GAUGE CAPITAL
GAUGE CAPITAL LLC Legal Name
Adviser information for GAUGE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 35 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $3.3B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $3.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO |
Identifiers
| SEC RIA File Number | 801-86176 |
|---|---|
| SEC ERA File Number | 801-86176 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169890 |
| Legal Entity Identifier | None |
Principal Office
1256 MAIN STREETSUITE 256
SOUTHLAKE
TX
United States
Monday - Friday, 8A - 5P
Tel: 682-334-5800, Fax: 817-796-1342
Chief Compliance Officer
JASON SNIDER
CHIEF FINANCIAL OFFICER
1256 MAIN ST, SUITE 256
SOUTHLAKE
TX
United States
Tel:
682-334-5780
Fax:
817-796-1342
J******@***************M
(Full email address available in API data)
Regulatory Contact
IQEQ
COMPLIANCE CONSULTANT
2777 NORTH STEMMONS FREEWAY
SUITE 1425
DALLAS
TX
United States
Tel:
469-850-0224
G***************@*******M
(Full email address available in API data)
Industry Affiliates
| GAUGE CARRY CO. II LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE CAPITAL EMPLOYEE III LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE CAPITAL EMPLOYEE PARTNER III LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE CAPITAL INVESTORS LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE CARRY CO. IV LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE CARRY CO. LP | Sponsor, GP, manager of pooled investment vehicles |
| GAUGE INVESTMENT CO. II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GAUGE INVESTMENT CO. III LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GAUGE INVESTMENT CO. IV LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GAUGE INVESTMENT CO. LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAUGE CAPITAL II LP | Private Equity Fund | $569.1M | $0.5M | 71 |
| GAUGE CAPITAL III LP | Private Equity Fund | $745.9M | $1.0M | 123 |
| GAUGE CAPITAL IV LP | Private Equity Fund | $935.0M | $0.1M | 129 |
| GAUGE CAPITAL PARALLEL II LP | Private Equity Fund | $216.9M | $0.5M | 13 |
| GAUGE CAPITAL PARALLEL III LP | Private Equity Fund | $367.6M | $1.0M | 25 |
| GAUGE CAPITAL PARALLEL IV LP | Private Equity Fund | $354.8M | $0.5M | 21 |
| GAUGE FUND LP | Private Equity Fund | $120.2M | $0.5M | 64 |
| GAUGE PARALLEL FUND LP | Private Equity Fund | $34.5M | $0.5M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, DREW, WILLIAMS | Individual | GAUGE CAPITAL PARTNER FEEDER LP | LIMITED PARTNER | 09/2021 | 25-50% |
| MCKELVEY, THOMAS, RAY | Individual | GAUGE CAPITAL PARTNER FEEDER LP | LIMITED PARTNER | 09/2021 | 25-50% |
| GAUGE CAPITAL HOLDINGS, LLC | Domestic Entity | – | SOLE OWNER, GAUGE CAPITAL LLC | 06/2013 | > 75% |
| JOHNSON, DREW, WILLIAMS | Individual | – | CO-MANAGING PARTNER, GAUGE CAPITAL LLC | 08/2013 | < 5% |
| MCKELVEY, THOMAS, RAY | Individual | – | CO-MANAGING PARTNER, GAUGE CAPITAL LLC | 08/2013 | < 5% |
| SNIDER, JASON, GLENN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| JACKSON, JAMES, ROGER | Individual | – | PARTNER | 12/2019 | < 5% |
| GAUGE CAPITAL HOLDCO, LP | Domestic Entity | GAUGE CAPITAL HOLDINGS, LLC | MEMBER | 09/2021 | > 75% |
| GAUGE CAPITAL PARTNER FEEDER LP | Domestic Entity | GAUGE CAPITAL HOLDCO, LP | LIMITED PARTNER | 09/2021 | > 75% |
| GAUGE CAPITAL HOLDCO GP, LLC | Domestic Entity | GAUGE CAPITAL HOLDCO, LP | GENERAL PARTNER | 09/2021 | |
| JOHNSON, DREW, WILLIAMS | Individual | GAUGE CAPITAL HOLDCO GP, LLC | MANAGING MEMBER | 09/2021 | 25-50% |
| MCKELVEY, THOMAS, RAY | Individual | GAUGE CAPITAL HOLDCO GP, LLC | MANAGING MEMBER | 09/2021 | 25-50% |
| Friedman, David, Aaron | Individual | – | PARTNER | 09/2021 | < 5% |