CLAYTON PARTNERS LLC
Adviser information for CLAYTON PARTNERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 94 | $151.9M |
Non-Discretionary | 0 | $0 |
Total | 94 | $151.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 38 | $10.8M |
HNW Individuals | 20 | $91.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $49.2M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
3160 COLLEGE AVENUESUITE 203
BERKELEY
CA
United States
Monday - Friday, 6:00AM TO 4:00PM
Tel: 415-296-5070, Fax: 415-296-5074
Websites
Chief Compliance Officer
ALEX GATES
3160 COLLEGE AVENUE
SUITE 203
BERKELEY
CA
United States
Tel:
415-296-5070
Fax:
415-296-5074
A***@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
CLAYTON CAPITAL APPRECIATION FUND, L.P. | Hedge Fund | $49.2M | $0.5M | 50 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STANKOWSKI, JASON, GORDON | Individual | – | MANAGER/MEMBER | 01/2009 | 50-75% |
LANCASTER, BRIAN, GUY | Individual | – | MANAGER/MEMBER | 01/2011 | 25-50% |
Gates, Alex | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
FERROGLOBE PLC | SHS | 79K | 15K | – |
FLEX LTD | ORD | 7M | 229K | – |
AES CORP | COM | 3M | 183K | – |
ABBVIE INC | COM | 3M | 20K | – |
ACACIA RESH CORP | ACACIA TCH COM | 376K | 75K | – |
ALGOMA STL GROUP INC | COM | 73K | 10K | – |
ALPHABET INC | CAP STK CL C | 5M | 25K | – |
AMERESCO INC | CL A | 2M | 78K | – |
ASTRAZENECA PLC | SPONSORED ADR | 4M | 47K | – |
BARRICK GOLD CORP | COM | 2M | 109K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 16K | – |
BRISTOW GROUP INC | COM | 15M | 435K | – |
CALIFORNIA RES CORP | COM STOCK | 6M | 113K | – |
DYNEX CAP INC | COM | 1M | 110K | – |
EPSILON ENERGY LTD | COM | 2M | 343K | – |
FEDEX CORP | COM | 4M | 13K | – |
FISERV INC | COM | 4M | 28K | – |
FLUOR CORP NEW | COM | 5M | 104K | – |
GREAT ELM GROUP INC | COM NEW | 858K | 477K | – |
INVESTMENT MANAGERS SER TR I | TRADR SHRT INNOV | 2M | 55K | – |
ISHARES TR | MSCI INTL VLU FT | 2M | 88K | – |
ISHARES TR | 0-3 MNTH TREASRY | 10M | 98K | – |
JOINT CORP | COM | 3M | 187K | – |
KRANESHARES TRUST | CALIFORNIA CARB | 766K | 34K | – |
L3HARRIS TECHNOLOGIES INC | COM | 4M | 16K | – |
NATIONAL HEALTH INVS INC | COM | 5M | 69K | – |
NETWORK-1 TECHNOLOGIES INC | COM | 3M | 2M | – |
NEXTRACKER INC | CLASS A COM | 3M | 68K | – |
PORTMAN RIDGE FIN CORP | COM NEW | 831K | 42K | – |
SIXTH STREET SPECIALTY LENDI | COM | 3M | 142K | – |
TKO GROUP HOLDINGS INC | CL A | 4M | 35K | – |
TRANSALTA CORP | COM | 3M | 458K | – |
TWILIO INC | CL A | 3M | 49K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 2M | 39K | – |
WELLS FARGO CO NEW | COM | 5M | 90K | – |
SPRUCE POWER HOLDING CORP | COM NEW | 2M | 438K | – |