EVERETT HARRIS & CO
Adviser information for EVERETT HARRIS & CO last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,644 | $9.7B |
| Non-Discretionary | 140 | $316.8M |
| Total | 1,784 | $10.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 679 | $9.8B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 31 | $193.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $20.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
801 SOUTH FIGUEROA STREETSUITE 2050
LOS ANGELES
CA
United States
Monday - Friday, 6:30AM - 4:00PM
Tel: 213-625-2677, Fax: 213-625-3143
Websites
Chief Compliance Officer
DAVE CLARK
PRESIDENT
801 SOUTH FIGUEROA STREET
SUITE 2050
LOS ANGELES
CA
United States
Tel:
213-239-5593
Fax:
213-625-3143
D*****@****************M
(Full email address available in API data)
Regulatory Contact
MONICA BAIER
801 SOUTH FIGUEROA STREET
SUITE 2050
LOS ANGELES
CA
United States
Tel:
213-625-2677
Fax:
213-625-3143
M*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK, DAVID, ADAIR | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/2005 | 10-25% |
| WARD, JAMES, DOUGLAS | Individual | – | CIO & CFO | 12/1992 | 10-25% |
| CRARY, OLIVER, NORTHCOTE | Individual | – | CHAIRMAN & CEO | 12/1992 | 10-25% |
| SPEIDEL, ROBERT, W. | Individual | – | DIRECTOR OF RESEARCH | 04/2003 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 739K | 7K | – |
| ABBOTT LABS | COM | 159M | 2M | – |
| ABBVIE INC | COM | 91M | 531K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 28K | 10K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 113M | 372K | – |
| ADOBE INC | COM | 447K | 804 | – |
| ADVANCED MICRO DEVICES INC | COM | 363K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 733K | 3K | – |
| ALEXANDER & BALDWIN INC NEW | COM | 3M | 160K | – |
| ALLIANT ENERGY CORP | COM | 1M | 21K | – |
| ALLISON TRANSMISSION HLDGS I | COM | 6M | 77K | – |
| ALLSTATE CORP | COM | 248K | 2K | – |
| ALPHABET INC | CAP STK CL A | 106M | 581K | – |
| ALPHABET INC | CAP STK CL C | 383M | 2M | – |
| ALTRIA GROUP INC | COM | 760K | 17K | – |
| AMAZON COM INC | COM | 198M | 1M | – |
| AMERICAN ELEC PWR CO INC | COM | 326K | 4K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 39M | 302K | – |
| AMERIPRISE FINL INC | COM | 458K | 1K | – |
| AMGEN INC | COM | 7M | 22K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 16M | 279K | – |
| APPLE INC | COM | 928M | 4M | – |
| APPLIED MATLS INC | COM | 691K | 3K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 234K | 3K | – |
| AT&T INC | COM | 597K | 31K | – |
| ATMOS ENERGY CORP | COM | 283K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 8K | – |
| AVANGRID INC | COM | 391K | 11K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 18M | 15K | – |
| BANK AMERICA CORP | COM | 115M | 3M | – |
| BANK HAWAII CORP | COM | 1M | 20K | – |
| BATH & BODY WORKS INC | COM | 2M | 48K | – |
| BAXTER INTL INC | COM | 19M | 564K | – |
| BECTON DICKINSON & CO | COM | 133M | 569K | – |
| BELLRING BRANDS INC | COMMON STOCK | 258K | 5K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 866M | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 280M | 688K | – |
| BIOGEN INC | COM | 202K | 873 | – |
| BLACKROCK INC | COM | 3M | 3K | – |
| BLACKSTONE INC | COM | 243K | 2K | – |
| BOEING CO | COM | 954K | 5K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 530K | 13K | – |
| BROADCOM INC | COM | 364K | 227 | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 307K | 8K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 1M | 32K | – |
| BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | 429K | 17K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 6M | 77K | – |
| CARDINAL HEALTH INC | COM | 1M | 14K | – |
| CARRIER GLOBAL CORPORATION | COM | 791K | 13K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CENTERPOINT ENERGY INC | COM | 270K | 9K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 355K | 2K | – |
| CHEVRON CORP NEW | COM | 92M | 587K | – |
| CHICAGO ATLANTIC REAL ESTATE | COM | 376K | 25K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 335K | 5K | – |
| CHUBB LIMITED | COM | 658K | 3K | – |
| CHURCH & DWIGHT CO INC | COM | 354K | 3K | – |
| CISCO SYS INC | COM | 2M | 32K | – |
| CITIGROUP INC | COM NEW | 1M | 20K | – |
| CLEAN ENERGY FUELS CORP | COM | 67K | 25K | – |
| COCA COLA CO | COM | 7M | 113K | – |
| COLGATE PALMOLIVE CO | COM | 77M | 792K | – |
| COMCAST CORP NEW | CL A | 66M | 2M | – |
| CONOCOPHILLIPS | COM | 895K | 8K | – |
| CORNING INC | COM | 377K | 10K | – |
| COSTCO WHSL CORP NEW | COM | 730M | 859K | – |
| CSW INDUSTRIALS INC | COM | 5M | 19K | – |
| CSX CORP | COM | 464K | 14K | – |
| CUMMINS INC | COM | 486K | 2K | – |
| CVS HEALTH CORP | COM | 1M | 21K | – |
| DAILY JOURNAL CORP | COM | 410K | 1K | – |
| DANAHER CORPORATION | COM | 3M | 11K | – |
| DEERE & CO | COM | 1M | 3K | – |
| DISNEY WALT CO | COM | 122M | 1M | – |
| DOMINION ENERGY INC | COM | 4M | 88K | – |
| DORCHESTER MINERALS LP | COM UNIT | 3M | 87K | – |
| EATON CORP PLC | SHS | 292K | 931 | – |
| EBAY INC. | COM | 780K | 15K | – |
| ECOLAB INC | COM | 18M | 75K | – |
| EDISON INTL | COM | 383K | 5K | – |
| EDWARDS LIFESCIENCES CORP | COM | 9M | 98K | – |
| ELEVANCE HEALTH INC | COM | 542K | 1K | – |
| ELI LILLY & CO | COM | 8M | 9K | – |
| EMERSON ELEC CO | COM | 4M | 39K | – |
| ENBRIDGE INC | COM | 1M | 41K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 174K | 11K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 74K | – |
| EQUIFAX INC | COM | 250K | 1K | – |
| EQUINOX GOLD CORP | COM | 56K | 11K | – |
| EXPEDITORS INTL WASH INC | COM | 36M | 291K | – |
| EXXON MOBIL CORP | COM | 16M | 143K | – |
| FACTSET RESH SYS INC | COM | 61M | 149K | – |
| FEDERAL AGRIC MTG CORP | CL C | 913K | 5K | – |
| FEDEX CORP | COM | 1M | 5K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 352K | 2K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 262K | 5K | – |
| FIRST SOLAR INC | COM | 293K | 1K | – |
| FORD MTR CO DEL | COM | 134K | 11K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 240K | 4K | – |
| FRESENIUS MEDICAL CARE AG | SPONSORED ADR | 311K | 16K | – |
| FRP HLDGS INC | COM | 219K | 8K | – |
| GALLAGHER ARTHUR J & CO | COM | 1M | 4K | – |
| GE AEROSPACE | COM NEW | 1M | 8K | – |
| GE VERNOVA INC | COM | 296K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 373K | 1K | – |
| GENERAL MLS INC | COM | 313K | 5K | – |
| GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 318K | 2K | – |
| GSK PLC | SPONSORED ADR | 285K | 7K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 432K | 15K | – |
| HENRY SCHEIN INC | COM | 8M | 129K | – |
| HNI CORP | COM | 675K | 15K | – |
| HOME DEPOT INC | COM | 36M | 105K | – |
| HONEYWELL INTL INC | COM | 2M | 7K | – |
| HOST HOTELS & RESORTS INC | COM | 633K | 35K | – |
| HUBBELL INC | COM | 402K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 620K | 3K | – |
| INTEL CORP | COM | 2M | 60K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 646K | 4K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 2M | 23K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
| INVESCO CALIF VALUE MUN INCO | COM | 167K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 772K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 10M | 21K | – |
| ISHARES INC | CORE MSCI EMKT | 7M | 135K | – |
| ISHARES INC | MSCI SINGPOR ETF | 1M | 72K | – |
| ISHARES TR | CORE S&P MCP ETF | 469K | 8K | – |
| ISHARES TR | CORE S&P SCP ETF | 353K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 3K | – |
| ISHARES TR | CORE US AGGBD ET | 281K | 3K | – |
| ISHARES TR | GLOB HLTHCRE ETF | 430K | 5K | – |
| ISHARES TR | GLOBAL ENERG ETF | 415K | 10K | – |
| ISHARES TR | GLOBAL TECH ETF | 591K | 7K | – |
| ISHARES TR | ISHARES BIOTECH | 265K | 2K | – |
| ISHARES TR | MSCI EMG MKT ETF | 712K | 17K | – |
| ISHARES TR | RUS 1000 GRW ETF | 938K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 226K | 1K | – |
| ISHARES TR | SHRT NAT MUN ETF | 314K | 3K | – |
| ISHARES TR | U.S. UTILITS ETF | 2M | 19K | – |
| JACOBS SOLUTIONS INC | COM | 13M | 94K | – |
| JOHNSON & JOHNSON | COM | 78M | 535K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| JPMORGAN CHASE FINL CO LLC | CAL LKD 44 | 3M | 106K | – |
| KELLANOVA | COM | 666K | 12K | – |
| KENVUE INC | COM | 476K | 26K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 8K | – |
| KINDER MORGAN INC DEL | COM | 3M | 161K | – |
| KROGER CO | COM | 849K | 17K | – |
| LABCORP HOLDINGS INC | COM SHS | 6M | 29K | – |
| LAM RESEARCH CORP | COM | 630K | 592 | – |
| LANTRONIX INC | COM NEW | 46K | 13K | – |
| LEVI STRAUSS & CO NEW | CL A COM STK | 266K | 14K | – |
| LIMONEIRA CO | COM | 614K | 30K | – |
| LINDE PLC | SHS | 698K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 26M | 56K | – |
| LOWES COS INC | COM | 432K | 2K | – |
| LULULEMON ATHLETICA INC | COM | 650K | 2K | – |
| MARATHON PETE CORP | COM | 254K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 285K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 21M | 47K | – |
| MCDONALDS CORP | COM | 102M | 401K | – |
| MEDTRONIC PLC | SHS | 4M | 48K | – |
| MERCK & CO INC | COM | 22M | 176K | – |
| META PLATFORMS INC | CL A | 7M | 14K | – |
| MICROSOFT CORP | COM | 685M | 2M | – |
| MONDELEZ INTL INC | CL A | 530K | 8K | – |
| MORGAN STANLEY | COM NEW | 217K | 2K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 206K | 4K | – |
| NETFLIX INC | COM | 580K | 859 | – |
| NEW PAC METALS CORP | COM | 52K | 35K | – |
| NEXTERA ENERGY INC | COM | 9M | 122K | – |
| NIKE INC | CL B | 79M | 1M | – |
| NORFOLK SOUTHN CORP | COM | 257K | 1K | – |
| NORTHROP GRUMMAN CORP | COM | 481K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 2M | 21K | – |
| NOVO-NORDISK A S | ADR | 926M | 6M | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 530K | 46K | – |
| NVIDIA CORPORATION | COM | 5M | 38K | – |
| OCCIDENTAL PETE CORP | COM | 341K | 5K | – |
| ONEOK INC NEW | COM | 9M | 108K | – |
| ORACLE CORP | COM | 815K | 6K | – |
| ORGANON & CO | COMMON STOCK | 1M | 49K | – |
| ORMAT TECHNOLOGIES INC | COM | 287K | 4K | – |
| OTIS WORLDWIDE CORP | COM | 449K | 5K | – |
| PACCAR INC | COM | 1M | 12K | – |
| PAYPAL HLDGS INC | COM | 3M | 48K | – |
| PEPSICO INC | COM | 68M | 415K | – |
| PFIZER INC | COM | 5M | 179K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 13K | – |
| PHILLIPS 66 | COM | 2M | 17K | – |
| PLUG POWER INC | COM NEW | 62K | 27K | – |
| POST HLDGS INC | COM | 407K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 9M | 56K | – |
| PROFIRE ENERGY INC | COM | 2M | 2M | – |
| PROGRESSIVE CORP | COM | 30M | 143K | – |
| PUBLIC STORAGE OPER CO | COM | 400K | 1K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 298K | 4K | – |
| QUALCOMM INC | COM | 6M | 33K | – |
| RENEW ENERGY GLOBAL PLC | CL A SHS | 218K | 35K | – |
| ROCKWELL AUTOMATION INC | COM | 358K | 1K | – |
| ROGERS COMMUNICATIONS INC | CL B | 2M | 54K | – |
| RTX CORPORATION | COM | 10M | 99K | – |
| S&P GLOBAL INC | COM | 600K | 1K | – |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 108K | 14K | – |
| SALESFORCE INC | COM | 290K | 1K | – |
| SCHWAB CHARLES CORP | COM | 16M | 211K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 331K | 9K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 388K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 638K | 6K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 597K | 8K | – |
| SEABRIDGE GOLD INC | COM | 178K | 13K | – |
| SELECT SECTOR SPDR TR | ENERGY | 592K | 6K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 306K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 711K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 888K | 4K | – |
| SHELL PLC | SPON ADS | 14M | 199K | – |
| SILVERCREST METALS INC | COM | 334K | 41K | – |
| SIMON PPTY GROUP INC NEW | COM | 7M | 49K | – |
| SNAP ON INC | COM | 523K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 7K | – |
| STARBUCKS CORP | COM | 85M | 1M | – |
| STRYKER CORPORATION | COM | 2M | 7K | – |
| SUNCOR ENERGY INC NEW | COM | 1M | 29K | – |
| SYSCO CORP | COM | 4M | 58K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 16M | 93K | – |
| TARGET CORP | COM | 606K | 4K | – |
| TC ENERGY CORP | COM | 939K | 25K | – |
| TCW ETF TRUST | FLEXIBLE INCOME | 252K | 7K | – |
| TESLA INC | COM | 491K | 2K | – |
| TETRA TECHNOLOGIES INC DEL | COM | 2M | 436K | – |
| TEXAS INSTRS INC | COM | 856K | 4K | – |
| TEXTRON INC | COM | 266K | 3K | – |
| THE CIGNA GROUP | COM | 220K | 665 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 8M | 14K | – |
| TJX COS INC NEW | COM | 127M | 1M | – |
| TORTOISE MIDSTRM ENERGY FD I | COM | 228K | 5K | – |
| TRUIST FINL CORP | COM | 355K | 9K | – |
| UNILEVER PLC | SPON ADR NEW | 92M | 2M | – |
| UNION PAC CORP | COM | 11M | 48K | – |
| UNITED PARCEL SERVICE INC | CL B | 14M | 100K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| US BANCORP DEL | COM NEW | 1M | 27K | – |
| UTAH MED PRODS INC | COM | 535K | 8K | – |
| VALVOLINE INC | COM | 5M | 108K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 4M | 46K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 22M | 60K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 13M | 26K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 24K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 312K | 5K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 7M | 92K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 256K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 777K | 16K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 4M | 34K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 2M | 16K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 200M | 752K | – |
| VANGUARD WORLD FD | INF TECH ETF | 292K | 506 | – |
| VERIZON COMMUNICATIONS INC | COM | 24M | 573K | – |
| VISA INC | COM CL A | 4M | 15K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 144K | 12K | – |
| WALMART INC | COM | 58M | 854K | – |
| WASTE MGMT INC DEL | COM | 351K | 2K | – |
| WELLS FARGO CO NEW | COM | 2M | 27K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 2M | 1K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 1M | 3K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 860K | 30K | – |
| WILLIAMS COS INC | COM | 645K | 15K | – |
| YUM BRANDS INC | COM | 4M | 31K | – |
| YUM CHINA HLDGS INC | COM | 733K | 24K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 4M | 39K | – |
| ZOETIS INC | CL A | 855K | 5K | – |