IMPAX ASSET MANAGEMENT LLC
Adviser information for IMPAX ASSET MANAGEMENT LLC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 115 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $9.0B |
| Non-Discretionary | 4 | $30.1M |
| Total | 21 | $9.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 11 | $7.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 10 | $1.3B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 24 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-8517 |
|---|---|
| SEC ERA File Number | 801-8517 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114335 |
| Legal Entity Identifier | 5493005DFH8X7582CO61 |
Principal Office
30 PENHALLOW STREET, SUITE 400PORTSMOUTH
NH
United States
Monday - Friday, 9:00 A.M. TO 5:00P.M.
Tel: 603-431-8022, Fax: 603-431-9175
Chief Compliance Officer
JOHN A. BOESE
CHIEF COMPLIANCE OFFICER
30 PENHALLOW STREET, STE 400
PORTSMOUTH
NH
United States
Tel:
603.501.7303
Fax:
603.431.9175
J******@**********M
(Full email address available in API data)
Industry Affiliates
| IMPAX ASSET MANAGEMENT | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT (HONG KONG) LTD. | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT IRELAND LTD | Other investment adviser, including financial planners |
| IMPAX ASSET MANAGEMENT, LTD. | Other investment adviser, including financial planners |
| INEI I GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI II GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI III GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INEI IV GP (UK) LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEEFE, JOSEPH, FRANCIS | Individual | – | PRESIDENT, ELECTED MANAGER | 05/2005 | < 5% |
| BOESE, JOHN, AQUINAS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | < 5% |
| DUBOIS, ALICIA, K | Individual | – | CHIEF FINANCIAL OFFICER, ELECTED MANAGER | 10/2006 | < 5% |
| SIMM, IAN | Individual | – | ELECTED MANAGER | 01/2018 | < 5% |
| IMPAX ASSET MANAGEMENT GROUP PLC | Foreign Entity | – | PARENT | 01/2018 | > 75% |
| Cockburn, Karen | Individual | – | ELECTED MANAGER | 12/2022 | < 5% |