ARIES WEALTH MANAGEMENT, LLC
Adviser information for ARIES WEALTH MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 553 | $421.9M |
| Non-Discretionary | 4 | $4.2M |
| Total | 557 | $426.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $8.2M |
| HNW Individuals | 154 | $399.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | <5 | $17.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
70 CENTER STREET2ND FLOOR
PORTLAND
ME
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 207-536-0530, Fax: None
Chief Compliance Officer
JASON VIOLA
PRESIDENT, FOUNDER, PORTFOLIO MANAGER
70 CENTER STREET
2ND FLOOR
PORTLAND
ME
United States
Tel:
207-536-0530
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VIOLA, JASON, GREGORY | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 598K | 6K | – |
| ABBOTT LABS | COM | 2M | 16K | – |
| ABBVIE INC | COM | 2M | 13K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 1M | 4K | – |
| ADOBE INC | COM | 647K | 1K | – |
| AGNICO EAGLE MINES LTD | COM | 760K | 12K | – |
| ALLSTATE CORP | COM | 454K | 3K | – |
| ALPHABET INC | CAP STK CL A | 5M | 29K | – |
| ALPHABET INC | CAP STK CL C | 931K | 5K | – |
| AMAZON COM INC | COM | 8M | 41K | – |
| AMERICAN EXPRESS CO | COM | 854K | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 427K | 2K | – |
| APPLE INC | COM | 20M | 93K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 817K | 10K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 6K | – |
| AXSOME THERAPEUTICS INC | COM | 322K | 4K | – |
| BECTON DICKINSON & CO | COM | 217K | 930 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKROCK INC | COM | 901K | 1K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 848K | 20K | – |
| BROADCOM INC | COM | 294K | 183 | – |
| CARRIER GLOBAL CORPORATION | COM | 237K | 4K | – |
| CATERPILLAR INC | COM | 6M | 18K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 344K | 2K | – |
| CHEVRON CORP NEW | COM | 2M | 11K | – |
| CHUBB LIMITED | COM | 2M | 7K | – |
| CHURCH & DWIGHT CO INC | COM | 330K | 3K | – |
| CISCO SYS INC | COM | 1M | 23K | – |
| COCA COLA CO | COM | 894K | 14K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 222K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 14K | – |
| COMCAST CORP NEW | CL A | 351K | 9K | – |
| CONOCOPHILLIPS | COM | 293K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 719K | 3K | – |
| CONSTELLATION ENERGY CORP | COM | 269K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 4K | – |
| CROWN CASTLE INC | COM | 276K | 3K | – |
| DANAHER CORPORATION | COM | 579K | 2K | – |
| DBX ETF TR | XTRACKERS MSCI | 282K | 9K | – |
| DBX ETF TR | XTRCKR RUSL 1000 | 264K | 5K | – |
| DISNEY WALT CO | COM | 817K | 8K | – |
| EATON CORP PLC | SHS | 285K | 908 | – |
| ECOLAB INC | COM | 358K | 2K | – |
| EDITAS MEDICINE INC | COM | 65K | 14K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 868K | 8K | – |
| EXXON MOBIL CORP | COM | 5M | 48K | – |
| FEDEX CORP | COM | 846K | 3K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 260K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 536K | 9K | – |
| FLEXSHARES TR | QUALT DIVD IDX | 516K | 8K | – |
| FORTE BIOSCIENCES INC | COM | 7K | 13K | – |
| FS KKR CAP CORP | COM | 451K | 23K | – |
| FUBOTV INC | COM | 19K | 15K | – |
| GE AEROSPACE | COM NEW | 1M | 7K | – |
| GE VERNOVA INC | COM | 340K | 2K | – |
| GENERAL MLS INC | COM | 212K | 3K | – |
| GENUINE PARTS CO | COM | 204K | 1K | – |
| GOLDMAN SACHS GROUP INC | COM | 291K | 644 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 857K | 16K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 348K | 3K | – |
| HEXCEL CORP NEW | COM | 250K | 4K | – |
| HOME DEPOT INC | COM | 5M | 15K | – |
| HONEYWELL INTL INC | COM | 800K | 4K | – |
| HYZON MOTORS INC | *W EXP 10/02/202 | 199 | 10K | – |
| IDEXX LABS INC | COM | 1M | 3K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 9K | – |
| IMPINJ INC | COM | 883K | 6K | – |
| INDEPENDENT BK CORP MASS | COM | 818K | 16K | – |
| INTEL CORP | COM | 461K | 15K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 12K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 1M | 24K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 4M | 203K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 520K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 281K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 208K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 554K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 267K | 6K | – |
| ISHARES INC | MSCI EMERG MRKT | 683K | 12K | – |
| ISHARES TR | 1 3 YR TREAS BD | 987K | 12K | – |
| ISHARES TR | 3 7 YR TREAS BD | 363K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 210K | 4K | – |
| ISHARES TR | CORE S&P SCP ETF | 312K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 640K | 1K | – |
| ISHARES TR | CORE US AGGBD ET | 432K | 4K | – |
| ISHARES TR | ESG MSCI EM LDRS | 225K | 5K | – |
| ISHARES TR | ESG MSCI LEADR | 582K | 6K | – |
| ISHARES TR | EXPND TEC SC ETF | 416K | 4K | – |
| ISHARES TR | GL CLEAN ENE ETF | 180K | 14K | – |
| ISHARES TR | IBONDS 25 TRM TS | 424K | 18K | – |
| ISHARES TR | ISHS 1-5YR INVS | 3M | 53K | – |
| ISHARES TR | MSCI ACWI ETF | 2M | 20K | – |
| ISHARES TR | MSCI ACWI EX US | 257K | 5K | – |
| ISHARES TR | MSCI EAFE ETF | 8M | 106K | – |
| ISHARES TR | MSCI EAFE MIN VL | 1M | 20K | – |
| ISHARES TR | MSCI EMG MKT ETF | 4M | 86K | – |
| ISHARES TR | MSCI USA MIN VOL | 3M | 40K | – |
| ISHARES TR | MSCI USA QLT FCT | 5M | 28K | – |
| ISHARES TR | NATIONAL MUN ETF | 531K | 5K | – |
| ISHARES TR | RUS 1000 GRW ETF | 654K | 2K | – |
| ISHARES TR | RUSSELL 3000 ETF | 3M | 11K | – |
| ISHARES TR | SHORT TREAS BD | 800K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 30K | – |
| JOHNSON & JOHNSON | COM | 5M | 31K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 18K | – |
| KIMBERLY-CLARK CORP | COM | 433K | 3K | – |
| KKR & CO INC | COM | 998K | 9K | – |
| LINDE PLC | SHS | 923K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 216K | 463 | – |
| LOWES COS INC | COM | 988K | 4K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 6K | – |
| MASTERCARD INCORPORATED | CL A | 528K | 1K | – |
| MCDONALDS CORP | COM | 2M | 6K | – |
| MCKESSON CORP | COM | 706K | 1K | – |
| MEDTRONIC PLC | SHS | 250K | 3K | – |
| MERCADOLIBRE INC | COM | 329K | 200 | – |
| MERCK & CO INC | COM | 3M | 25K | – |
| META PLATFORMS INC | CL A | 5M | 9K | – |
| MICROSOFT CORP | COM | 15M | 34K | – |
| MONDELEZ INTL INC | CL A | 410K | 6K | – |
| MONSTER BEVERAGE CORP NEW | COM | 485K | 10K | – |
| NETFLIX INC | COM | 325K | 482 | – |
| NEXTERA ENERGY INC | COM | 938K | 13K | – |
| NIKE INC | CL B | 933K | 12K | – |
| NUCOR CORP | COM | 388K | 2K | – |
| NVIDIA CORPORATION | COM | 2M | 13K | – |
| NXP SEMICONDUCTORS N V | COM | 541K | 2K | – |
| ORACLE CORP | COM | 411K | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 374K | 354 | – |
| PAYCHEX INC | COM | 242K | 2K | – |
| PEPSICO INC | COM | 3M | 16K | – |
| PFIZER INC | COM | 999K | 36K | – |
| PHILLIPS 66 | COM | 435K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 21K | – |
| QUALCOMM INC | COM | 334K | 2K | – |
| RENAISSANCERE HLDGS LTD | COM | 536K | 2K | – |
| ROCKET LAB USA INC | COM | 256K | 53K | – |
| ROCKWELL AUTOMATION INC | COM | 202K | 733 | – |
| RTX CORPORATION | COM | 1M | 11K | – |
| SALESFORCE INC | COM | 229K | 891 | – |
| SCHLUMBERGER LTD | COM STK | 248K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 551K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 413K | 10K | – |
| SELECT SECTOR SPDR TR | INDL | 282K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 244K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 549K | 7K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 864K | 6K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 289K | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 889K | 4K | – |
| SERES THERAPEUTICS INC | COM | 12K | 17K | – |
| SHELL PLC | SPON ADS | 479K | 7K | – |
| SHERWIN WILLIAMS CO | COM | 278K | 932 | – |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 1M | 41K | – |
| SPDR GOLD TR | GOLD SHS | 3M | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 9M | 17K | – |
| SPDR SER TR | BLOOMBERG INVT | 3M | 83K | – |
| SPDR SER TR | NYSE TECH ETF | 312K | 2K | – |
| SPDR SER TR | S&P BIOTECH | 234K | 3K | – |
| SPDR SER TR | S&P DIVID ETF | 7M | 56K | – |
| STATE STR CORP | COM | 391K | 5K | – |
| STEM INC | COM | 29K | 26K | – |
| STRYKER CORPORATION | COM | 264K | 775 | – |
| TEXAS INSTRS INC | COM | 1M | 6K | – |
| TEXTRON INC | COM | 238K | 3K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THE TRADE DESK INC | COM CL A | 391K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | – |
| TJX COS INC NEW | COM | 1M | 11K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TOAST INC | CL A | 249K | 10K | – |
| TORONTO DOMINION BK ONT | COM NEW | 375K | 7K | – |
| TOTALENERGIES SE | SPONSORED ADS | 483K | 7K | – |
| TRAVELERS COMPANIES INC | COM | 582K | 3K | – |
| TREX CO INC | COM | 1M | 17K | – |
| TSCAN THERAPEUTICS INC | COM | 59K | 10K | – |
| UNILEVER PLC | SPON ADR NEW | 370K | 7K | – |
| UNION PAC CORP | COM | 1M | 4K | – |
| UNITED PARCEL SERVICE INC | CL B | 270K | 2K | – |
| UNITED RENTALS INC | COM | 323K | 500 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 2M | 46K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 18K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 600K | 8K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 12M | 32K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 10M | 41K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 10M | 47K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 3M | 19K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 23K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 40K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 801K | 12K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 1M | 30K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 836K | 14K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1M | 13K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 249K | 4K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 2M | 25K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 11K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 2M | 35K | – |
| VERASTEM INC | COM NEW | 39K | 13K | – |
| VERTEX PHARMACEUTICALS INC | COM | 223K | 475 | – |
| VISA INC | COM CL A | 4M | 14K | – |
| WALMART INC | COM | 4M | 60K | – |
| WASTE MGMT INC DEL | COM | 2M | 9K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 5M | 59K | – |
| XYLEM INC | COM | 266K | 2K | – |