J W KORTH & COMPANY
J.W. KORTH & COMPANY, LIMITED PARTNERSHIP Legal Name
Adviser information for J W KORTH & COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $12.1M |
| Non-Discretionary | 7 | $193.1M |
| Total | 13 | $205.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 4 | $5.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $199.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)MARGIN ADVISORY |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Broker-dealerMORTGAGE LENDER/SERVICER, UNDERWRITER |
Identifiers
| SEC RIA File Number | 801-85185 |
|---|---|
| SEC ERA File Number | 801-85185 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 26455 |
| Legal Entity Identifier | 2549008P8HEJZX91W858 |
Principal Office
6500 CENTURION DRIVESUITE 250
LANSING
MI
United States
Monday - Friday, 9-5
Tel: 800-454-1628 OPTION#1, Fax: 517-913-6347
Chief Compliance Officer
MICHAEL GIBBONS
6500 CENTURION DRIVE
SUITE 250
LANSING
MI
United States
Tel:
517-333-4512
Fax:
517-913-6347
M*******@**********M
(Full email address available in API data)
Regulatory Contact
JAMES KORTH
MANAGING DIRECTOR
135 SAN LORENZO AVENUE
SUITE 600
CORAL GABLES
FL
United States
Tel:
800-454-1628 OPTION 3
Fax:
517-913-6347
J******@**********M
(Full email address available in API data)
Industry Affiliates
| J W KORTH & COMPANY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| J W KORTH LLC | Domestic Entity | – | GENERAL PARTNER | 06/2012 | > 75% |
| GIBBONS, MICHAEL LOUIS | Individual | – | CCO | 06/2009 | < 5% |
| MACDONALD-KORTH, HOLLY CHRISTINA | Individual | – | FINOP, MANAGING DIRECTOR | 07/2016 | < 5% |
| HIPP, PAMELA JEAN | Individual | – | MANAGING DIRECTOR, FIXED INCOME TRADING | 01/2013 | < 5% |
| KORTH DIRECT MORTGAGE INC | Domestic Entity | J W KORTH LLC | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | 07/2020 | > 75% |
| KORTH DIRECT MORTGAGE INC | Domestic Entity | – | SOLE MEMBER OF J W KORTH LLC, THE GENERAL PARTNER OF J W KORTH | 07/2020 | 10-25% |
| KORTH, JAMES WILDER | Individual | – | MANAGING PARTNER | 03/1990 | < 5% |