 YR TR BD ETF 290K 3K –
ISHARES TR 7-10 YR TRSY BD 387K 4K –
ISHARES TR 1 3 YR TREAS BD 247 3 –
ISHARES TR MSCI EAFE ETF 4M 56K –
ISHARES TR CORE S&P MCP ETF 335K 6K –
ISHARES TR EXPND TEC SC ETF 37K 388 –
ISHARES TR ISHARES BIOTECH 3K 25 –
ISHARES TR RUS 1000 VAL ETF 26K 151 –
ISHARES TR S&P MC 400GR ETF 5K 60 –
ISHARES TR RUS 2000 GRW ETF 66K 252 –
ISHARES TR RUSSELL 2000 ETF 27K 133 –
ISHARES TR CORE S&P US VLU 2K 26 –
ISHARES TR RUSSELL 3000 ETF 3M 9K –
ISHARES TR U.S. TECH ETF 79K 523 –
ISHARES TR US INDUSTRIALS 64K 533 –
ISHARES TR US HLTHCARE ETF 175K 3K –
ISHARES TR U.S. FIN SVC ETF 5K 75 –
ISHARES TR U.S. FINLS ETF 79K 832 –
ISHARES TR U.S. ENERGY ETF 167K 3K –
ISHARES TR CORE S&P SCP ETF 147K 1K –
ISHARES TR U.S. BAS MTL ETF 230K 2K –
ISHARES TR SHRT NAT MUN ETF 37K 350 –
ISHARES TR GL CLEAN ENE ETF 266 20 –
ISHARES TR MSCI ACWI EX US 685K 13K –
ISHARES TR MSCI ACWI ETF 20K 180 –
ISHARES TR JPMORGAN USD EMG 129K 1K –
ISHARES TR NATIONAL MUN ETF 65K 607 –
ISHARES TR IBOXX HI YD ETF 343K 4K –
ISHARES TR MBS ETF 2M 21K –
ISHARES TR USD INV GRDE ETF 1M 23K –
ISHARES TR ISHS 5-10YR INVT 140K 3K –
ISHARES TR ISHS 1-5YR INVS 1M 21K –
ISHARES TR 10-20 YR TRS ETF 522K 5K –
ISHARES TR 3 7 YR TREAS BD 81K 705 –
ISHARES TR SHORT TREAS BD 2K 17 –
ISHARES TR PFD AND INCM SEC 63K 2K –
ISHARES TR GLB CNS DISC ETF 257K 2K –
ISHARES TR US AER DEF ETF 72K 546 –
ISHARES TR EAFE GRWTH ETF 10K 100 –
ISHARES TR RUS TP200 VL ETF 65K 871 –
ISHARES TR RUS TP200 GR ETF 151K 702 –
ISHARES TR US TREAS BD ETF 43K 2K –
ISHARES TR GNMA BOND ETF 442K 10K –
ISHARES TR CMBS ETF 48K 1K –
ISHARES TR MSCI EAFE MIN VL 3K 44 –
ISHARES TR MSCI USA MIN VOL 7K 88 –
ISHARES TR MSCI USA QLT FCT 9M 55K –
ISHARES TR MSCI USA VALUE 27K 257 –
ISHARES TR MSCI USA MMENTM 434K 2K –
ISHARES TR CORE MSCI TOTAL 26K 386 –
ISHARES TR CORE MSCI EAFE 10M 133K –
ISHARES TR INTL EQTY FACTOR 103K 4K –
ISHARES TR 0-5YR HI YL CP 15K 350 –
ISHARES TR MSCI INTL QUALTY 567K 15K –
ISHARES TR CORE TOTAL USD 40K 884 –
ISHARES TR CORE DIV GRWTH 4M 76K –
ISHARES TR CORE MSCI EURO 1M 26K –
ISHARES TR HDG MSCI EAFE 181K 5K –
ISHARES TR TRS FLT RT BD 41K 802 –
ISHARES TR HIGH YLD SYSTM B 55K 1K –
ISHARES TR MSCI INTL VLU FT 24K 859 –
ISHARES TR ESG AWR MSCI USA 37K 308 –
ISHARES TR FALN ANGLS USD 811K 31K –
ISHARES TR INTL DIV GRWTH 827K 12K –
ISHARES TR MSCI JP VALUE 16K 489 –
ISHARES TR US INFRASTRUC 5K 109 –
ISHARES TR BROAD USD HIGH 789K 22K –
ISHARES TR CORE DIVID ETF 340K 8K –
J P MORGAN EXCHANGE TRADED F INTRNL RES EQT 26K 412 –
J P MORGAN EXCHANGE TRADED F INCOME ETF 2M 44K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 42K 711 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 27K 451 –
J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 442 8 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 715 11 –
J P MORGAN EXCHANGE TRADED F ACTIVEBLDRS EMER 21K 556 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 793 13 –
J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 9K 175 –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 21K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS US 6K 68 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS I 54K 907 –
J P MORGAN EXCHANGE TRADED F BETABUILDRS US 201K 2K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 5K 107 –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 736K 14K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 3M 55K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 262 6 –
J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 11K 232 –
JOHNSON & JOHNSON COM 489K 3K –
JPMORGAN CHASE & CO. COM 383K 2K –
MFA FINL INC COM 789K 74K –
MICROSOFT CORP COM 2M 5K –
MONROE CAP CORP COM 208K 27K –
NEW YORK CMNTY BANCORP INC COM 58K 18K –
NORFOLK SOUTHN CORP COM 462K 2K –
NVIDIA CORPORATION COM 520K 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 19M 184K –
SCHWAB STRATEGIC TR US LCAP VA ETF 495K 7K –
SCHWAB STRATEGIC TR US SML CAP ETF 29K 611 –
SCHWAB STRATEGIC TR INTERNL DIVID 585K 25K –
SCHWAB STRATEGIC TR LONG TERM US 455K 14K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 16K 370 –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 53K 2K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 47K 604 –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 143K 3K –
SCHWAB STRATEGIC TR SHT TM US TRES 1M 22K –
SCHWAB STRATEGIC TR US TIPS ETF 36K 700 –
SELECT SECTOR SPDR TR SBI MATERIALS 30K 337 –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 10K –
SELECT SECTOR SPDR TR SBI CONS STPLS 919 12 –
SELECT SECTOR SPDR TR SBI CONS DISCR 2M 11K –
SELECT SECTOR SPDR TR ENERGY 3M 28K –
SELECT SECTOR SPDR TR FINANCIAL 785K 19K –
SELECT SECTOR SPDR TR INDL 2M 14K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 7K –
SELECT SECTOR SPDR TR RL EST SEL SEC 20K 513 –
SONOCO PRODS CO COM 855K 17K –
SOUTHERN CO COM 264K 3K –
SOUTHSTATE CORPORATION COM 327K 4K –
SPDR INDEX SHS FDS EURO STOXX 50 1M 24K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 486 8 –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 31K 885 –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR SER TR NUVEEN BLOOMBERG 564K 22K –
SPDR SER TR PORTFOLIO INTRMD 33 1 –
SPDR SER TR PRTFLO S&P500 GW 50K 619 –
SPDR SER TR PORTFOLIO SHORT 300K 10K –
SPDR SER TR AEROSPACE DEF 1M 8K –
SPDR SER TR PORTFOLIO LN TSR 6K 217 –
SPDR SER TR PORTFLI INTRMDIT 15K 535 –
SPDR SER TR S&P DIVID ETF 1M 9K –
SPDR SER TR PORTFOLIO S&P400 48K 926 –
SPDR SER TR BLOOMBERG INVT 55K 2K –
SPDR SER TR BLOOMBERG HIGH Y 97K 1K –
SPDR SER TR BLOOMBERG 1-3 MO 16K 170 –
SPDR SER TR NUVEEN BLMBRG MU 548K 12K –
SPDR SER TR NUVEEN BLMBRG SH 7 0 –
SPDR SER TR RUSSELL YIELD 46K 443 –
SPDR SER TR PORTFOLIO S&P600 831 20 –
UNITED BANKSHARES INC WEST V COM 640K 20K –
UNITED PARCEL SERVICE INC CL B 873K 6K –
VANECK ETF TRUST GOLD MINERS ETF 52K 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 173K 2K –
VANECK ETF TRUST JP MRGAN EM LOC 138K 6K –
VANECK ETF TRUST HIGH YLD MUNIETF 176K 3K –
VANECK ETF TRUST CLO ETF 40K 762 –
VANGUARD BD INDEX FDS LONG TERM BOND 212K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 13K 177 –
VANGUARD BD INDEX FDS TOTAL BND MRKT 40K 558 –
VANGUARD INDEX FDS S&P 500 ETF SHS 438K 876 –
VANGUARD INDEX FDS MCAP VL IDXVIP 3K 18 –
VANGUARD INDEX FDS MCAP GR IDXVIP 3K 12 –
VANGUARD INDEX FDS REAL ESTATE ETF 136K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 46K 252 –
VANGUARD INDEX FDS MID CAP ETF 100K 415 –
VANGUARD INDEX FDS LARGE CAP ETF 94K 375 –
VANGUARD INDEX FDS GROWTH ETF 2K 6 –
VANGUARD INDEX FDS VALUE ETF 19K 116 –
VANGUARD INDEX FDS SMALL CP ETF 107K 492 –
VANGUARD MUN BD FDS TAX EXEMPT BD 232K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 334K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 215K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 789K 7K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 8K 113 –
WALMART INC COM 368K 5K –
WISDOMTREE TR US LARGECAP DIVD 500K 7K –
WISDOMTREE TR EMER MKT HIGH FD 92K 2K –