INVESTMENT RESEARCH CORP
Adviser information for INVESTMENT RESEARCH CORP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 14 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $18.5M |
| Non-Discretionary | 149 | $33.5M |
| Total | 150 | $52.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 144 | $21.9M |
| HNW Individuals | 3 | $7.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $18.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 150 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-8599 |
|---|---|
| SEC ERA File Number | 801-8599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108208 |
| Legal Entity Identifier | None |
Principal Office
1636 LOGAN STREETDENVER
CO
United States
Monday - Friday, 7:30AM - 4:00PM
Tel: 303-626-0634, Fax: 303-626-0614
Websites
Chief Compliance Officer
TIMOTHY E.TAGGART
PRESIDENT
1636 LOGAN STREET
DENVER
CO
United States
Tel:
303-626-0634
Fax:
303-626-0614
F**@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL L. GAUGHAN
VICE PRESIDENT
1636 LOGAN STREET
DENVER
CO
United States
Tel:
303-626-0634
Fax:
303-626-0614
M*******@**************M
(Full email address available in API data)
Industry Affiliates
| AMERICAN GROWTH FINANCIAL SERVICES | Insurance company or agency |
| WORLD CAPITAL ADVISORS, LLC | Other investment adviser, including financial planners |
| WORLD CAPITAL BROKERAGE, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAGGART, TIMOTHY, EUGENE | Individual | – | PRESIDENT, TREASURER AND CHIEF COMPLIANCE OFFICER | 04/2004 | > 75% |
| GAUGHAN, MICHAEL, LAWRENCE | Individual | – | VICE PRESIDENT AND CORPORATE SECRETARY | 09/2004 | < 5% |
| BLUM, PATRICIA, ANN | Individual | – | VICE PRESIDENT | 06/2013 | < 5% |