AMAZZ INVESTMENT MANAGEMENT, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	119	$87.4M
Non-Discretionary	0	$0
Total	119	$87.4M

Clients

Type	Number	RAUM
Individuals	95	$42.5M
HNW Individuals	24	$44.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	148
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees
Other Business Activities	Accountant or accounting firm

Identifiers

SEC RIA File Number	801-85194
SEC ERA File Number	801-85194
SEC CIK Numbers	None
SEC CRD Numbers	126545
Legal Entity Identifier	None

Principal Office

5214 MAIN STREET #200
WILLIAMSVILLE
NY
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic