GEC ADVISORS LLC
Adviser information for GEC ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $941.9M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $941.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $941.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFEES AS DEFINED IN RESPECTIVE OFFERING DOCUMENTS |
Identifiers
| SEC RIA File Number | 801-86179 |
|---|---|
| SEC ERA File Number | 801-86179 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161472 |
| Legal Entity Identifier | None |
Principal Office
2415 W. ALABAMA STREETSUITE 220
HOUSTON
TX
United States
Monday - Friday, 8 AM TO 6 PM
Tel: 713-993-7222, Fax: 713-239-2161
Chief Compliance Officer
LANA PATTILLO
CHIEF FINANCIAL OFFICER
2415 W. ALABAMA STREET
SUITE 220
HOUSTON
TX
United States
Tel:
713-489-8201
Fax:
713-239-2161
L***@********M
(Full email address available in API data)
Industry Affiliates
| GEC CAPITAL GROUP III LP | Sponsor, GP, manager of pooled investment vehicles |
| GEC CAPITAL GROUP III-B LP | Sponsor, GP, manager of pooled investment vehicles |
| GEC CAPITAL GROUP IV LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GEC ESTIS CO-INVEST II LLC | Private Equity Fund | $429.8M | $5.0M | 590 |
| GEC ESTIS CO-INVEST LLC | Private Equity Fund | $0.0M | $5.0M | 80 |
| GEC PARTNERS III - GI LP | Private Equity Fund | $17.5M | $5.0M | 4 |
| GEC PARTNERS III LP | Private Equity Fund | $216.0M | $5.0M | 34 |
| GEC PARTNERS III-B - GI LP | Private Equity Fund | $15.3M | $5.0M | 4 |
| GEC PARTNERS III-B LP | Private Equity Fund | $201.1M | $5.0M | 34 |
| GEC PARTNERS IV LP | Private Equity Fund | $62.2M | $5.0M | 27 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAIRBANKS, JONATHAN, BARCROFT | Individual | – | PRESIDENT | 12/2018 | < 5% |
| PATTILLO, LANA, JO | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 09/2019 | < 5% |