OBERLAND CAPITAL MANAGEMENT LLC
Adviser information for OBERLAND CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $3.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 28 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCARRIED INTEREST |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-87179 |
|---|---|
| SEC ERA File Number | 801-87179 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169109 |
| Legal Entity Identifier | None |
Principal Office
1700 BROADWAY37TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00-5:30
Tel: 212-257-5850, Fax: 212-257-5851
Chief Compliance Officer
KRISTIAN WIGGERT
GENERAL COUNSEL
1700 BROADWAY
37TH FLOOR
NEW YORK
NY
United States
Tel:
212-257-5863
Fax:
212-257-5851
K*******@******************M
(Full email address available in API data)
Regulatory Contact
ANDREW RUBINSTEIN
MANAGING PARTNER
1700 BROADWAY
37TH FLOOR
NEW YORK
NY
United States
Tel:
212-257-5858
Fax:
212-257-5851
A**********@******************M
(Full email address available in API data)
Industry Affiliates
| OBERLAND CAPITAL HEALTHCARE III BRAZOS CO-INVEST GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OBERLAND CAPITAL PARTNERS II LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OBERLAND CAPITAL PARTNERS III LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OBERLAND CAPITAL PARTNERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OBERLAND CAPITAL SOLUTIONS CO-INVEST GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OBERLAND CAPITAL SOLUTIONS GP LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OBERLAND ORION CO-INVEST FUND GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| QUANTBIO PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OBERLAND CAPITAL HEALTHCARE III BRAZOS CO-INVEST LP | Private Equity Fund | $55.5M | $0.0M | 2 |
| OBERLAND CAPITAL HEALTHCARE MASTER FUND II LP | Private Equity Fund | $601.3M | $0.0M | 759 |
| OBERLAND CAPITAL HEALTHCARE MASTER FUND III LP | Private Equity Fund | $1,181.4M | $10.0M | 275 |
| OBERLAND CAPITAL HEALTHCARE MASTER FUND LP | Private Equity Fund | $104.2M | $0.0M | 357 |
| OBERLAND CAPITAL HEALTHCARE SOLUTIONS CO-INVEST MASTER FUND LP | Private Equity Fund | $370.5M | $0.0M | 177 |
| OBERLAND CAPITAL HEALTHCARE SOLUTIONS MASTER FUND LP | Private Equity Fund | $601.7M | $0.0M | 223 |
| OBERLAND ORION CO-INVEST FUND LP | Private Equity Fund | $200.0M | $0.0M | 2 |
| QUANTBIO INNOVATIONS FUND LP | Hedge Fund | $6.0M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUBINSTEIN, ANDREW, DAVID | Individual | – | MANAGING PARTNER | 12/2012 | 50-75% |
| NAEGELI, JEAN-PIERRE, NMN | Individual | – | MANAGING PARTNER | 12/2012 | 25-50% |
| DUBINSKY, DAVID, NMN | Individual | – | CFO | 06/2013 | < 5% |
| WIGGERT, KRISTIAN, ERIK | Individual | – | CCO | 01/2020 | < 5% |
| CLIFFORD, WILLIAM, PAUL | Individual | – | MEMBER | 07/2023 | 5-10% |