X-SQUARE CAPITAL

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Puerto Rico, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	219	$317.3M
Non-Discretionary	1	$106.4M
Total	220	$423.6M

Clients

Type	Number	RAUM
Individuals	77	$15.1M
HNW Individuals	35	$37.6M
Banking or thrift institutions	0	$0
Investment companies	2	$45.9M
Business development companies	0	$0
Pooled investment vehicles	2	$71.6M
Pension and profit sharing plans	53	$35.4M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	1	$14.5M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	50	$203.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based feesAD HOC EXPERT CONSULTING FEES

Identifiers

SEC RIA File Number	801-88171
SEC ERA File Number	801-88171
SEC CIK Numbers	1729300
SEC CRD Numbers	167237
Legal Entity Identifier	None

Principal Office

CENTRO INTERNACIONAL DE MERCADEO II
90 CARR 165, SUITE 803
GUAYNABO
PR
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic